Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL HEALTH SERVICES INCUHS · Entity 3529 | Director | July 29, 2019 | July 30, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL HEALTH SERVICES INC
Report date July 29, 2019 · Filed July 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 67,715 |
Reported balance
After 2019-07-29 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2019-07-29 · Exercise / conversion · Acquired 15,000 · Balance 67,715 |
| Class B Common StockSEC Table I · non-derivative | Direct | 67,381 |
Reported balance
After 2019-07-29 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2019-07-29 · Exercise / conversion · Acquired 11,250 · Balance 67,381 |
| Class B Common StockSEC Table I · non-derivative | Direct | 63,595 |
Reported balance
After 2019-07-29 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2019-07-29 · Exercise / conversion · Acquired 5,000 · Balance 63,595 |
| Class B Common StockSEC Table I · non-derivative | Direct | 61,994 |
Reported balance
After 2019-07-29 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2019-07-29 · Exercise / conversion · Acquired 2,500 · Balance 61,994 |
| Class B Common StockSEC Table I · non-derivative | Direct | 52,715 |
Reported balance
After 2019-07-29 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2019-07-29 · Sale · Disposed 7,309 · Balance 52,715 F1: These shares were sold in multiple transactions at a price of $148.0055. |
| Class B Common StockSEC Table I · non-derivative | Direct | 52,715 |
Reported balance
After 2019-07-29 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2019-07-29 · Tax withholding · Disposed 26,441 · Balance 52,715 |
| Option To Purchase Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $117.29 · Expires 2020-03-17 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-07-29 · Exercise / conversion · Disposed 15,000 · Balance 0 F2: Option vests ratably on each of 3/18/2016, 3/18/2017, 3/18/2018 and 3/18/2019. |
| Option To Purchase Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $118.62 · Expires 2021-03-22 | Direct | 3,750 |
Reported balance
After 2019-07-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-07-29 · Exercise / conversion · Disposed 11,250 · Balance 3,750 F3: Option vests ratably on each of 3/23/2017, 3/23/2018, 3/23/2019 and 3/23/2020. |
| Option To Purchase Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $124.56 · Expires 2022-03-28 | Direct | 5,000 |
Reported balance
After 2019-07-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-07-29 · Exercise / conversion · Disposed 5,000 · Balance 5,000 F4: Option vests ratably on each of 3/29/2018, 3/29/2019, 3/29/2020 and 3/29/2021. |
| Option To Purchase Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $119.64 · Expires 2023-04-12 | Direct | 7,500 |
Reported balance
After 2019-07-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-07-29 · Exercise / conversion · Disposed 2,500 · Balance 7,500 F5: Option vests ratably on each of 4/13/2019, 4/13/2020, 4/13/2021, and 4/13/2022. |
| Option To Purchase Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $134.02 · Expires 2024-03-19 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2019-07-29 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 10,000 F6: Option vests ratably on each of 3/20/2020, 3/20/2021, 3/20/2022, and 3/20/2023. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold in multiple transactions at a price of $148.0055.
F2: Option vests ratably on each of 3/18/2016, 3/18/2017, 3/18/2018 and 3/18/2019.
F3: Option vests ratably on each of 3/23/2017, 3/23/2018, 3/23/2019 and 3/23/2020.
F4: Option vests ratably on each of 3/29/2018, 3/29/2019, 3/29/2020 and 3/29/2021.
F5: Option vests ratably on each of 4/13/2019, 4/13/2020, 4/13/2021, and 4/13/2022.
F6: Option vests ratably on each of 3/20/2020, 3/20/2021, 3/20/2022, and 3/20/2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2019 Filed Jul 30, 2019 16:50 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionOption To Purchase Class B Common Stock · Derivative | 2,500 | $0.00 Strike: $119.64 | $0.00 |
DisclosureSEC source: 0001127602-19-025410 · form4.xml · derivative · entry 10 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Class B Common Stock · 2,500 shares Expires 2023-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Option vests ratably on each of 4/13/2019, 4/13/2020, 4/13/2021, and 4/13/2022. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 16:50 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionOption To Purchase Class B Common Stock · Derivative | 5,000 | $0.00 Strike: $124.56 | $0.00 |
DisclosureSEC source: 0001127602-19-025410 · form4.xml · derivative · entry 9 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class B Common Stock · 5,000 shares Expires 2022-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option vests ratably on each of 3/29/2018, 3/29/2019, 3/29/2020 and 3/29/2021. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 16:50 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionOption To Purchase Class B Common Stock · Derivative | 11,250 | $0.00 Strike: $118.62 | $0.00 |
DisclosureSEC source: 0001127602-19-025410 · form4.xml · derivative · entry 8 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Class B Common Stock · 11,250 shares Expires 2021-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests ratably on each of 3/23/2017, 3/23/2018, 3/23/2019 and 3/23/2020. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 16:50 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionOption To Purchase Class B Common Stock · Derivative | 15,000 | $0.00 Strike: $117.29 | $0.00 |
DisclosureSEC source: 0001127602-19-025410 · form4.xml · derivative · entry 7 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 15,000 shares Expires 2020-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests ratably on each of 3/18/2016, 3/18/2017, 3/18/2018 and 3/18/2019. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 16:50 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Tax withholdingClass B Common Stock | 26,441 | $151.89 | $4,016,123.49 |
DisclosureSEC source: 0001127602-19-025410 · form4.xml · nonDerivative · entry 6 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,715 Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 16:50 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | SaleClass B Common Stock | 7,309 | $148.01 | $1,081,805.09 |
DisclosureSEC source: 0001127602-19-025410 · form4.xml · nonDerivative · entry 5 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,715 F1 · kind: These shares were sold in multiple transactions at a price of $148.0055. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 16:50 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionClass B Common Stock | 2,500 | $151.89 | $379,725.00 |
DisclosureSEC source: 0001127602-19-025410 · form4.xml · nonDerivative · entry 4 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 16:50 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionClass B Common Stock | 5,000 | $151.89 | $759,450.00 |
DisclosureSEC source: 0001127602-19-025410 · form4.xml · nonDerivative · entry 3 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 16:50 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionClass B Common Stock | 11,250 | $151.89 | $1,708,762.50 |
DisclosureSEC source: 0001127602-19-025410 · form4.xml · nonDerivative · entry 2 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 16:50 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionClass B Common Stock | 15,000 | $151.89 | $2,278,350.00 |
DisclosureSEC source: 0001127602-19-025410 · form4.xml · nonDerivative · entry 1 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:45 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | GrantOption To Purchase Class B Common Stock · Derivative | 10,000 | $134.02 Strike: $134.02 | $1,340,200.00 |
DisclosureSEC source: 0001127602-19-012690 · form4.xml · derivative · entry 1 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class B Common Stock · 10,000 shares Expires 2024-03-19 F1 · kind: Option granted to purchase shares of Class B Common Stock under the Company's Third Amended and Restated 2005 Stock Incentive Plan. F2 · derivative.exercise_date: Option vests ratably on each of 3/20/2020, 3/20/2021, 3/20/2022, and 3/20/2023. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:39 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionOption To Purchase Class B Common Stock · Derivative | 15,000 | $0.00 Strike: $78.17 | $0.00 |
DisclosureSEC source: 0001127602-19-009387 · form4.xml · derivative · entry 3 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 15,000 shares Expires 2019-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests ratably on each of 3/26/2015, 3/26/2016, 3/26/2017 and 3/26/2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:39 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Tax withholdingClass B Common Stock | 8,446 | $138.83 | $1,172,558.18 |
DisclosureSEC source: 0001127602-19-009387 · form4.xml · nonDerivative · entry 2 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,715 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:39 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionClass B Common Stock | 15,000 | $138.83 | $2,082,450.00 |
DisclosureSEC source: 0001127602-19-009387 · form4.xml · nonDerivative · entry 1 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 20:36 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | GrantOption To Purchase Class B Common Stock · Derivative | 10,000 | $119.64 Strike: $119.64 | $1,196,400.00 |
DisclosureSEC source: 0001127602-18-014657 · form4.xml · derivative · entry 1 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class B Common Stock · 10,000 shares Expires 2023-04-12 F1 · kind: Option granted to purchase shares of Class B Common Stock under the Company's Third Amended and Restated 2005 Stock Incentive Plan. F2 · derivative.exercise_date: Option vests ratably on each of 4/13/2019, 4/13/2020, 4/13/2021, and 4/13/2022. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 18:36 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionOption To Purchase Class B Common Stock · Derivative | 3,750 | $0.00 Strike: $53.38 | $0.00 |
DisclosureSEC source: 0001127602-17-033414 · form4.xml · derivative · entry 2 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 3,750 shares Expires 2018-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested on 1/16/2017. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 18:36 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | Exercise / conversionClass B Common Stock | 3,750 | $100.74 | $377,775.00 |
DisclosureSEC source: 0001127602-17-033414 · form4.xml · nonDerivative · entry 1 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 21:03 UTC | UNIVERSAL HEALTH SERVICES INC UHS · Entity 3529 | GrantOption To Purchase Class B Common Stock · Derivative | 10,000 | $124.56 Strike: $124.56 | $1,245,600.00 |
DisclosureSEC source: 0001127602-17-013308 · form4.xml · derivative · entry 1 HOTZ ROBERT H · CIK 0001079806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class B Common Stock · 10,000 shares Expires 2022-03-28 F1 · derivative.exercise_date: Option vests ratably on each of 3/29/2018, 3/29/2019, 3/29/2020 and 3/29/2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.