organization · Reporting owner
Altimeter Capital Management, LP
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Confluent, Inc.CFLT · Entity 57136 | 10% owner | June 15, 2022 | June 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Confluent, Inc.
Report date June 15, 2022 · Filed June 16, 2022
Jointly reported with GERSTNER BRAD, Altimeter Capital Management General Partner, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 14,456,310 |
Reported balance
After 2022-06-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-06-15 · Purchase · Acquired 32,853 · Balance 14,456,310 F1: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), Altimeter Crossover Fund, L.P. ("ACF"), Altimeter Growth Partners Fund IV, L.P. ("AGPF4") and Altimeter Cascade Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 5,608,183, 452,753, 1,679,075 and 6,716,299, respectively. Altimeter General Partner, LLC is the general partner of APF, and Altimeter Crossover General Partner LLC is the general partner of ACF, Altimeter Growth General Partner IV, LLC is the general partner of AGPF4, and Altimeter Cascade General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). F2: The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), Altimeter Crossover Fund, L.P. ("ACF"), Altimeter Growth Partners Fund IV, L.P. ("AGPF4") and Altimeter Cascade Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 5,608,183, 452,753, 1,679,075 and 6,716,299, respectively. Altimeter General Partner, LLC is the general partner of APF, and Altimeter Crossover General Partner LLC is the general partner of ACF, Altimeter Growth General Partner IV, LLC is the general partner of AGPF4, and Altimeter Cascade General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager").
F2: The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Snowflake Inc.
Report date June 10, 2021 · Filed June 14, 2021
Jointly reported with GERSTNER BRAD, Altimeter Capital Management General Partner, LLC
Section 16 reporting ended · disclosed 2021-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 24,951,588 |
Reported balance
After 2021-06-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-10 · Other · Disposed 9,165,979 · Balance 24,951,588 F1: Altimeter Private Partners Fund I, L.P. ("APPF I") made a pro rata distribution for no consideration of an aggregate of 4,511,373 shares of Class A Common Stock of the Issuer to Altimeter Private Partner General Partner, LLC, its limited partners and Bradley Gerstner. Altimeter Private Partners Fund II, L.P. ("APPF II") made a pro rata distribution for no consideration of an aggregate of 1,541,932 shares of Class A Common Stock of the Issuer to Altimeter Private General Partner II, LLC, its limited partners and Bradley Gerstner. Altimeter Growth Partners Fund III, L.P. ("AGPF III") made a pro rata distribution for no consideration of an aggregate of 1,313,909 shares of Class A Common Stock of the Issuer to Altimeter Growth General Partner III, LLC, its limited partners and Bradley Gerstner. F2: (Continued from footnote 1) Altimeter Growth Sierra Fund, L.P. ("AGSF") made a pro rata distribution for no consideration of an aggregate of 1,798,765 shares of Class A Common Stock of the Issuer to Altimeter Sierra General Partner, LLC and its limited partners. A portion of these shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), APPF I, APPF II, AGPF III, Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively with Altimeter Growth Sierra Fund, L.P., the "Altimeter Entities") in the amounts of 9,126,337, 7,518,955, 2,569,886, 3,065,790, and 774,133, respectively. A portion of these shares are directly owned by Altimeter Private Partner General Partner, LLC, Altimeter Private General Partner II, LLC, Altimeter Growth General Partner III, LLC, Altimeter Sierra General Partner, LLC, in the amounts of 1,161,679, 397,053, 165,554, and 172,201, respectively. F3: (Continued from footnote 2) Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, and Altimeter Sierra General Partner, LLC is the general partner of AGSF, Altimeter General Partner, LLC is the general partner of APF, Altimeter Growth General Partner III, LLC is the general partner of AGPF III, and Altimeter Growth General Partner IV, LLC is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. F4: (Continued from footnote 3) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter Entities and the Altimeter Fund GPs, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | Direct | 832,781 |
Reported balance
After 2021-06-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-06-10 · Other · Acquired 128,744 · Balance 832,781 F1: Altimeter Private Partners Fund I, L.P. ("APPF I") made a pro rata distribution for no consideration of an aggregate of 4,511,373 shares of Class A Common Stock of the Issuer to Altimeter Private Partner General Partner, LLC, its limited partners and Bradley Gerstner. Altimeter Private Partners Fund II, L.P. ("APPF II") made a pro rata distribution for no consideration of an aggregate of 1,541,932 shares of Class A Common Stock of the Issuer to Altimeter Private General Partner II, LLC, its limited partners and Bradley Gerstner. Altimeter Growth Partners Fund III, L.P. ("AGPF III") made a pro rata distribution for no consideration of an aggregate of 1,313,909 shares of Class A Common Stock of the Issuer to Altimeter Growth General Partner III, LLC, its limited partners and Bradley Gerstner. F5: As a result of the pro rata distributions for no consideration discussed above made by each of APPF I, APPF II, and AGPF III, Bradley Gerstner received 128,744 shares of Class A Common Stock of the Issuer. Mr. Gerstner holds these shares directly. |
Filing footnotes · ownership attribution and instrument terms
F1: Altimeter Private Partners Fund I, L.P. ("APPF I") made a pro rata distribution for no consideration of an aggregate of 4,511,373 shares of Class A Common Stock of the Issuer to Altimeter Private Partner General Partner, LLC, its limited partners and Bradley Gerstner. Altimeter Private Partners Fund II, L.P. ("APPF II") made a pro rata distribution for no consideration of an aggregate of 1,541,932 shares of Class A Common Stock of the Issuer to Altimeter Private General Partner II, LLC, its limited partners and Bradley Gerstner. Altimeter Growth Partners Fund III, L.P. ("AGPF III") made a pro rata distribution for no consideration of an aggregate of 1,313,909 shares of Class A Common Stock of the Issuer to Altimeter Growth General Partner III, LLC, its limited partners and Bradley Gerstner.
F2: (Continued from footnote 1) Altimeter Growth Sierra Fund, L.P. ("AGSF") made a pro rata distribution for no consideration of an aggregate of 1,798,765 shares of Class A Common Stock of the Issuer to Altimeter Sierra General Partner, LLC and its limited partners. A portion of these shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), APPF I, APPF II, AGPF III, Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively with Altimeter Growth Sierra Fund, L.P., the "Altimeter Entities") in the amounts of 9,126,337, 7,518,955, 2,569,886, 3,065,790, and 774,133, respectively. A portion of these shares are directly owned by Altimeter Private Partner General Partner, LLC, Altimeter Private General Partner II, LLC, Altimeter Growth General Partner III, LLC, Altimeter Sierra General Partner, LLC, in the amounts of 1,161,679, 397,053, 165,554, and 172,201, respectively.
F3: (Continued from footnote 2) Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, and Altimeter Sierra General Partner, LLC is the general partner of AGSF, Altimeter General Partner, LLC is the general partner of APF, Altimeter Growth General Partner III, LLC is the general partner of AGPF III, and Altimeter Growth General Partner IV, LLC is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares.
F4: (Continued from footnote 3) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter Entities and the Altimeter Fund GPs, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein.
F5: As a result of the pro rata distributions for no consideration discussed above made by each of APPF I, APPF II, and AGPF III, Bradley Gerstner received 128,744 shares of Class A Common Stock of the Issuer. Mr. Gerstner holds these shares directly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2022 Filed Jun 16, 2022 17:34 UTC | Confluent, Inc. CFLT · Entity 57136 | PurchaseClass A Common Stock | 32,853 | $18.83 | $618,756.69 |
DisclosureSEC source: 0001541617-22-000017 · primary_doc.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,456,310 F1 · ownership.nature: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), Altimeter Crossover Fund, L.P. ("ACF"), Altimeter Growth Partners Fund IV, L.P. ("AGPF4") and Altimeter Cascade Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 5,608,183, 452,753, 1,679,075 and 6,716,299, respectively. Altimeter General Partner, LLC is the general partner of APF, and Altimeter Crossover General Partner LLC is the general partner of ACF, Altimeter Growth General Partner IV, LLC is the general partner of AGPF4, and Altimeter Cascade General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). F2 · ownership.nature: The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| May 16, 2022 Filed May 18, 2022 16:36 UTC | Confluent, Inc. CFLT · Entity 57136 | PurchaseClass A Common Stock | 98,500 | $20.28 | $1,997,688.35 |
DisclosureSEC source: 0001541617-22-000016 · primary_doc.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,423,457 F1 · ownership.nature: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), Altimeter Crossover Fund, L.P. ("ACF"), Altimeter Growth Partners Fund IV, L.P. ("AGPF4"), and Altimeter Growth Cascade Fund, L.P. ("AGCF") (collectively, the "Altimeter Entities") in the amounts of 5,608,183, 419,900, 1,679,075, and 6,716,299. Altimeter General Partner, LLC is the general partner of APF, Altimeter Crossover General Partner LLC is the general partner of ACF, Altimeter Growth General Partner IV, LLC is the general partner of AGPF4, and Altimeter Growth Cascade General Partner, LLC is the general partner of AGCF (collectively, the "Altimeter Fund GPs"). (continued in footnote 2) F2 · ownership.nature: (continued from footnote 1) Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. F3 · ownership.nature: Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| May 09, 2022 Filed May 9, 2022 20:09 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 8,395,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001541617-22-000013 · primary_doc.xml · derivative · entry 2 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 8,395,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: At each Reporting Person's option exercisable at any time, each Class B Common Stock share is convertible into one Class A Common Stock share. The conversion option does not have an expiration date. On May 9, 2022, the Reporting Persons first received confirmation from the issuer or its transfer agent that the Class B shares were converted on May 4, 2022. F1 · derivative.exercise_date: At each Reporting Person's option exercisable at any time, each Class B Common Stock share is convertible into one Class A Common Stock share. The conversion option does not have an expiration date. On May 9, 2022, the Reporting Persons first received confirmation from the issuer or its transfer agent that the Class B shares were converted on May 4, 2022. F1 · derivative.expiration_date: At each Reporting Person's option exercisable at any time, each Class B Common Stock share is convertible into one Class A Common Stock share. The conversion option does not have an expiration date. On May 9, 2022, the Reporting Persons first received confirmation from the issuer or its transfer agent that the Class B shares were converted on May 4, 2022. F4 · ownership.nature: Before conversion, these Class B Common Stock shares were directly owned by Altimeter Growth Partners Fund IV, L.P. ("AGPF4") and Altimeter Cascade Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 1,679,075 and 6,716,299. Altimeter Growth General Partner IV, LLC is the general partner of AGPF4, and Altimeter Cascade General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. F5 · ownership.nature: Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| May 09, 2022 Filed May 9, 2022 20:09 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 8,395,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001541617-22-000013 · primary_doc.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,234,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: At each Reporting Person's option exercisable at any time, each Class B Common Stock share is convertible into one Class A Common Stock share. The conversion option does not have an expiration date. On May 9, 2022, the Reporting Persons first received confirmation from the issuer or its transfer agent that the Class B shares were converted on May 4, 2022. F2 · ownership.nature: A portion of these Class A Common Stock shares are directly owned by Altimeter Growth Partners Fund IV, L.P. ("AGPF4") and Altimeter Cascade Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 1,679,075 and 6,716,299. Altimeter Growth General Partner IV, LLC is the general partner of AGPF4, and Altimeter Cascade General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. F3 · ownership.nature: Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| April 20, 2022 Filed Apr 20, 2022 17:12 UTC | Confluent, Inc. CFLT · Entity 57136 | PurchaseClass A Common Stock | 51,000 | $39.31 | $2,004,850.80 |
DisclosureSEC source: 0001541617-22-000012 · primary_doc.xml · nonDerivative · entry 2 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,929,583 F1 · ownership.nature: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF") and Altimeter Crossover Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 5,608,183 and 321,400. Altimeter General Partner, LLC is the general partner of APF, and Altimeter Crossover General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. F2 · ownership.nature: Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 17:12 UTC | Confluent, Inc. CFLT · Entity 57136 | PurchaseClass A Common Stock | 82,683 | $37.53 | $3,103,349.31 |
DisclosureSEC source: 0001541617-22-000012 · primary_doc.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,929,583 F1 · ownership.nature: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF") and Altimeter Crossover Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 5,608,183 and 321,400. Altimeter General Partner, LLC is the general partner of APF, and Altimeter Crossover General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. F2 · ownership.nature: Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| April 08, 2022 Filed Apr 8, 2022 16:43 UTC | Confluent, Inc. CFLT · Entity 57136 | PurchaseClass A Common Stock | 135,000 | $38.58 | $5,208,448.50 |
DisclosureSEC source: 0001541617-22-000010 · primary_doc.xml · nonDerivative · entry 3 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,745,900 F1 · ownership.nature: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF") and Altimeter Crossover Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 5,500,000 and 245,900. Altimeter General Partner, LLC is the general partner of APF, and Altimeter Crossover General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. F2 · ownership.nature: Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 16:43 UTC | Confluent, Inc. CFLT · Entity 57136 | PurchaseClass A Common Stock | 200,000 | $39.14 | $7,827,580.00 |
DisclosureSEC source: 0001541617-22-000010 · primary_doc.xml · nonDerivative · entry 2 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,745,900 F1 · ownership.nature: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF") and Altimeter Crossover Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 5,500,000 and 245,900. Altimeter General Partner, LLC is the general partner of APF, and Altimeter Crossover General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. F2 · ownership.nature: Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 16:43 UTC | Confluent, Inc. CFLT · Entity 57136 | PurchaseClass A Common Stock | 104,200 | $39.22 | $4,087,067.86 |
DisclosureSEC source: 0001541617-22-000010 · primary_doc.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,745,900 F1 · ownership.nature: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF") and Altimeter Crossover Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 5,500,000 and 245,900. Altimeter General Partner, LLC is the general partner of APF, and Altimeter Crossover General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. F2 · ownership.nature: Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| March 21, 2022 Filed Mar 22, 2022 17:27 UTC | Confluent, Inc. CFLT · Entity 57136 | PurchaseClass A Common Stock | 175,000 | $38.33 | $6,706,875.00 |
DisclosureSEC source: 0001541617-22-000009 · primary_doc.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,306,700 F1 · ownership.nature: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF") and Altimeter Crossover Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 5,115,000 and 191,700. Altimeter General Partner, LLC is the general partner of APF, and Altimeter Crossover General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. F2 · ownership.nature: Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| March 18, 2022 Filed Mar 18, 2022 16:55 UTC | Confluent, Inc. CFLT · Entity 57136 | PurchaseClass A Common Stock | 140,000 | $36.35 | $5,089,462.00 |
DisclosureSEC source: 0001541617-22-000008 · primary_doc.xml · nonDerivative · entry 2 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,131,700 F1 · ownership.nature: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF") and Altimeter Crossover Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 4,990,000 and 141,700. Altimeter General Partner, LLC is the general partner of APF, and Altimeter Crossover General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. F2 · ownership.nature: Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 16:55 UTC | Confluent, Inc. CFLT · Entity 57136 | PurchaseClass A Common Stock | 61,700 | $32.43 | $2,000,844.62 |
DisclosureSEC source: 0001541617-22-000008 · primary_doc.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,131,700 F1 · ownership.nature: A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF") and Altimeter Crossover Fund, L.P. ("ACF") (collectively, the "Altimeter Entities") in the amounts of 4,990,000 and 141,700. Altimeter General Partner, LLC is the general partner of APF, and Altimeter Crossover General Partner LLC is the general partner of ACF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner and may be deemed to share voting and investment power over these shares. F2 · ownership.nature: Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner and each of the Altimeter Entities, each of the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 17:26 UTC | Snowflake Inc. SNOW · Entity 2425 | OtherClass A Common Stock | 128,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-080869 · tm2119689d1_4.xml · nonDerivative · entry 2 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832,781 F1 · kind: Altimeter Private Partners Fund I, L.P. ("APPF I") made a pro rata distribution for no consideration of an aggregate of 4,511,373 shares of Class A Common Stock of the Issuer to Altimeter Private Partner General Partner, LLC, its limited partners and Bradley Gerstner. Altimeter Private Partners Fund II, L.P. ("APPF II") made a pro rata distribution for no consideration of an aggregate of 1,541,932 shares of Class A Common Stock of the Issuer to Altimeter Private General Partner II, LLC, its limited partners and Bradley Gerstner. Altimeter Growth Partners Fund III, L.P. ("AGPF III") made a pro rata distribution for no consideration of an aggregate of 1,313,909 shares of Class A Common Stock of the Issuer to Altimeter Growth General Partner III, LLC, its limited partners and Bradley Gerstner. F5 · ownership.direct: As a result of the pro rata distributions for no consideration discussed above made by each of APPF I, APPF II, and AGPF III, Bradley Gerstner received 128,744 shares of Class A Common Stock of the Issuer. Mr. Gerstner holds these shares directly. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 17:26 UTC | Snowflake Inc. SNOW · Entity 2425 | OtherClass A Common Stock | 9,165,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-080869 · tm2119689d1_4.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,951,588 F1 · kind: Altimeter Private Partners Fund I, L.P. ("APPF I") made a pro rata distribution for no consideration of an aggregate of 4,511,373 shares of Class A Common Stock of the Issuer to Altimeter Private Partner General Partner, LLC, its limited partners and Bradley Gerstner. Altimeter Private Partners Fund II, L.P. ("APPF II") made a pro rata distribution for no consideration of an aggregate of 1,541,932 shares of Class A Common Stock of the Issuer to Altimeter Private General Partner II, LLC, its limited partners and Bradley Gerstner. Altimeter Growth Partners Fund III, L.P. ("AGPF III") made a pro rata distribution for no consideration of an aggregate of 1,313,909 shares of Class A Common Stock of the Issuer to Altimeter Growth General Partner III, LLC, its limited partners and Bradley Gerstner. F2 · ownership.nature: (Continued from footnote 1) Altimeter Growth Sierra Fund, L.P. ("AGSF") made a pro rata distribution for no consideration of an aggregate of 1,798,765 shares of Class A Common Stock of the Issuer to Altimeter Sierra General Partner, LLC and its limited partners. A portion of these shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), APPF I, APPF II, AGPF III, Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively with Altimeter Growth Sierra Fund, L.P., the "Altimeter Entities") in the amounts of 9,126,337, 7,518,955, 2,569,886, 3,065,790, and 774,133, respectively. A portion of these shares are directly owned by Altimeter Private Partner General Partner, LLC, Altimeter Private General Partner II, LLC, Altimeter Growth General Partner III, LLC, Altimeter Sierra General Partner, LLC, in the amounts of 1,161,679, 397,053, 165,554, and 172,201, respectively. F3 · ownership.nature: (Continued from footnote 2) Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, and Altimeter Sierra General Partner, LLC is the general partner of AGSF, Altimeter General Partner, LLC is the general partner of APF, Altimeter Growth General Partner III, LLC is the general partner of AGPF III, and Altimeter Growth General Partner IV, LLC is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. F4 · ownership.nature: (Continued from footnote 3) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter Entities and the Altimeter Fund GPs, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 18:14 UTC | Snowflake Inc. SNOW · Entity 2425 | OtherClass A Common Stock | 629,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-045736 · tm2111894-1_4seq1.xml · nonDerivative · entry 2 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,037 F1 · kind: Altimeter Private Partner General Partner, LLC, the general partner of Altimeter Private Partners Fund I, L.P. ("APPF I"), made a pro rata distribution for no consideration of an aggregate of 743,289 shares of Class A Common Stock of the Issuer to its limited partners and Bradley Gerstner. Altimeter Private General Partner II, LLC, the general partner of Altimeter Private Partners Fund II, L.P. ("APPF II"), made a pro rata distribution for no consideration of an aggregate of 211,156 shares of Class A Common Stock of the Issuer to its limited partners and Bradley Gerstner. Altimeter Sierra General Partner, LLC, the general partner of Altimeter Growth Sierra Fund, L.P. ("AGSF"), made a pro rata distribution for no consideration of an aggregate of 30,948 shares of Class A Common Stock of the Issuer to its limited partners and Bradley Gerstner. F5 · ownership.direct: As a result of the pro rata distributions for no consideration discussed above made by each of Altimeter Private Partner General Partner, LLC and Altimeter Private General Partner II, LLC, Bradley Gerstner received 629,200 shares of Class A Common Stock of the Issuer. Mr. Gerstner holds these shares directly. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 18:14 UTC | Snowflake Inc. SNOW · Entity 2425 | OtherClass A Common Stock | 985,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-045736 · tm2111894-1_4seq1.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,221,080 F1 · kind: Altimeter Private Partner General Partner, LLC, the general partner of Altimeter Private Partners Fund I, L.P. ("APPF I"), made a pro rata distribution for no consideration of an aggregate of 743,289 shares of Class A Common Stock of the Issuer to its limited partners and Bradley Gerstner. Altimeter Private General Partner II, LLC, the general partner of Altimeter Private Partners Fund II, L.P. ("APPF II"), made a pro rata distribution for no consideration of an aggregate of 211,156 shares of Class A Common Stock of the Issuer to its limited partners and Bradley Gerstner. Altimeter Sierra General Partner, LLC, the general partner of Altimeter Growth Sierra Fund, L.P. ("AGSF"), made a pro rata distribution for no consideration of an aggregate of 30,948 shares of Class A Common Stock of the Issuer to its limited partners and Bradley Gerstner. F2 · ownership.nature: A portion of these shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), APPF I, APPF II, Altimeter Growth Partners Fund III, L.P. ("AGPF III"), AGSF, Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively, the "Altimeter Entities") in the amounts of 9,126,337, 12,030,328, 4,111,818, 4,379,699, 1,798,765, and 774,133. F3 · ownership.nature: (Continued from footnote 2) Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, and Altimeter Sierra General Partner, LLC is the general partner of AGSF, Altimeter General Partner, LLC is the general partner of APF, Altimeter Growth General Partner III, LLC is the general partner of AGPF III, and Altimeter Growth General Partner IV, LLC is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. F4 · ownership.nature: (Continued from footnote 3) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter Entities and the Altimeter Fund GPs, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:11 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass B Common Stock · Derivative | 22,729,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-031673 · tm218635-1_4seq1.xml · derivative · entry 3 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 22,729,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_price: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F7 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_date: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F7 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.expiration_date: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F7 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F8 · ownership.nature: These shares were owned by the Altimeter Entities. Each of the Altimeter Fund GPs delegated share voting and investment power over these shares to the Investment Manager. The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to have had share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter Entities and the Altimeter Fund GPs, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to have beneficially owned the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. F9 · ownership.nature: (Continued from footnote 8) Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Please see footnotes (1), (2), and (3) for a description of the as-converted shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:11 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass A Common Stock | 22,729,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-031673 · tm218635-1_4seq1.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,206,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are directly owned by Altimeter Private Partners Fund I, L.P. ("APPF I"), Altimeter Private Partners Fund II, L.P. ("APPF II"), and Altimeter Growth Sierra Fund, L.P. ("AGSF"), Altimeter Partners Fund, L.P. ("APF"), Altimeter Growth Partners Fund III, L.P. ("AGPF III"), and Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively, the "Altimeter Entities"), Altimeter Private General Partner, LLC, Altimeter Private General Partner II, LLC, and Altimeter Growth Sierra General Partner, LLC, in the amounts of 12,030,328, 4,111,818, 1,798,765, 9,126,337, 4,379,699, 774,133, 743,289, 211,156, and 30,948, respectively. F2 · ownership.nature: (Continued from footnote 1) Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, and Altimeter Growth Sierra General Partner, LLC is the general partner of AGSF, Altimeter General Partner, LLC is the general partner of APF, Altimeter Growth General Partner III, LLC is the general partner of AGPF III, and Altimeter Growth General Partner IV, LLC is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. F3 · ownership.nature: (Continued from footnote 2) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter Entities and the Altimeter Fund GPs, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 19:46 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass B Common Stock · Derivative | 4,485,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030247 · tm218363-1_form4.xml · derivative · entry 3 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,729,505 Underlying: Class A Common Stock · 4,485,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_price: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_date: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.expiration_date: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F7 · ownership.nature: A portion of these shares are directly owned by APPF I, APPF II, AGSF, APF, AGPF III, and AGPF IV in the amounts of 8,270,851, 2,826,875, 1,236,651, 6,529,753, 3,284,775, and 580,600, respectively. Each of the Altimeter Fund GPs has delegated share voting and investment power to the Investment Manager. The sole general partner of the Investment Manager is the General Partner, and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. F8 · ownership.nature: (Continued from footnote 7) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and each of the Altimeter Entities, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 19:46 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass A Common Stock | 4,485,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030247 · tm218363-1_form4.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,476,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: A portion of these shares are directly owned by Altimeter Private Partners Fund I, L.P. ("APPF I"), Altimeter Private Partners Fund II, L.P. ("APPF II"), and Altimeter Growth Sierra Fund, L.P. ("AGSF"), Altimeter Partners Fund, L.P. ("APF"), Altimeter Growth Partners Fund III, L.P. ("AGPF III"), and Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively, the "Altimeter Entities") in the amounts of 3,759,477, 1,284,943, 562,114, 2,596,584, 1,094,924, and 193,533 respectively. Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, and Altimeter Growth Sierra General Partner, LLC is the general partner of AGSF, Altimeter General Partner, LLC is the general partner of APF, Altimeter Growth General Partner III, LLC is the general partner of AGPF III, and Altimeter Growth General Partner IV, LLC is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs"). F2 · ownership.nature: (Continued from footnote 1) A portion of these shares are directly owned by Altimeter Private General Partner, LLC, Altimeter Private General Partner II, LLC, and Altimeter Growth Sierra General Partner, LLC, in the amounts of 743,289, 211,156, and 30,948 and each of Altimeter Fund GPs has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. F3 · ownership.nature: (Continued from footnote 2) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter entities and the Altimeter Fund GPs, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities and Altimeter Fund GPs except to the extent of any pecuniary interest therein. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 18:18 UTC | Snowflake Inc. SNOW · Entity 2425 | OtherClass A Common Stock | 74,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-003088 · tm212829d1_4.xml · nonDerivative · entry 2 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,837 F1 · kind: Altimeter Private Partners Fund I, L.P. ("APPF I") made a pro rata distribution for no consideration of an aggregate of 3,007,582 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner, LLC, its limited partners, and Bradley Gerstner. Altimeter Private Partners Fund II, L.P. ("APPF II") made a pro rata distribution for no consideration of an aggregate of 1,027,954 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner II, LLC, its limited partners, and Bradley Gerstner. Altimeter Growth Sierra Fund, L.P. ("AGSF") made a pro rata distribution for no consideration of an aggregate of 449,691 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Growth Sierra General Partner, LLC, and its limited partners. F5 · ownership.direct: As a result of the pro rata distributions for no consideration discussed above made by each of APPF I and APPF II, Bradley Gerstner received 74,837 shares of Class A Common Stock of the Issuer. Mr. Gerstner holds these shares directly. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 18:18 UTC | Snowflake Inc. SNOW · Entity 2425 | OtherClass A Common Stock | 4,485,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-003088 · tm212829d1_4.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,991,741 F1 · kind: Altimeter Private Partners Fund I, L.P. ("APPF I") made a pro rata distribution for no consideration of an aggregate of 3,007,582 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner, LLC, its limited partners, and Bradley Gerstner. Altimeter Private Partners Fund II, L.P. ("APPF II") made a pro rata distribution for no consideration of an aggregate of 1,027,954 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner II, LLC, its limited partners, and Bradley Gerstner. Altimeter Growth Sierra Fund, L.P. ("AGSF") made a pro rata distribution for no consideration of an aggregate of 449,691 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Growth Sierra General Partner, LLC, and its limited partners. F2 · ownership.nature: A portion of these shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), APPF I, APPF II, Altimeter Growth Partners Fund III, L.P. ("AGPF III"), AGSF, Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively, the "Altimeter Entities") in the amounts of 2,596,584, 751,895, 256,989, 1,094,924, 112,423, and 193,533 respectively. Altimeter General Partner, LLC is the general partner of APF, Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, Altimeter Growth General Partner III, LLC is the general partner of AGFPF III, Altimeter Growth Sierra General Partner, LLC is the general partner of AGSF, and Altimeter Growth General Partner IV is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs"). F3 · ownership.nature: (Continued from footnote 2) As a result of the pro rata distributions for no consideration discussed above made by each of APPF I, APPF II and AGSF, a portion of these shares are directly owned by Altimeter Private General Partner, LLC, Altimeter Private General Partner II, LLC, and Altimeter Growth Sierra General Partner, LLC in the amounts of 743,289, 211,156, and 30,948 respectively. Each of the Altimeter Fund GPs has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. F4 · ownership.nature: (Continued from footnote 3) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter Entities, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary Read SEC document |
| December 23, 2020 Filed Dec 29, 2020 16:58 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass B Common Stock · Derivative | 5,606,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-140181 · tm2039524d1_4.xml · derivative · entry 4 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,214,732 Underlying: Class A Common Stock · 5,606,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_price: (Continued from footnote 5) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_date: (Continued from footnote 5) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.expiration_date: (Continued from footnote 5) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F9 · ownership.nature: These shares are directly owned by APF, APPF I, APPF II, AGPF III, AGSF, and AGPF IV in the amounts of 6,529,753, 11,278,433, 3,854,829, 3,284,775, 1,686,342, and 580,600, respectively. Each of the Altimeter Fund GPs has delegated share voting and investment power to the Investment Manager. The sole general partner of the Investment Manager is the General Partner, and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and each of the Altimeter Entities, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities. F10 · ownership.nature: Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| December 23, 2020 Filed Dec 29, 2020 16:58 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass A Common Stock | 5,606,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-140181 · tm2039524d1_4.xml · nonDerivative · entry 2 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,491,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: These shares are directly owned by APF, Altimeter Private Partners Fund I, L.P. ("APPF I"), Altimeter Private Partners Fund II, L.P. ("APPF II"), AGPF III, Altimeter Growth Sierra Fund, L.P. ("AGSF"), and AGPF IV (collectively, the "Altimeter Entities") in the amounts of 2,596,584, 3,759,477, 1,284,943, 1,094,924, 562,114, and 193,553, respectively. Altimeter General Partner, LLC is the general partner of APF, Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, Altimeter Growth General Partner III, LLC is the general partner of AGFPF III, Altimeter Growth Sierra General Partner, LLC is the general partner of AGSF, and Altimeter Growth General Partner IV is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs") and each of the Altimeter Fund GPs has delegated share voting and investment power to the Investment Manager. F4 · ownership.nature: (Continued from footnote 3) The sole general partner of the Investment Manager is the General Partner, and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter Entities, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| December 21, 2020 Filed Dec 29, 2020 16:58 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass B Common Stock · Derivative | 3,465,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-140181 · tm2039524d1_4.xml · derivative · entry 3 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,821,266 Underlying: Class A Common Stock · 3,465,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_price: (Continued from footnote 5) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_date: (Continued from footnote 5) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.expiration_date: (Continued from footnote 5) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F7 · ownership.nature: These shares are directly owned by APF, APPF I, APPF II, AGPF III, AGSF, and AGPF IV in the amounts of 6,529,753, 15,037,910, 5,139,772, 3,284,775, 2,248,456, and 580,600, respectively. Each of the Altimeter Fund GPs has delegated share voting and investment power to the Investment Manager. The sole general partner of the Investment Manager is the General Partner, and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and each of the Altimeter Entities, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities. F8 · ownership.nature: Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| December 21, 2020 Filed Dec 29, 2020 16:58 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass A Common Stock | 3,465,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-140181 · tm2039524d1_4.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,885,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), Altimeter Growth Partners Fund III, L.P. ("AGPF III"), and Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") in the amounts of 2,596,584, 1,094,924, and 193,553, respectively. Altimeter General Partner, LLC is the general partner of APF, Altimeter Growth General Partner III, LLC is the general partner of AGPF III, and Altimeter Growth General Partner IV is the general partner of AGPF IV and each of these general partners has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). F2 · ownership.nature: (Continued from footnote 1) The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and APF, AGPF III and AGPF IV, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in APF, AGPF III, and AGPF IV. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by APF, AGPF III, and AGPF IV except to the extent of any pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 16:38 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionClass B Common Stock · Derivative | 36,236,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-107400 · tm2031453d1_form4.xml · derivative · entry 3 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 36,286,307 Underlying: Class A Common Stock · 36,236,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock will be convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F7 · derivative.exercise_price: (Continued from footnote 5) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F3 · derivative.exercise_date: The Preferred Stock automatically converted into Class B Common Stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F3 · derivative.expiration_date: The Preferred Stock automatically converted into Class B Common Stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F8 · ownership.nature: These shares are directly owned by APPF I, APPF II, APF, AGPF III, AGSF, and AGPF IV in the amounts of 15,087,910, 5,139,772, 8,706,337, 4,379,699, 2,248,456, and 774,133, respectively. Each of the Altimeter Fund GPs has delegated share voting and investment power to the Investment Manager. The sole general partner of the Investment Manager is the General Partner, and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and each of the Altimeter Entities, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities. F9 · ownership.nature: Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 16:38 UTC | Snowflake Inc. SNOW · Entity 2425 | ConversionPreferred Stock · Derivative | 36,236,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-107400 · tm2031453d1_form4.xml · derivative · entry 2 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 36,236,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Preferred Stock automatically converted into Class B Common Stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · derivative.exercise_date: Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by APF except to the extent of any pecuniary interest therein. F2 · derivative.expiration_date: Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by APF except to the extent of any pecuniary interest therein. F4 · ownership.nature: Prior to the conversion of the shares, these shares were directly owned by Altimeter Private Partners Fund I, L.P. ("APPF I"), Altimeter Private Partners Fund II, L.P. ("APPF II"), APF, Altimeter Growth Partners Fund III, L.P. ("AGPF III"), Altimeter Growth Sierra Fund, L.P. ("AGSF"), and Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively, the "Altimeter Entities") in the amounts of 15,037,910, 5,139,772, 8,706,337, 4,379,699, 2,248,456, and 774,133, respectively. Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, Altimeter General Partner, LLC is the general partner of APF, Altimeter Growth General Partner III, LLC is the general partner of AFPG III, Altimeter Growth Sierra General Partner, LLC is the general partner of AGSF, and Altimeter Growth General Partner IV is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs"). F5 · ownership.nature: (Continued from footnote 4) Each of the Altimeter Fund GPs has delegated share voting and investment power to the Investment Manager. The sole general partner of the Investment Manager is the General Partner, and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and each of the Altimeter Entities, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 16:38 UTC | Snowflake Inc. SNOW · Entity 2425 | PurchaseClass A Common Stock | 420,000 | $120.00 | $50,400,000.00 |
DisclosureSEC source: 0001104659-20-107400 · tm2031453d1_form4.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 420,000 F1 · ownership.nature: These shares are directly owned by Altimeter Partners Fund, L.P. ("APF"). Altimeter General Partner, LLC is the general partner of APF and has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and APF, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in APF. F2 · ownership.nature: Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by APF except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.