Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LSC Communications, Inc.LKSD · Entity 144686 | Director | August 09, 2019 | August 12, 2019 |
| Strategy IncMSTR · Entity 3031 | SEVP & CMO | July 30, 2018 | August 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LSC Communications, Inc.
Report date August 09, 2019 · Filed August 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,323 |
Reported balance
After 2019-08-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-08-09 · Purchase · Acquired 50,000 · Balance 70,323 F1: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $0.99 to $1.105 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price. F2: Includes 10,895 restricted stock units and 59,428 shares owned outright. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $0.99 to $1.105 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.
F2: Includes 10,895 restricted stock units and 59,428 shares owned outright.
Strategy Inc
Report date July 30, 2018 · Filed August 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $127.93 · Expires 2028-07-30 | Direct | 75,000 |
Reported balance
After 2018-07-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-07-30 · Grant · Acquired 75,000 · Balance 75,000 F1: With respect to 15,000 shares subject to this option, the first 25% of such 15,000 shares vests on April 30, 2019 and an additional 25% of such shares vests on each anniversary thereafter until all of such shares become fully vested. With respect to 5,000 shares subject to this option, the first 25% of such 5,000 shares vests on May 31, 2019 and an additional 25% of such shares vests on each anniversary thereafter until all of such shares become fully vested. With respect to the remaining 55,000 shares subject to this option, the first 25% of such 55,000 shares vests on the first anniversary of the grant date and an additional 25% of such shares vests on each anniversary thereafter until all of such shares become fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: With respect to 15,000 shares subject to this option, the first 25% of such 15,000 shares vests on April 30, 2019 and an additional 25% of such shares vests on each anniversary thereafter until all of such shares become fully vested. With respect to 5,000 shares subject to this option, the first 25% of such 5,000 shares vests on May 31, 2019 and an additional 25% of such shares vests on each anniversary thereafter until all of such shares become fully vested. With respect to the remaining 55,000 shares subject to this option, the first 25% of such 55,000 shares vests on the first anniversary of the grant date and an additional 25% of such shares vests on each anniversary thereafter until all of such shares become fully vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Jive Software, Inc.
Report date June 12, 2017 · Filed June 12, 2017
Section 16 reporting ended · disclosed 2017-06-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-12 transaction · row 1
1 source rowRow 1 · 2017-06-12 · Disposition to issuer · Disposed 109,484 · Balance 0 F1: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $5.25 per share in cash, as described in the Merger Agreement. F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. The RSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.04 · Expires 2020-08-02 | Direct | 0 |
Reported balance
After 2017-06-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-06-12 · Disposition to issuer · Disposed 35,327 · Balance 0 F3: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $5.25 per share in cash, as described in the Merger Agreement.
F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. The RSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement.
F3: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2019 Filed Aug 12, 2019 17:01 UTC | LSC Communications, Inc. LKSD · Entity 144686 | PurchaseCommon Stock | 50,000 | $1.03 | $51,315.00 |
DisclosureSEC source: 0001209191-19-045546 · doc4.xml · nonDerivative · entry 1 Breya Margaret Anne · CIK 0001340714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,323 F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $0.99 to $1.105 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: Includes 10,895 restricted stock units and 59,428 shares owned outright. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 14:56 UTC | Strategy Inc MSTR · Entity 3031 | GrantEmployee Stock Option (Right to buy) · Derivative | 75,000 | $0.00 Strike: $127.93 | $0.00 |
DisclosureSEC source: 0001209191-18-044658 · doc4.xml · derivative · entry 1 Breya Margaret Anne · CIK 0001340714 · SEVP & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires 2028-07-30 F1 · derivative.exercise_date: With respect to 15,000 shares subject to this option, the first 25% of such 15,000 shares vests on April 30, 2019 and an additional 25% of such shares vests on each anniversary thereafter until all of such shares become fully vested. With respect to 5,000 shares subject to this option, the first 25% of such 5,000 shares vests on May 31, 2019 and an additional 25% of such shares vests on each anniversary thereafter until all of such shares become fully vested. With respect to the remaining 55,000 shares subject to this option, the first 25% of such 55,000 shares vests on the first anniversary of the grant date and an additional 25% of such shares vests on each anniversary thereafter until all of such shares become fully vested. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:49 UTC | Strategy Inc MSTR · Entity 3031 | GrantDirector Stock Option (Right to buy) · Derivative | 5,000 | $0.00 Strike: $129.57 | $0.00 |
DisclosureSEC source: 0001209191-18-035177 · doc4.xml · derivative · entry 1 Breya Margaret Anne · CIK 0001340714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: This option is scheduled to vest as to 1,250 shares on the first anniversary of the grant date, and as to an additional 1,250 shares on each anniversary thereafter until the option is vested in full. This option was granted pursuant to Amendment No. 2 to the MicroStrategy Incorporated 2013 Stock Incentive Plan ("Amendment No. 2"). Amendment No. 2 provides for the annual automatic grant of a stock option to purchase 5,000 shares of Class A common stock to each non-employee director on May 31 of each year, beginning in 2015. Amendment No. 2 was approved by the stockholders of MicroStrategy Incorporated at the 2015 annual meeting. F2 · balance_after: See Exhibit A. Read SEC document |
| May 17, 2018 Filed May 21, 2018 16:21 UTC | LSC Communications, Inc. LKSD · Entity 144686 | GrantCommon Stock | 10,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-031838 · doc4.xml · nonDerivative · entry 1 Breya Margaret Anne · CIK 0001340714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,323 F1 · price: Company granted restricted stock units issued pursuant to a Rule 16b-3 Plan. The restricted stock units are payable in shares of common stock on May 17, 2019 or when the reporting person ceases to be a director, if earlier. F2 · balance_after: Includes 10,895 restricted stock units and 9,428 shares owned outright. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:14 UTC | Strategy Inc MSTR · Entity 3031 | GrantDirector Stock Option (Right to buy) · Derivative | 15,000 | $0.00 Strike: $127.46 | $0.00 |
DisclosureSEC source: 0001209191-18-027321 · doc4.xml · derivative · entry 1 Breya Margaret Anne · CIK 0001340714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Class A Common Stock · 15,000 shares Expires 2028-04-30 F1 · derivative.exercise_date: This option vests as to 3,750 shares on the first anniversary of the grant date, and as to an additional 3,750 shares on each anniversary thereafter until the option is vested in full. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 15:02 UTC | Jive Software, Inc. JIVE · Entity 16638 | Disposition to issuerStock Option (right to buy) · Derivative | 35,327 | $0.00 Strike: $13.04 | $0.00 |
DisclosureSEC source: 0001209191-17-039091 · doc4.xml · derivative · entry 2 Breya Margaret Anne · CIK 0001340714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,327 shares Expires 2020-08-02 F3 · derivative.exercise_date: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 15:02 UTC | Jive Software, Inc. JIVE · Entity 16638 | Disposition to issuerCommon Stock | 109,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039091 · doc4.xml · nonDerivative · entry 1 Breya Margaret Anne · CIK 0001340714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $5.25 per share in cash, as described in the Merger Agreement. F2 · price: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. The RSUs were cancelled and converted automatically into the right to receive cash, as described in the Merger Agreement. Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:36 UTC | LSC Communications, Inc. LKSD · Entity 144686 | GrantCommon Stock | 6,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-034381 · doc4.xml · nonDerivative · entry 1 Breya Margaret Anne · CIK 0001340714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,428 F1 · price: Company granted restricted stock units issued pursuant to a Rule 16b-3 Plan. The restricted stock units are payable in shares of common stock on May 18, 2018 or when the reporting person ceases to be a director, if earlier. F2 · balance_after: Includes 9,428 restricted stock units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:38 UTC | LSC Communications, Inc. LKSD · Entity 144686 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-030894 · doc4.xml · nonDerivative · entry 1 Breya Margaret Anne · CIK 0001340714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Margaret A. Breya has been awarded director restricted stock units ("RSUs") with a value of $84,645, pursuant to the LSC Non-Employee Director Compensation Plan, for her service on the LSC Communications, Inc. ("LSC") board of directors for the remainder of 2016. The number of shares of common stock owned does not reflect ownership of RSUs because the number of RSUs will be determined based on a twenty trading day value weighted average price of LSC common stock following the date of grant. Ms. Breya's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the reporting person ceases to be a director, if earlier. The Reporting Person will amend this Form 4 when such information is available. F1 · balance_after: Margaret A. Breya has been awarded director restricted stock units ("RSUs") with a value of $84,645, pursuant to the LSC Non-Employee Director Compensation Plan, for her service on the LSC Communications, Inc. ("LSC") board of directors for the remainder of 2016. The number of shares of common stock owned does not reflect ownership of RSUs because the number of RSUs will be determined based on a twenty trading day value weighted average price of LSC common stock following the date of grant. Ms. Breya's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the reporting person ceases to be a director, if earlier. The Reporting Person will amend this Form 4 when such information is available. Read SEC document |
| October 01, 2016 Filed Nov 1, 2016 19:38 UTC Amendment | LSC Communications, Inc. LKSD · Entity 144686 | GrantCommon Stock | 3,222 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-032564 · doc4a.xml · nonDerivative · entry 1 Breya Margaret Anne · CIK 0001340714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,222 F1 · shares: Reporting Person is filing an amendment to her Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Margaret A. Breya was awarded director restricted stock units ("RSUs") with a value of $84,645, pursuant to the LSC Non-Employee Director Compensation Plan, for her service on the LSC Communications, Inc. ("LSC") board of directors up until the next annual meeting of LSC stockholders. Such grant represents 3,222 RSUs calculated based on the twenty trading day volume weighted average price of LSC common stock following the date of grant. Ms. Breya's RSUs will vest and be payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. F1 · balance_after: Reporting Person is filing an amendment to her Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Margaret A. Breya was awarded director restricted stock units ("RSUs") with a value of $84,645, pursuant to the LSC Non-Employee Director Compensation Plan, for her service on the LSC Communications, Inc. ("LSC") board of directors up until the next annual meeting of LSC stockholders. Such grant represents 3,222 RSUs calculated based on the twenty trading day volume weighted average price of LSC common stock following the date of grant. Ms. Breya's RSUs will vest and be payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.