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person · Reporting owner

LEFKOFF KYLE

Disclosed activity across 2 companies

Tapewire entity
155789
SEC CIK
0001191818

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Viridian Therapeutics, Inc.\DEMGEN · Entity 4316DirectorJune 28, 2017June 30, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Viridian Therapeutics, Inc.\DE

Report date June 28, 2017 · Filed June 30, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.06 · Expires 2027-06-27Direct12,000 Reported balance After 2017-06-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-06-28 · Grant · Acquired 12,000 · Balance 12,000

F1: Automatic non-discretionary grant to the Reporting Person of a nonstatutory stock option under the Issuer's 2016 Equity Incentive Plan (the "Plan") in accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Policy. One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the next annual meeting of the Issuer's stockholders following the date of grant, subject in each case to the Reporting Person's continued service on such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic non-discretionary grant to the Reporting Person of a nonstatutory stock option under the Issuer's 2016 Equity Incentive Plan (the "Plan") in accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Policy. One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the next annual meeting of the Issuer's stockholders following the date of grant, subject in each case to the Reporting Person's continued service on such vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ARRAY BIOPHARMA INC

Report date July 30, 2019 · Filed July 30, 2019

Section 16 reporting ended · disclosed 2019-07-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,000 Ending reported balance After 2019-07-30 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-07-30 · Other · Disposed 22,635 · Balance 70,085

F1: On June 14, 2019, Array BioPharma Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Pfizer Inc. ("Pfizer") and Arlington Acquisition Sub Inc., a wholly owned subsidiary of Pfizer ("Purchaser"). Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was validly tendered for $48.00 per share in cash, without interest and subject to any required withholding of taxes.

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

Row 2 · 2019-07-30 · Disposition to issuer · Disposed 85 · Balance 70,000

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3: On June 14, 2019, the Company entered into a Merger Agreement with Pfizer and Purchaser. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

Row 3 · 2019-07-30 · Disposition to issuer · Disposed 5,000 · Balance 65,000

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3: On June 14, 2019, the Company entered into a Merger Agreement with Pfizer and Purchaser. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F4: Represents shares of Company common stock underlying each restricted stock unit (a "Company RSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $48.00 and (ii) the number of shares of Company common stock subject to such Company RSU.

Common StockSEC Table I · non-derivativeIndirectSee footnote45,000 Reported balance After 2019-07-30 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2019-07-30 · Other · Disposed 20,000 · Balance 45,000

F1: On June 14, 2019, Array BioPharma Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Pfizer Inc. ("Pfizer") and Arlington Acquisition Sub Inc., a wholly owned subsidiary of Pfizer ("Purchaser"). Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was validly tendered for $48.00 per share in cash, without interest and subject to any required withholding of taxes.

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F5: Held in trust for the benefit of the Reporting Person's minor children.

Common StockSEC Table I · non-derivativeIndirectSee footnote30,000 Reported balance After 2019-07-30 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2019-07-30 · Other · Disposed 15,000 · Balance 30,000

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3: On June 14, 2019, the Company entered into a Merger Agreement with Pfizer and Purchaser. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F6: Held by BV Partners III Profit Sharing account for the benefit of the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2019-07-30 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2019-07-30 · Disposition to issuer · Disposed 30,000 · Balance 0

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3: On June 14, 2019, the Company entered into a Merger Agreement with Pfizer and Purchaser. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F6: Held by BV Partners III Profit Sharing account for the benefit of the Reporting Person.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.55 · Expires 2028-10-25Direct0 Reported balance After 2019-07-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-07-30 · Disposition to issuer · Disposed 25,000 · Balance 0

F8: Represents shares of Company common stock underlying compensatory options to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $48.00 (each, an "In the Money Option"). Pursuant to the terms of the Merger Agreement, each In the Money Option held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $48.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F7: The option provided for vesting in four equal annual installments beginning on October 25, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: On June 14, 2019, Array BioPharma Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Pfizer Inc. ("Pfizer") and Arlington Acquisition Sub Inc., a wholly owned subsidiary of Pfizer ("Purchaser"). Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was validly tendered for $48.00 per share in cash, without interest and subject to any required withholding of taxes.

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3: On June 14, 2019, the Company entered into a Merger Agreement with Pfizer and Purchaser. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F4: Represents shares of Company common stock underlying each restricted stock unit (a "Company RSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $48.00 and (ii) the number of shares of Company common stock subject to such Company RSU.

F5: Held in trust for the benefit of the Reporting Person's minor children.

F6: Held by BV Partners III Profit Sharing account for the benefit of the Reporting Person.

F7: The option provided for vesting in four equal annual installments beginning on October 25, 2019.

F8: Represents shares of Company common stock underlying compensatory options to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $48.00 (each, an "In the Money Option"). Pursuant to the terms of the Merger Agreement, each In the Money Option held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $48.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2019 Filed Jul 30, 2019 20:03 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Disposition to issuerStock Option (Right to Buy) · Derivative 25,000 Not disclosed Strike: $14.55 Not disclosed
Disclosure

SEC source: 0001209191-19-043780 · doc4.xml · derivative · entry 7

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2028-10-25

F8 · price: Represents shares of Company common stock underlying compensatory options to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $48.00 (each, an "In the Money Option"). Pursuant to the terms of the Merger Agreement, each In the Money Option held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $48.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F7 · derivative.exercise_date: The option provided for vesting in four equal annual installments beginning on October 25, 2019.

Read SEC document
July 30, 2019 Filed Jul 30, 2019 20:03 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Disposition to issuerCommon Stock 30,000 $48.00 $1,440,000.00
Disclosure

SEC source: 0001209191-19-043780 · doc4.xml · nonDerivative · entry 6

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · kind: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3 · kind: On June 14, 2019, the Company entered into a Merger Agreement with Pfizer and Purchaser. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F6 · ownership.nature: Held by BV Partners III Profit Sharing account for the benefit of the Reporting Person.

Read SEC document
July 30, 2019 Filed Jul 30, 2019 20:03 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 OtherCommon Stock 15,000 $48.00 $720,000.00
Disclosure

SEC source: 0001209191-19-043780 · doc4.xml · nonDerivative · entry 5

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,000

F2 · kind: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3 · kind: On June 14, 2019, the Company entered into a Merger Agreement with Pfizer and Purchaser. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F6 · ownership.nature: Held by BV Partners III Profit Sharing account for the benefit of the Reporting Person.

Read SEC document
July 30, 2019 Filed Jul 30, 2019 20:03 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 OtherCommon Stock 20,000 $48.00 $960,000.00
Disclosure

SEC source: 0001209191-19-043780 · doc4.xml · nonDerivative · entry 4

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 45,000

F1 · kind: On June 14, 2019, Array BioPharma Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Pfizer Inc. ("Pfizer") and Arlington Acquisition Sub Inc., a wholly owned subsidiary of Pfizer ("Purchaser"). Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was validly tendered for $48.00 per share in cash, without interest and subject to any required withholding of taxes.

F2 · kind: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F5 · ownership.nature: Held in trust for the benefit of the Reporting Person's minor children.

Read SEC document
July 30, 2019 Filed Jul 30, 2019 20:03 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Disposition to issuerCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043780 · doc4.xml · nonDerivative · entry 3

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

F2 · kind: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3 · kind: On June 14, 2019, the Company entered into a Merger Agreement with Pfizer and Purchaser. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F4 · price: Represents shares of Company common stock underlying each restricted stock unit (a "Company RSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $48.00 and (ii) the number of shares of Company common stock subject to such Company RSU.

Read SEC document
July 30, 2019 Filed Jul 30, 2019 20:03 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Disposition to issuerCommon Stock 85 $48.00 $4,080.00
Disclosure

SEC source: 0001209191-19-043780 · doc4.xml · nonDerivative · entry 2

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F2 · kind: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3 · kind: On June 14, 2019, the Company entered into a Merger Agreement with Pfizer and Purchaser. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

Read SEC document
July 30, 2019 Filed Jul 30, 2019 20:03 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 OtherCommon Stock 22,635 $48.00 $1,086,480.00
Disclosure

SEC source: 0001209191-19-043780 · doc4.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,085

F1 · kind: On June 14, 2019, Array BioPharma Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Pfizer Inc. ("Pfizer") and Arlington Acquisition Sub Inc., a wholly owned subsidiary of Pfizer ("Purchaser"). Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was validly tendered for $48.00 per share in cash, without interest and subject to any required withholding of taxes.

F2 · kind: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 19:14 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $10.47 $0.00
Disclosure

SEC source: 0001562180-19-000863 · primarydocument.xml · derivative · entry 6

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2027-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vested on October 26, 2018.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 19:14 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 SaleCommon Stock 5,000 $20.85 $104,261.00
Disclosure

SEC source: 0001562180-19-000863 · primarydocument.xml · nonDerivative · entry 4

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,000

F2 · shares: The sale was made by the Reporting Person as custodian for his son under the Colorado Uniform Gifts to Minors Act.

F5 · price: The price reported for these shares is the weighted average sale price of transactions made at prices from $20.805 to $20.864. Details of actual prices for shares sold are available from the Reporting Person upon request.

F4 · balance_after: Comprised of shares of common stock in trust for the benefit of the Reporting Person's minor children.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 19:14 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 SaleCommon Stock 5,000 $20.82 $104,120.50
Disclosure

SEC source: 0001562180-19-000863 · primarydocument.xml · nonDerivative · entry 3

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,000

F2 · shares: The sale was made by the Reporting Person as custodian for his son under the Colorado Uniform Gifts to Minors Act.

F3 · price: The price reported for these shares is the weighted average sale price of transactions made at prices from $20.785 to $20.834. Details of actual prices for shares sold are available from the Reporting Person upon request.

F4 · balance_after: Comprised of shares of common stock in trust for the benefit of the Reporting Person's minor children.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 19:14 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 SaleCommon Stock 25,000 $20.51 $512,692.50
Disclosure

SEC source: 0001562180-19-000863 · primarydocument.xml · nonDerivative · entry 2

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,720

F1 · price: The price reported for these shares is the weighted average sale price of transactions made at prices from $20.50 to $20.58. Details of actual prices for shares sold are available from the Reporting Person upon request.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 19:14 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionCommon Stock 25,000 $10.47 $261,750.00
Disclosure

SEC source: 0001562180-19-000863 · primarydocument.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2018 Filed Oct 29, 2018 18:10 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004315 · primarydocument.xml · derivative · entry 5

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSUs vested and were settled in common stock on October 26, 2018.

F5 · derivative.expiration_date: The RSUs vested and were settled in common stock on October 26, 2018.

Read SEC document
October 26, 2018 Filed Oct 29, 2018 18:10 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004315 · primarydocument.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares issued upon settlement of Restricted Stock Units ("RSUs") granted by Array BioPharma Inc. ("Array") on October 26, 2017, as a result of the vesting of all such RSUs.

F1 · price: Shares issued upon settlement of Restricted Stock Units ("RSUs") granted by Array BioPharma Inc. ("Array") on October 26, 2017, as a result of the vesting of all such RSUs.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 18:10 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 GrantRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004315 · primarydocument.xml · derivative · entry 4

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F4 · derivative.exercise_date: RSUs awarded to the reporting person for no additional cash consideration and each represents a contingent right to receive one share of common stock. The RSUs vest in full and will be settled in common stock on October 25, 2019, subject to continued service on Array's board of directors.

F4 · derivative.expiration_date: RSUs awarded to the reporting person for no additional cash consideration and each represents a contingent right to receive one share of common stock. The RSUs vest in full and will be settled in common stock on October 25, 2019, subject to continued service on Array's board of directors.

Read SEC document
October 25, 2018 Filed Oct 29, 2018 18:10 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001562180-18-004315 · primarydocument.xml · derivative · entry 3

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-10-25

F3 · derivative.exercise_date: The options vest in full on October 25, 2019, subject to continued service on Array's board of directors.

Read SEC document
July 06, 2018 Filed Jul 6, 2018 16:06 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $5.95 $0.00
Disclosure

SEC source: 0001209191-18-041857 · doc4.xml · derivative · entry 6

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2018 Filed Jul 6, 2018 16:06 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001209191-18-041857 · doc4.xml · derivative · entry 5

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2018 Filed Jul 6, 2018 16:06 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 SaleCommon Stock 50,000 $17.45 $872,500.00
Disclosure

SEC source: 0001209191-18-041857 · doc4.xml · nonDerivative · entry 3

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,720

F1 · price: The price reported for these shares is the weighted average sale price of transactions made at prices from $17.45 to $17.461. Details of actual prices for shares sold are available from the Issuer upon request.

Read SEC document
July 06, 2018 Filed Jul 6, 2018 16:06 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionCommon Stock 25,000 $5.95 $148,750.00
Disclosure

SEC source: 0001209191-18-041857 · doc4.xml · nonDerivative · entry 2

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2018 Filed Jul 6, 2018 16:06 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionCommon Stock 25,000 $5.13 $128,250.00
Disclosure

SEC source: 0001209191-18-041857 · doc4.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:27 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001562180-18-000729 · primarydocument.xml · derivative · entry 6

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:27 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001562180-18-000729 · primarydocument.xml · derivative · entry 5

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:27 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 SaleCommon Stock 50,000 $17.01 $850,500.00
Disclosure

SEC source: 0001562180-18-000729 · primarydocument.xml · nonDerivative · entry 3

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,720

F1 · price: The price reported for these shares is the weighted average sale price. Details of actual prices for shares sold are available from the Issuer upon request.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:27 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionCommon Stock 25,000 $3.87 $96,750.00
Disclosure

SEC source: 0001562180-18-000729 · primarydocument.xml · nonDerivative · entry 2

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:27 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionCommon Stock 25,000 $5.60 $140,000.00
Disclosure

SEC source: 0001562180-18-000729 · primarydocument.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 27, 2017 16:32 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003345 · primarydocument.xml · derivative · entry 5

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: RSUs awarded to the reporting person on October 27, 2016 for no additional cash consideration and represent a contingent right to receive one share of Array BioPharma Inc. common stock. The units vested and were settled in stock on October 27, 2017.

Read SEC document
October 27, 2017 Filed Oct 27, 2017 16:32 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionCommon Stock 5,000 $10.47 $52,350.00
Disclosure

SEC source: 0001562180-17-003345 · primarydocument.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares issued upon settlement of Restricted Stock Units ("RSUs") granted by the Issuer on October 27, 2016 as a result of the vesting of all such RSUs.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 16:32 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 GrantRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003345 · primarydocument.xml · derivative · entry 4

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F3 · derivative.expiration_date: . RSUs awarded to the reporting person for no additional cash consideration and represent a contingent right to receive one share of Array BioPharma Inc. common stock. The units vest and will be settled in stock on October 26, 2018, subject to continued service on Array's board of directors.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 16:32 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $10.47 $0.00
Disclosure

SEC source: 0001562180-17-003345 · primarydocument.xml · derivative · entry 3

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-10-26

Read SEC document
September 29, 2017 Filed Sep 29, 2017 18:22 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionStock Option · Derivative 45,000 $0.00 Strike: $10.58 $0.00
Disclosure

SEC source: 0001562180-17-003064 · primarydocument.xml · derivative · entry 4

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2017-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is reporting the exercise by the reporting person of an option scheduled to expire on November 1, 2017 and the sale of a portion of the option shares to satisfy payment of the option exercise price.

F3 · derivative.exercise_date: The option vested in 3 equal annual installments beginning on November 1, 2008.

Read SEC document
September 29, 2017 Filed Sep 29, 2017 18:22 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 SaleCommon Stock 38,865 $12.31 $478,428.15
Disclosure

SEC source: 0001562180-17-003064 · primarydocument.xml · nonDerivative · entry 2

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,720

Read SEC document
September 29, 2017 Filed Sep 29, 2017 18:22 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionCommon Stock 45,000 $10.58 $476,100.00
Disclosure

SEC source: 0001562180-17-003064 · primarydocument.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is reporting the exercise by the reporting person of an option scheduled to expire on November 1, 2017 and the sale of a portion of the option shares to satisfy payment of the option exercise price.

Read SEC document
June 28, 2017 Filed Jun 30, 2017 17:24 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $12.06 $0.00
Disclosure

SEC source: 0001209191-17-042575 · doc4.xml · derivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2027-06-27

F1 · derivative.exercise_date: Automatic non-discretionary grant to the Reporting Person of a nonstatutory stock option under the Issuer's 2016 Equity Incentive Plan (the "Plan") in accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Policy. One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the next annual meeting of the Issuer's stockholders following the date of grant, subject in each case to the Reporting Person's continued service on such vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:41 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001562180-17-001461 · primarydocument.xml · derivative · entry 7

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:41 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001562180-17-001461 · primarydocument.xml · derivative · entry 6

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in 2 equal annual installments beginning on April 25, 2013.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:41 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 SaleCommon Stock 45,000 $8.92 $401,400.00
Disclosure

SEC source: 0001562180-17-001461 · primarydocument.xml · nonDerivative · entry 4

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,585

F1 · price: The price reported for these shares is the weighted average sale price. Details of actual prices for shares sold are available from the Issuer upon request.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:41 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionCommon Stock 20,000 $4.36 $87,200.00
Disclosure

SEC source: 0001562180-17-001461 · primarydocument.xml · nonDerivative · entry 3

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:41 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 Exercise / conversionCommon Stock 25,000 $3.69 $92,250.00
Disclosure

SEC source: 0001562180-17-001461 · primarydocument.xml · nonDerivative · entry 2

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 18:37 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 SaleCommon Stock 3,300 $14.31 $47,228.94
Disclosure

SEC source: 0001209191-17-020291 · doc4.xml · nonDerivative · entry 2

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 463,473

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.96 to $14.645, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · ownership.nature: All of the shares are held by Boulder Ventures VI, L.P. ("BV VI LP"). BV Partners VI, LLC ("BV VI LLC"), the general partner of BV VI LP may be deemed to indirectly beneficially own the shares. Kyle A. Lefkoff, Peter A. Roshko and Jonathan L. Perl are managing members of BV VI LLC, and each share voting and dispositive power over the shares held by BV VI LP. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 18:37 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 SaleCommon Stock 2,500 $14.38 $35,961.50
Disclosure

SEC source: 0001209191-17-020291 · doc4.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 466,773

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · ownership.nature: All of the shares are held by Boulder Ventures VI, L.P. ("BV VI LP"). BV Partners VI, LLC ("BV VI LLC"), the general partner of BV VI LP may be deemed to indirectly beneficially own the shares. Kyle A. Lefkoff, Peter A. Roshko and Jonathan L. Perl are managing members of BV VI LLC, and each share voting and dispositive power over the shares held by BV VI LP. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
March 08, 2017 Filed Mar 8, 2017 17:12 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 SaleCommon Stock 5,000 $14.70 $73,514.00
Disclosure

SEC source: 0001209191-17-019319 · doc4.xml · nonDerivative · entry 3

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 469,273

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $15.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · ownership.nature: All of the shares are held by Boulder Ventures VI, L.P. ("BV VI LP"). BV Partners VI, LLC ("BV VI LLC"), the general partner of BV VI LP may be deemed to indirectly beneficially own the shares. Kyle A. Lefkoff, Peter A. Roshko and Jonathan L. Perl are managing members of BV VI LLC, and each share voting and dispositive power over the shares held by BV VI LP. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:12 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 SaleCommon Stock 608 $16.24 $9,873.80
Disclosure

SEC source: 0001209191-17-019319 · doc4.xml · nonDerivative · entry 2

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 474,273

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $16.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · ownership.nature: All of the shares are held by Boulder Ventures VI, L.P. ("BV VI LP"). BV Partners VI, LLC ("BV VI LLC"), the general partner of BV VI LP may be deemed to indirectly beneficially own the shares. Kyle A. Lefkoff, Peter A. Roshko and Jonathan L. Perl are managing members of BV VI LLC, and each share voting and dispositive power over the shares held by BV VI LP. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 17:12 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 SaleCommon Stock 9,392 $15.71 $147,589.64
Disclosure

SEC source: 0001209191-17-019319 · doc4.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 474,881

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.20 to $16.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · ownership.nature: All of the shares are held by Boulder Ventures VI, L.P. ("BV VI LP"). BV Partners VI, LLC ("BV VI LLC"), the general partner of BV VI LP may be deemed to indirectly beneficially own the shares. Kyle A. Lefkoff, Peter A. Roshko and Jonathan L. Perl are managing members of BV VI LLC, and each share voting and dispositive power over the shares held by BV VI LP. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 28, 2017 Filed Feb 28, 2017 18:52 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 SaleCommon Stock 2,258 $13.54 $30,580.09
Disclosure

SEC source: 0001209191-17-015457 · doc4.xml · nonDerivative · entry 3

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 484,273

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · ownership.nature: All of the shares are held by Boulder Ventures VI, L.P. ("BV VI LP"). BV Partners VI, LLC ("BV VI LLC"), the general partner of BV VI LP may be deemed to indirectly beneficially own the shares. Kyle A. Lefkoff, Peter A. Roshko and Jonathan L. Perl are managing members of BV VI LLC, and each share voting and dispositive power over the shares held by BV VI LP. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 18:52 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 SaleCommon Stock 1,500 $13.79 $20,686.50
Disclosure

SEC source: 0001209191-17-015457 · doc4.xml · nonDerivative · entry 2

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 486,531

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · ownership.nature: All of the shares are held by Boulder Ventures VI, L.P. ("BV VI LP"). BV Partners VI, LLC ("BV VI LLC"), the general partner of BV VI LP may be deemed to indirectly beneficially own the shares. Kyle A. Lefkoff, Peter A. Roshko and Jonathan L. Perl are managing members of BV VI LLC, and each share voting and dispositive power over the shares held by BV VI LP. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:52 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 SaleCommon Stock 6,500 $14.04 $91,252.20
Disclosure

SEC source: 0001209191-17-015457 · doc4.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 488,031

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · ownership.nature: All of the shares are held by Boulder Ventures VI, L.P. ("BV VI LP"). BV Partners VI, LLC ("BV VI LLC"), the general partner of BV VI LP may be deemed to indirectly beneficially own the shares. Kyle A. Lefkoff, Peter A. Roshko and Jonathan L. Perl are managing members of BV VI LLC, and each share voting and dispositive power over the shares held by BV VI LP. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:07 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 SaleCommon Stock 1,800 $13.65 $24,565.86
Disclosure

SEC source: 0001209191-17-014537 · doc4.xml · nonDerivative · entry 2

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 494,531

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · ownership.nature: All of the shares are held by Boulder Ventures VI, L.P. ("BV VI LP"). BV Partners VI, LLC ("BV VI LLC"), the general partner of BV VI LP may be deemed to indirectly beneficially own the shares. Kyle A. Lefkoff, Peter A. Roshko and Jonathan L. Perl are managing members of BV VI LLC, and each share voting and dispositive power over the shares held by BV VI LP. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 19:07 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 SaleCommon Stock 4,102 $14.36 $58,885.85
Disclosure

SEC source: 0001209191-17-014537 · doc4.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 496,331

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.28 to $14.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2 · ownership.nature: All of the shares are held by Boulder Ventures VI, L.P. ("BV VI LP"). BV Partners VI, LLC ("BV VI LLC"), the general partner of BV VI LP may be deemed to indirectly beneficially own the shares. Kyle A. Lefkoff, Peter A. Roshko and Jonathan L. Perl are managing members of BV VI LLC, and each share voting and dispositive power over the shares held by BV VI LP. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
November 28, 2016 Filed Apr 4, 2017 21:41 UTC ARRAY BIOPHARMA INC ARRY · Entity 155788 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-001461 · primarydocument.xml · nonDerivative · entry 1

LEFKOFF KYLE · CIK 0001191818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,585

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.