Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Keysight Technologies, Inc.KEYS · Entity 3021 | SVP | July 01, 2019 | July 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Keysight Technologies, Inc.
Report date July 01, 2019 · Filed July 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,915 |
Ending reported balance
After 2019-07-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-07-01 · Exercise / conversion · Acquired 14,832 · Balance 48,747 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2019. Row 2 · 2019-07-01 · Sale · Disposed 14,832 · Balance 33,915 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2019. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.74 · Expires 2021-11-16 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-01 · Exercise / conversion · Disposed 14,832 · Balance 0 F2: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3. F3: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2019.
F2: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
F3: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2019 Filed Jul 2, 2019 21:10 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,832 | $0.00 Strike: $20.74 | $0.00 |
DisclosureSEC source: 0001127602-19-023675 · form4.xml · derivative · entry 3 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,832 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3. F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:10 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | SaleCommon Stock | 14,832 | $94.00 | $1,394,208.00 |
DisclosureSEC source: 0001127602-19-023675 · form4.xml · nonDerivative · entry 2 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,915 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:10 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionCommon Stock | 14,832 | $20.74 | $307,615.68 |
DisclosureSEC source: 0001127602-19-023675 · form4.xml · nonDerivative · entry 1 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2019. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:13 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,618 | $0.00 Strike: $19.62 | $0.00 |
DisclosureSEC source: 0001127602-19-020758 · form4.xml · derivative · entry 3 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,618 shares Expires 2020-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3. F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:13 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | SaleCommon Stock | 13,618 | $75.15 | $1,023,392.70 |
DisclosureSEC source: 0001127602-19-020758 · form4.xml · nonDerivative · entry 2 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,915 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2019. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:13 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionCommon Stock | 13,618 | $19.62 | $267,185.16 |
DisclosureSEC source: 0001127602-19-020758 · form4.xml · nonDerivative · entry 1 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2019. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 21:22 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 192 | $76.30 | $14,649.60 |
DisclosureSEC source: 0001127602-19-005089 · form4.xml · nonDerivative · entry 1 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,915 F1 · kind: The reporting person surrendered 192 shares to Keysight to satisfy the tax liability on the release of the restricted shares in accordance with Rule 16b-3. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 21:09 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 321 | $59.61 | $19,134.81 |
DisclosureSEC source: 0001127602-18-037171 · form4.xml · nonDerivative · entry 1 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,107 F1 · kind: The reporting person surrendered 321 shares to Keysight to satisfy the tax liability (based on the December 10, 2018 fair market value of Keysight stock) on restricted stock units that became retirement-treatment eligible in accordance with Rule 16b-3. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:20 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 369 | $57.99 | $21,398.31 |
DisclosureSEC source: 0001127602-18-033787 · form4.xml · nonDerivative · entry 3 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,428 F3 · kind: The reporting person surrendered 369 shares to Keysight to satisfy the tax liability on the release of the restricted shares in accordance with Rule 16b-3. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:20 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 483 | $57.99 | $28,009.17 |
DisclosureSEC source: 0001127602-18-033787 · form4.xml · nonDerivative · entry 2 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,797 F2 · kind: The reporting person surrendered 483 shares to Keysight to satisfy the tax liability on the release of the restricted shares in accordance with Rule 16b-3. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 22:20 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 413 | $58.73 | $24,255.49 |
DisclosureSEC source: 0001127602-18-033787 · form4.xml · nonDerivative · entry 1 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,280 F1 · kind: The reporting person surrendered 413 shares to Keysight to satisfy the tax liability on the release of the restricted shares in accordance with Rule 16b-3. Read SEC document |
| November 14, 2018 Filed Nov 17, 2018 00:51 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | GrantCommon Stock | 5,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033555 · form4.xml · nonDerivative · entry 3 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,693 F3 · kind: Common stock underlying restricted stock units ("RSUs") granted on November 14, 2018 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in equal installments on each of the first four anniversaries of the grant date. Read SEC document |
| November 14, 2018 Filed Nov 17, 2018 00:51 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Tax withholdingCommon Stock | 3,405 | $57.46 | $195,651.30 |
DisclosureSEC source: 0001127602-18-033555 · form4.xml · nonDerivative · entry 2 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,659 F2 · kind: The reporting person surrendered 3,405 shares to Keysight to satisfy the tax liability on the release of the Long-Term Performance shares in accordance with Rule 16b-3. Read SEC document |
| November 14, 2018 Filed Nov 17, 2018 00:51 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | GrantCommon Stock | 6,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033555 · form4.xml · nonDerivative · entry 1 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,064 F1 · kind: On November 14, 2018, pursuant to the Keysight Technologies, Inc. Long-Term Performance Program, 6,866 shares of common stock of Keysight Technologies, Inc. were awarded to the reporting person. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:13 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,519 | $0.00 Strike: $16.42 | $0.00 |
DisclosureSEC source: 0001127602-18-013024 · form4.xml · derivative · entry 3 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,519 shares Expires 2019-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3. F2 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:13 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | SaleCommon Stock | 16,519 | $51.30 | $847,424.70 |
DisclosureSEC source: 0001127602-18-013024 · form4.xml · nonDerivative · entry 2 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,198 Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:13 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | Exercise / conversionCommon Stock | 16,519 | $16.42 | $271,241.98 |
DisclosureSEC source: 0001127602-18-013024 · form4.xml · nonDerivative · entry 1 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 21:16 UTC | Keysight Technologies, Inc. KEYS · Entity 3021 | GrantCommon Stock | 2,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004926 · form4.xml · nonDerivative · entry 1 Pierpoint Mark · CIK 0001730674 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,198 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted on February 7, 2018 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in equal installments on each of the first four anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.