Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP, Chief Information Officer | November 22, 2021 | November 24, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date November 22, 2021 · Filed November 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectTrust | 96,307.066 |
Reported balance
After 2021-11-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-11-22 · Sale · Disposed 18,363 · Balance 96,307.066 F1: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.16 to $57.18, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F2: Shares held in a Spousal Lifetime Access Trust (SLAT). |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectTrust | 80,889.066 |
Reported balance
After 2021-11-23 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-11-23 · Sale · Disposed 15,418 · Balance 80,889.066 F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.47 to $57.48, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectTrust | 63,536.066 |
Reported balance
After 2021-11-24 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-11-24 · Sale · Disposed 17,353 · Balance 63,536.066 F4: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.91 to $56.93, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.16 to $57.18, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2: Shares held in a Spousal Lifetime Access Trust (SLAT).
F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.47 to $57.48, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F4: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.91 to $56.93, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Science 37 Holdings, Inc.
Report date March 12, 2024 · Filed March 12, 2024
Section 16 reporting ended · disclosed 2024-03-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-03-12 transaction · row 1
1 source rowRow 1 · 2024-03-12 · Other · Disposed 2,302 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 28, 2024, among the Issuer, eMed, LLC, a Delaware limited liability company ("Parent"), and Marlin Merger Sub Corporation, a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a tender offer for shares of common stock of the Issuer ("Issuer Common Stock") at a purchase price of $5.75 per share, without interest and subject to applicable withholding taxes (the "Offer Price"). After completion of the tender offer, Merger Sub merged with and into the Issuer, effective as of March 12, 2024 (such date and time of such merger, the "Effective Time"). These shares of Issuer Common Stock were tendered for purchase pursuant to the tender offer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-12 · Disposition to issuer · Disposed 24,742 · Balance 0 F2: Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one share of Issuer Common Stock upon vesting of the RSU. F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive a cash payment (without interest and subject to any applicable tax withholding) equal to (A) the Offer Price, multiplied by (B) the number of shares of Issuer Common Stock subject to such RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 28, 2024, among the Issuer, eMed, LLC, a Delaware limited liability company ("Parent"), and Marlin Merger Sub Corporation, a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a tender offer for shares of common stock of the Issuer ("Issuer Common Stock") at a purchase price of $5.75 per share, without interest and subject to applicable withholding taxes (the "Offer Price"). After completion of the tender offer, Merger Sub merged with and into the Issuer, effective as of March 12, 2024 (such date and time of such merger, the "Effective Time"). These shares of Issuer Common Stock were tendered for purchase pursuant to the tender offer.
F2: Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one share of Issuer Common Stock upon vesting of the RSU.
F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive a cash payment (without interest and subject to any applicable tax withholding) equal to (A) the Offer Price, multiplied by (B) the number of shares of Issuer Common Stock subject to such RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 15,146 | $53.49 | $810,159.54 |
DisclosureSEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 8 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,674 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 34,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 7 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,299 | $53.49 | $176,463.51 |
DisclosureSEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 6 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,350 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 3,181 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 5 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,649 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,181 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 4 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,835 | $53.49 | $98,154.15 |
DisclosureSEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 3 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,287 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 2 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,122 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 1 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. Read SEC document |
| June 10, 2013 Filed Jun 12, 2013 20:34 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 25,000 | $47.24 | $1,181,000.00 |
DisclosureSEC source: 0001225208-13-014276 · doc4.xml · nonDerivative · entry 1 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,584 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $47.24 to $47.26, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2013 Filed Mar 11, 2013 21:15 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 10,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007267 · doc4.xml · derivative · entry 1 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,958 Underlying: Common Stock, $0.10 par value · 10,958 shares Expires 2017-03-10 F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 229.3932 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 21 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,976.3932 Underlying: Common Stock, $0.10 par value · 229.3932 shares Expires 2015-03-31 F19 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F20 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F19 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F19 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 5,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 20 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,747 Underlying: Common Stock, $0.10 par value · 5,747 shares Expires 2015-03-31 F17 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F18 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F17 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F17 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 669.6597 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 19 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,446.6597 Underlying: Common Stock, $0.10 par value · 669.6597 shares Expires 2014-03-31 F15 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F16 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. F15 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F15 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 7,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 18 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,777 Underlying: Common Stock, $0.10 par value · 7,568 shares Expires 2014-03-31 F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F14 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award. F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 14,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 17 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 14,634 shares Expires 2013-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award. F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 560.9136 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 16 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,634 Underlying: Common Stock, $0.10 par value · 560.9136 shares Expires 2013-03-31 F11 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F12 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award. F11 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F11 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 4,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 15 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,073.0864 Underlying: Common Stock, $0.10 par value · 4,254 shares Expires 2013-03-31 F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F10 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award. F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 14 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,171 Underlying: Common Stock, $0.10 par value · 2,390 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 13 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,769 Underlying: Common Stock, $0.10 par value · 1,769 shares Expires 2014-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 3,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 12 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,363 Underlying: Common Stock, $0.10 par value · 3,182 shares Expires 2015-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 7,591 | $37.53 | $284,890.23 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 11 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,584 F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,707 | $37.53 | $64,063.71 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 10 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,175 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,356 | $37.53 | $50,890.68 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 9 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,882 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 985 | $37.53 | $36,967.05 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 8 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,238 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 7 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,223 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 874 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 6 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,893 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 5 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,019 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 4 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 3 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 2 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:50 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 14,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 1 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award. Read SEC document |
| March 03, 2013 Filed Mar 5, 2013 21:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006631 · doc4.xml · derivative · entry 3 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 2,422 shares Expires 2013-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award. F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award. Read SEC document |
| March 03, 2013 Filed Mar 5, 2013 21:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 903 | $37.15 | $33,546.45 |
DisclosureSEC source: 0001225208-13-006631 · doc4.xml · nonDerivative · entry 2 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,644 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 03, 2013 Filed Mar 5, 2013 21:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006631 · doc4.xml · nonDerivative · entry 1 von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award. Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 21:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 15,663 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0001225208-13-002981 · doc4.xml · derivative · entry 7 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 15,663 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 6, 2007. Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 21:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 21,049 | $0.00 Strike: $22.14 | $0.00 |
DisclosureSEC source: 0001225208-13-002981 · doc4.xml · derivative · entry 6 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 21,049 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2008. Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 21:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 19,500 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001225208-13-002981 · doc4.xml · derivative · entry 5 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 19,500 shares Expires 2014-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004. Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 21:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 50,300 | $36.67 | $1,844,501.00 |
DisclosureSEC source: 0001225208-13-002981 · doc4.xml · nonDerivative · entry 4 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,125 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.63 to $36.70, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 21:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 15,663 | $27.01 | $423,057.63 |
DisclosureSEC source: 0001225208-13-002981 · doc4.xml · nonDerivative · entry 3 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 21:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 19,500 | $28.11 | $548,145.00 |
DisclosureSEC source: 0001225208-13-002981 · doc4.xml · nonDerivative · entry 2 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 21:18 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 21,049 | $22.14 | $466,024.86 |
DisclosureSEC source: 0001225208-13-002981 · doc4.xml · nonDerivative · entry 1 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 9 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,209 Underlying: Common Stock, $0.10 par value · 396 shares Expires 2014-03-31 F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F14 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 8,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 8 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,813 Underlying: Common Stock, $0.10 par value · 8,813 shares Expires 2014-03-31 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F12 · shares: Represents performance shares earned under the 2011-2013 Long Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 370.0864 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 7 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,819.0864 Underlying: Common Stock, $0.10 par value · 370.0864 shares Expires 2013-03-31 F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F10 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award. F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 4,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 6 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,449 Underlying: Common Stock, $0.10 par value · 4,953 shares Expires 2013-03-31 F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F8 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 11,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 5 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 11,325 shares Expires 2012-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award. F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 4,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 4 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,325 Underlying: Common Stock, $0.10 par value · 4,039 shares Expires 2012-03-31 F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F6 · shares: Represents performance shares earned under the 2009-2011 Long-Term Performance Award. F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 9,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007123 · doc4.xml · derivative · entry 3 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,561 Underlying: Common Stock, $0.10 par value · 9,561 shares Expires 2016-03-06 F3 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F4 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,118 | $32.33 | $133,134.94 |
DisclosureSEC source: 0001225208-12-007123 · doc4.xml · nonDerivative · entry 2 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,213 F2 · shares: Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 11,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007123 · doc4.xml · nonDerivative · entry 1 von Autenried Paul · CIK 0001524143 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.