Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMPHENOL CORP /DE/APH · Entity 2846 | VP,Grp GM Mobile Consumer Prod | May 20, 2021 | May 24, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMPHENOL CORP /DE/
Report date May 20, 2021 · Filed May 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $66.59 · Expires 2031-05-20 | Direct | 124,000 |
Reported balance
After 2021-05-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-05-20 · Grant · Acquired 124,000 · Balance 124,000 F1: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2021-05-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2021 Filed May 24, 2021 13:50 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantStock Option · Derivative | 124,000 | $0.00 Strike: $66.59 | $0.00 |
DisclosureSEC source: 0001127602-21-017840 · form4.xml · derivative · entry 2 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,000 Underlying: Class A Common Stock · 124,000 shares Expires 2031-05-20 F1 · shares: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant. Read SEC document |
| May 07, 2021 Filed May 10, 2021 15:41 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionStock Option · Derivative | 60,000 | $0.00 Strike: $23.85 | $0.00 |
DisclosureSEC source: 0001127602-21-015978 · form4.xml · derivative · entry 3 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 60,000 shares Expires 2024-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 10, 2021 15:41 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | SaleClass A Common Stock | 60,000 | $68.01 | $4,080,870.00 |
DisclosureSEC source: 0001127602-21-015978 · form4.xml · nonDerivative · entry 2 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: This transaction was executed in multiple trades ranging from $68.00 to $68.045. F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 07, 2021 Filed May 10, 2021 15:41 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionClass A Common Stock | 60,000 | $23.85 | $1,431,000.00 |
DisclosureSEC source: 0001127602-21-015978 · form4.xml · nonDerivative · entry 1 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Nov 30, 2020 19:21 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionStock Option · Derivative | 18,000 | $0.00 Strike: $39.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030101 · form4.xml · derivative · entry 3 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,000 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Nov 30, 2020 19:21 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | SaleClass A Common Stock | 18,000 | $131.06 | $2,359,155.60 |
DisclosureSEC source: 0001127602-20-030101 · form4.xml · nonDerivative · entry 2 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: This transaction was executed in multiple trades ranging from $131.00 to $131.18. F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 30, 2020 Filed Nov 30, 2020 19:21 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionClass A Common Stock | 18,000 | $39.00 | $702,000.00 |
DisclosureSEC source: 0001127602-20-030101 · form4.xml · nonDerivative · entry 1 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 21:49 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionStock Option · Derivative | 10,000 | $0.00 Strike: $39.00 | $0.00 |
DisclosureSEC source: 0001127602-20-023400 · form4.xml · derivative · entry 3 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Class A Common Stock · 10,000 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 21:49 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | SaleClass A Common Stock | 10,000 | $109.73 | $1,097,303.00 |
DisclosureSEC source: 0001127602-20-023400 · form4.xml · nonDerivative · entry 2 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: This transaction was executed in multiple trades ranging from $109.70 to $109.81. F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 21:49 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionClass A Common Stock | 10,000 | $39.00 | $390,000.00 |
DisclosureSEC source: 0001127602-20-023400 · form4.xml · nonDerivative · entry 1 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:07 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantStock Option · Derivative | 111,000 | $0.00 Strike: $90.21 | $0.00 |
DisclosureSEC source: 0001127602-20-017676 · form4.xml · derivative · entry 2 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,000 Underlying: Class A Common Stock · 111,000 shares Expires 2030-05-21 F1 · shares: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant. Read SEC document |
| January 28, 2020 Filed Jan 28, 2020 20:57 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionStock Option · Derivative | 10,000 | $0.00 Strike: $26.63 | $0.00 |
DisclosureSEC source: 0001127602-20-002486 · form4.xml · derivative · entry 3 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2022-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2020 Filed Jan 28, 2020 20:57 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | SaleClass A Common Stock | 0 | $103.74 | $0.00 |
DisclosureSEC source: 0001127602-20-002486 · form4.xml · nonDerivative · entry 2 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: This transaction was executed in multiple trades ranging from $103.50 to $104.0150. F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 28, 2020 Filed Jan 28, 2020 20:57 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionClass A Common Stock | 10,000 | $26.63 | $266,300.00 |
DisclosureSEC source: 0001127602-20-002486 · form4.xml · nonDerivative · entry 1 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 19:48 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionStock Option · Derivative | 6,000 | $0.00 Strike: $26.63 | $0.00 |
DisclosureSEC source: 0001127602-19-031471 · form4.xml · derivative · entry 3 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 6,000 shares Expires 2022-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 19:48 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | SaleClass A Common Stock | 6,000 | $102.33 | $614,001.60 |
DisclosureSEC source: 0001127602-19-031471 · form4.xml · nonDerivative · entry 2 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: This transaction was executed in multiple trades ranging from $102.32 to $102.38. F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2019 Filed Nov 1, 2019 19:48 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionClass A Common Stock | 6,000 | $26.63 | $159,780.00 |
DisclosureSEC source: 0001127602-19-031471 · form4.xml · nonDerivative · entry 1 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2019 Filed May 24, 2019 19:30 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantStock Option · Derivative | 111,000 | $0.00 Strike: $89.49 | $0.00 |
DisclosureSEC source: 0001127602-19-019865 · form4.xml · derivative · entry 2 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,000 Underlying: Class A Common Stock · 111,000 shares Expires 2029-05-23 F1 · shares: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 19:16 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionStock Option · Derivative | 2,000 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0001127602-18-024564 · form4.xml · derivative · entry 5 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,000 shares Expires 2020-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 19:16 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | SaleClass A Common Stock | 2,000 | $93.50 | $187,003.00 |
DisclosureSEC source: 0001127602-18-024564 · form4.xml · nonDerivative · entry 2 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: This transaction was executed in multiple trades ranging from $93.51 to $93.5015. F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 19:16 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionClass A Common Stock | 2,000 | $21.50 | $42,990.00 |
DisclosureSEC source: 0001127602-18-024564 · form4.xml · nonDerivative · entry 1 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2018 Filed May 22, 2018 12:51 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantStock Option · Derivative | 117,000 | $0.00 Strike: $87.98 | $0.00 |
DisclosureSEC source: 0001127602-18-018331 · form4.xml · derivative · entry 2 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,000 Underlying: Class A Common Stock · 117,000 shares Expires 2028-05-18 F1 · shares: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant. Read SEC document |
| November 02, 2017 Filed Aug 3, 2018 19:16 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionStock Option · Derivative | 2,000 | $0.00 Strike: $21.50 | $0.00 |
DisclosureSEC source: 0001127602-18-024564 · form4.xml · derivative · entry 6 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Class A Common Stock · 2,000 shares Expires 2020-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Aug 3, 2018 19:16 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | SaleClass A Common Stock | 2,000 | $87.00 | $174,000.00 |
DisclosureSEC source: 0001127602-18-024564 · form4.xml · nonDerivative · entry 4 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F3 · price: Inadvertent late filing. Read SEC document |
| November 02, 2017 Filed Aug 3, 2018 19:16 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | Exercise / conversionClass A Common Stock | 2,000 | $21.50 | $42,990.00 |
DisclosureSEC source: 0001127602-18-024564 · form4.xml · nonDerivative · entry 3 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 23, 2017 13:04 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantStock Option · Derivative | 137,000 | $0.00 Strike: $72.90 | $0.00 |
DisclosureSEC source: 0001127602-17-019114 · form4.xml · derivative · entry 2 Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,000 Underlying: Class A Common Stock · 137,000 shares Expires 2027-05-19 F1 · derivative.expiration_date: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.