Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Autodesk, Inc.ADSK · Entity 3027 | Director | June 14, 2017 | June 16, 2017 |
| ELECTRONICS FOR IMAGING INCEFII · Entity 155906 | Director | July 23, 2019 | July 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Autodesk, Inc.
Report date June 14, 2017 · Filed June 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,017 |
Reported balance
After 2017-06-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-06-14 · Grant · Acquired 2,354 · Balance 32,017 F1: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting. F2: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting.
F2: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.
ELECTRONICS FOR IMAGING INC
Report date July 23, 2019 · Filed July 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-07-23 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-07-23 · Exercise / conversion · Acquired 6,500 · Balance 63,000 F1: Each restricted stock unit ("RSU") represented the right to receive, upon vesting of the unit, one share of the issuer's common stock. Pursuant to the Agreement and Plan of Merger by and among East Private Holdings II, LLC, East Merger Sub, Inc., and Electronics for Imaging, Inc., dated as of April 14, 2019 (the "Merger Agreement" and the transaction contemplated therein, the "Merger"), each of these RSUs was automatically cancelled and converted into the right to receive an amount in cash equal to $37.00 (the "Merger Consideration"). Row 2 · 2019-07-23 · Exercise / conversion · Acquired 25,000 · Balance 88,000 F2: Each of these previously granted stock options represents a right to buy one share of the issuer's common stock at the price of $16.57 per share. Pursuant to the Merger Agreement, each option was automatically cancelled and converted into the right to receive the Merger Consideration less the per-share exercise price for each share subject to the option. Row 3 · 2019-07-23 · Disposition to issuer · Disposed 88,000 · Balance 0 F3: These shares were disposed of pursuant to the Merger Agreement, whereby each share of the issuer's common stock was automatically cancelled and converted into the right to receive the Merger Consideration. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-23 · Exercise / conversion · Disposed 6,500 · Balance 0 F1: Each restricted stock unit ("RSU") represented the right to receive, upon vesting of the unit, one share of the issuer's common stock. Pursuant to the Agreement and Plan of Merger by and among East Private Holdings II, LLC, East Merger Sub, Inc., and Electronics for Imaging, Inc., dated as of April 14, 2019 (the "Merger Agreement" and the transaction contemplated therein, the "Merger"), each of these RSUs was automatically cancelled and converted into the right to receive an amount in cash equal to $37.00 (the "Merger Consideration"). |
| Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $16.57 | Direct | 0 |
Reported balance
After 2019-07-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-07-23 · Exercise / conversion · Disposed 25,000 · Balance 0 F2: Each of these previously granted stock options represents a right to buy one share of the issuer's common stock at the price of $16.57 per share. Pursuant to the Merger Agreement, each option was automatically cancelled and converted into the right to receive the Merger Consideration less the per-share exercise price for each share subject to the option. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represented the right to receive, upon vesting of the unit, one share of the issuer's common stock. Pursuant to the Agreement and Plan of Merger by and among East Private Holdings II, LLC, East Merger Sub, Inc., and Electronics for Imaging, Inc., dated as of April 14, 2019 (the "Merger Agreement" and the transaction contemplated therein, the "Merger"), each of these RSUs was automatically cancelled and converted into the right to receive an amount in cash equal to $37.00 (the "Merger Consideration").
F2: Each of these previously granted stock options represents a right to buy one share of the issuer's common stock at the price of $16.57 per share. Pursuant to the Merger Agreement, each option was automatically cancelled and converted into the right to receive the Merger Consideration less the per-share exercise price for each share subject to the option.
F3: These shares were disposed of pursuant to the Merger Agreement, whereby each share of the issuer's common stock was automatically cancelled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2019 Filed Jul 23, 2019 18:29 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionOption Right to Buy · Derivative | 25,000 | Not disclosed Strike: $16.57 | Not disclosed |
DisclosureSEC source: 0000867374-19-000061 · wf-form4_156392095448620.xml · derivative · entry 5 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each of these previously granted stock options represents a right to buy one share of the issuer's common stock at the price of $16.57 per share. Pursuant to the Merger Agreement, each option was automatically cancelled and converted into the right to receive the Merger Consideration less the per-share exercise price for each share subject to the option. F2 · price: Each of these previously granted stock options represents a right to buy one share of the issuer's common stock at the price of $16.57 per share. Pursuant to the Merger Agreement, each option was automatically cancelled and converted into the right to receive the Merger Consideration less the per-share exercise price for each share subject to the option. F2 · derivative.exercise_date: Each of these previously granted stock options represents a right to buy one share of the issuer's common stock at the price of $16.57 per share. Pursuant to the Merger Agreement, each option was automatically cancelled and converted into the right to receive the Merger Consideration less the per-share exercise price for each share subject to the option. F2 · derivative.expiration_date: Each of these previously granted stock options represents a right to buy one share of the issuer's common stock at the price of $16.57 per share. Pursuant to the Merger Agreement, each option was automatically cancelled and converted into the right to receive the Merger Consideration less the per-share exercise price for each share subject to the option. Read SEC document |
| July 23, 2019 Filed Jul 23, 2019 18:29 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000867374-19-000061 · wf-form4_156392095448620.xml · derivative · entry 4 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, upon vesting of the unit, one share of the issuer's common stock. Pursuant to the Agreement and Plan of Merger by and among East Private Holdings II, LLC, East Merger Sub, Inc., and Electronics for Imaging, Inc., dated as of April 14, 2019 (the "Merger Agreement" and the transaction contemplated therein, the "Merger"), each of these RSUs was automatically cancelled and converted into the right to receive an amount in cash equal to $37.00 (the "Merger Consideration"). F1 · price: Each restricted stock unit ("RSU") represented the right to receive, upon vesting of the unit, one share of the issuer's common stock. Pursuant to the Agreement and Plan of Merger by and among East Private Holdings II, LLC, East Merger Sub, Inc., and Electronics for Imaging, Inc., dated as of April 14, 2019 (the "Merger Agreement" and the transaction contemplated therein, the "Merger"), each of these RSUs was automatically cancelled and converted into the right to receive an amount in cash equal to $37.00 (the "Merger Consideration"). F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represented the right to receive, upon vesting of the unit, one share of the issuer's common stock. Pursuant to the Agreement and Plan of Merger by and among East Private Holdings II, LLC, East Merger Sub, Inc., and Electronics for Imaging, Inc., dated as of April 14, 2019 (the "Merger Agreement" and the transaction contemplated therein, the "Merger"), each of these RSUs was automatically cancelled and converted into the right to receive an amount in cash equal to $37.00 (the "Merger Consideration"). F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represented the right to receive, upon vesting of the unit, one share of the issuer's common stock. Pursuant to the Agreement and Plan of Merger by and among East Private Holdings II, LLC, East Merger Sub, Inc., and Electronics for Imaging, Inc., dated as of April 14, 2019 (the "Merger Agreement" and the transaction contemplated therein, the "Merger"), each of these RSUs was automatically cancelled and converted into the right to receive an amount in cash equal to $37.00 (the "Merger Consideration"). Read SEC document |
| July 23, 2019 Filed Jul 23, 2019 18:29 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Disposition to issuerCommon Stock | 88,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000867374-19-000061 · wf-form4_156392095448620.xml · nonDerivative · entry 3 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: These shares were disposed of pursuant to the Merger Agreement, whereby each share of the issuer's common stock was automatically cancelled and converted into the right to receive the Merger Consideration. Read SEC document |
| July 23, 2019 Filed Jul 23, 2019 18:29 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000867374-19-000061 · wf-form4_156392095448620.xml · nonDerivative · entry 2 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each of these previously granted stock options represents a right to buy one share of the issuer's common stock at the price of $16.57 per share. Pursuant to the Merger Agreement, each option was automatically cancelled and converted into the right to receive the Merger Consideration less the per-share exercise price for each share subject to the option. Read SEC document |
| July 23, 2019 Filed Jul 23, 2019 18:29 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 6,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000867374-19-000061 · wf-form4_156392095448620.xml · nonDerivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represented the right to receive, upon vesting of the unit, one share of the issuer's common stock. Pursuant to the Agreement and Plan of Merger by and among East Private Holdings II, LLC, East Merger Sub, Inc., and Electronics for Imaging, Inc., dated as of April 14, 2019 (the "Merger Agreement" and the transaction contemplated therein, the "Merger"), each of these RSUs was automatically cancelled and converted into the right to receive an amount in cash equal to $37.00 (the "Merger Consideration"). Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:33 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | GrantRestricted Stock Unit (RSU) · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000867374-19-000038 · wf-form4_155511917862866.xml · derivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Common Stock · 3,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. On November 8, 2018, the reporting person was awarded his annual director's award for 2018, but such grant was subject to the applicable limit of the issuer's 2017 Equity Incentive Plan. On April 10, 2019, the issuer awarded the reporting person a number of restricted units equal to the amount by which the reporting person's intended annual directors' award for 2018 had been limited by the terms of the 2017 Equity Incentive Plan. F2 · derivative.exercise_date: This restricted stock unit award was granted on April 10, 2019 and is scheduled to vest with respect to 100% of the shares on April 10, 2020, subject to continued service on EFI's board of directors through the applicable vesting date. F2 · derivative.expiration_date: This restricted stock unit award was granted on April 10, 2019 and is scheduled to vest with respect to 100% of the shares on April 10, 2020, subject to continued service on EFI's board of directors through the applicable vesting date. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 18:09 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000867374-18-000028 · wf-form4_154180495683633.xml · derivative · entry 3 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EFI common stock. F4 · derivative.exercise_date: This restricted stock unit award was granted on January 26, 2018 and vested with respect to 100% of the shares on November 9, 2018. F4 · derivative.expiration_date: This restricted stock unit award was granted on January 26, 2018 and vested with respect to 100% of the shares on November 9, 2018. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 18:09 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 6,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000867374-18-000028 · wf-form4_154180495683633.xml · nonDerivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. ("EFI") common stock. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 18:09 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000867374-18-000028 · wf-form4_154180495683633.xml · derivative · entry 2 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EFI common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted on November 8, 2018 and is scheduled to vest with respect to 100% of the shares on November 8, 2019, subject to continued service on EFI's board of directors through the applicable vesting date. F3 · derivative.expiration_date: This restricted stock unit award was granted on November 8, 2018 and is scheduled to vest with respect to 100% of the shares on November 8, 2019, subject to continued service on EFI's board of directors through the applicable vesting date. Read SEC document |
| November 08, 2018 Filed Apr 12, 2019 21:33 UTC Amendment | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | GrantRestricted Stock Unit (RSU) · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000867374-19-000039 · wf-form4a_155511922216422.xml · derivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Common Stock · 3,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2 · shares: This report amends the report filed on November 9, 2018 in order to correct the number of RSUs subject to the award granted to the reporting person on November 8, 2018. The previous report reflected a grant of 6,500 RSUs. However, the issuer's equity incentive plan limits the number of shares that may be subject to awards granted to a non-employee director of the issuer in any calendar year. This report reflects the number of RSUs actually granted to the reporting person in accordance with the limits of the issuer's equity incentive plan. F3 · derivative.exercise_date: This restricted stock unit award was granted on November 8, 2018 and is scheduled to vest with respect to 100% of the shares on November 8, 2019, subject to continued service on the issuer's board of directors through the applicable vesting date. F3 · derivative.expiration_date: This restricted stock unit award was granted on November 8, 2018 and is scheduled to vest with respect to 100% of the shares on November 8, 2019, subject to continued service on the issuer's board of directors through the applicable vesting date. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 16:05 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionOption Right to Buy · Derivative | 4,800 | $0.00 Strike: $14.28 | $0.00 |
DisclosureSEC source: 0001628280-18-011546 · wf-form4_153565950530282.xml · derivative · entry 3 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,800 shares Expires 2018-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option award was granted on November 9, 2011, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 16:05 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 4,800 | $34.28 | $164,544.00 |
DisclosureSEC source: 0001628280-18-011546 · wf-form4_153565950530282.xml · nonDerivative · entry 2 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed in multiple trades ranging from $34.16 to $34.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 16:05 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 4,800 | $14.28 | $68,544.00 |
DisclosureSEC source: 0001628280-18-011546 · wf-form4_153565950530282.xml · nonDerivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 16:18 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionOption Right to Buy · Derivative | 3,298 | $0.00 Strike: $14.28 | $0.00 |
DisclosureSEC source: 0001628280-18-011516 · wf-form4_153557388896523.xml · derivative · entry 6 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794 Underlying: Common Stock · 3,298 shares Expires 2018-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option award was granted on November 9, 2011, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 16:18 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 3,298 | $34.71 | $114,473.58 |
DisclosureSEC source: 0001628280-18-011516 · wf-form4_153557388896523.xml · nonDerivative · entry 4 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: This transaction was executed in multiple trades ranging from $34.65 to $34.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 16:18 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 3,298 | $14.28 | $47,095.44 |
DisclosureSEC source: 0001628280-18-011516 · wf-form4_153557388896523.xml · nonDerivative · entry 3 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 16:18 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionOption Right to Buy · Derivative | 16,902 | $0.00 Strike: $14.28 | $0.00 |
DisclosureSEC source: 0001628280-18-011516 · wf-form4_153557388896523.xml · derivative · entry 5 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,092 Underlying: Common Stock · 16,902 shares Expires 2018-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option award was granted on November 9, 2011, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 16:18 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 16,902 | $34.86 | $589,203.72 |
DisclosureSEC source: 0001628280-18-011516 · wf-form4_153557388896523.xml · nonDerivative · entry 2 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed in multiple trades ranging from $34.75 to $35.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 16:18 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 16,902 | $14.28 | $241,360.56 |
DisclosureSEC source: 0001628280-18-011516 · wf-form4_153557388896523.xml · nonDerivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 18:03 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionRestricted Stock Units · Derivative | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002293 · doc4.xml · derivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires 2018-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock. F2 · derivative.exercise_date: This restricted stock unit award was granted on January 26, 2018 and is scheduled to vest with respect to 100% of the shares on November 9, 2018. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 18:03 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionRestricted Stock Units · Derivative | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-026132 · doc4.xml · derivative · entry 2 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,500 shares Expires 2017-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted on November 8, 2016 and vested with respect to 100% of the shares on November 8, 2017. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 18:03 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 6,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-026132 · doc4.xml · nonDerivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:11 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 2,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040463 · doc4.xml · nonDerivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,017 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting. F2 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| May 12, 2017 Filed May 15, 2017 16:44 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionOption - Right to Buy · Derivative | 25,000 | $0.00 Strike: $13.72 | $0.00 |
DisclosureSEC source: 0000899243-17-013111 · doc4.xml · derivative · entry 3 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option award was granted on November 13, 2010, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months. Read SEC document |
| May 12, 2017 Filed May 15, 2017 16:44 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | SaleCommon Stock | 25,000 | $46.56 | $1,164,000.00 |
DisclosureSEC source: 0000899243-17-013111 · doc4.xml · nonDerivative · entry 2 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 F1 · price: This transaction was executed in multiple trades ranging from $46.72 to $46.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 12, 2017 Filed May 15, 2017 16:44 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 25,000 | $13.72 | $343,000.00 |
DisclosureSEC source: 0000899243-17-013111 · doc4.xml · nonDerivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 18:30 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionOption - Right to Buy · Derivative | 1,621 | $0.00 Strike: $11.92 | $0.00 |
DisclosureSEC source: 0000899243-16-033218 · doc4.xml · derivative · entry 9 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,621 shares Expires 2017-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This stock option award was granted on February 11, 2010, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 18:30 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | SaleCommon Stock | 1,621 | $43.90 | $71,161.90 |
DisclosureSEC source: 0000899243-16-033218 · doc4.xml · nonDerivative · entry 5 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 18:30 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 1,621 | $11.92 | $19,322.32 |
DisclosureSEC source: 0000899243-16-033218 · doc4.xml · nonDerivative · entry 4 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 18:30 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionOption - Right to Buy · Derivative | 23,379 | $0.00 Strike: $11.92 | $0.00 |
DisclosureSEC source: 0000899243-16-033218 · doc4.xml · derivative · entry 8 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,621 Underlying: Common Stock · 23,379 shares Expires 2017-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This stock option award was granted on February 11, 2010, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 18:30 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionRestricted Stock Units · Derivative | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033218 · doc4.xml · derivative · entry 7 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,500 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock. F5 · derivative.exercise_date: This restricted stock unit award was granted on November 9, 2015 and vested with respect to 100% of the shares on November 9, 2016. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 18:30 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | SaleCommon Stock | 23,379 | $43.24 | $1,010,907.96 |
DisclosureSEC source: 0000899243-16-033218 · doc4.xml · nonDerivative · entry 3 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 F2 · price: This transaction was executed in multiple trades ranging from $43.11 to $43.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 18:30 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 23,379 | $11.92 | $278,677.68 |
DisclosureSEC source: 0000899243-16-033218 · doc4.xml · nonDerivative · entry 2 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 18:30 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 6,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-033218 · doc4.xml · nonDerivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 18:30 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionRestricted Stock Units · Derivative | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033218 · doc4.xml · derivative · entry 6 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires 2017-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock. F4 · derivative.exercise_date: This restricted stock unit award was granted on November 8, 2016 and is scheduled to vest with respect to 100% of the shares on November 8, 2017. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 19:00 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-028721 · doc4.xml · derivative · entry 2 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2016-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted on September 6, 2012 and vested with respect to 25% of the shares on each of the first, second, third and fourth anniversaries of the date of grant. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 19:00 UTC | ELECTRONICS FOR IMAGING INC EFII · Entity 155906 | Exercise / conversionCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-028721 · doc4.xml · nonDerivative · entry 1 GEORGENS THOMAS · CIK 0001222271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.