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person · Reporting owner

von Autenried Paul

Disclosed activity across 2 companies

Tapewire entity
15548
SEC CIK
0001524143

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BRISTOL MYERS SQUIBB COBMY · Entity 1662EVP, Chief Information OfficerNovember 22, 2021November 24, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRISTOL MYERS SQUIBB CO

Report date November 22, 2021 · Filed November 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.10 par valueSEC Table I · non-derivativeIndirectTrust96,307.066 Reported balance After 2021-11-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-11-22 · Sale · Disposed 18,363 · Balance 96,307.066

F1: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.16 to $57.18, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2: Shares held in a Spousal Lifetime Access Trust (SLAT).

Common Stock, $0.10 par valueSEC Table I · non-derivativeIndirectTrust80,889.066 Reported balance After 2021-11-23 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-11-23 · Sale · Disposed 15,418 · Balance 80,889.066

F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.47 to $57.48, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Common Stock, $0.10 par valueSEC Table I · non-derivativeIndirectTrust63,536.066 Reported balance After 2021-11-24 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-11-24 · Sale · Disposed 17,353 · Balance 63,536.066

F4: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.91 to $56.93, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.16 to $57.18, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2: Shares held in a Spousal Lifetime Access Trust (SLAT).

F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.47 to $57.48, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F4: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.91 to $56.93, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Science 37 Holdings, Inc.

Report date March 12, 2024 · Filed March 12, 2024

Section 16 reporting ended · disclosed 2024-03-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-03-12 transaction · row 1
1 source row

Row 1 · 2024-03-12 · Other · Disposed 2,302 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 28, 2024, among the Issuer, eMed, LLC, a Delaware limited liability company ("Parent"), and Marlin Merger Sub Corporation, a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a tender offer for shares of common stock of the Issuer ("Issuer Common Stock") at a purchase price of $5.75 per share, without interest and subject to applicable withholding taxes (the "Offer Price"). After completion of the tender offer, Merger Sub merged with and into the Issuer, effective as of March 12, 2024 (such date and time of such merger, the "Effective Time"). These shares of Issuer Common Stock were tendered for purchase pursuant to the tender offer.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-03-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-03-12 · Disposition to issuer · Disposed 24,742 · Balance 0

F2: Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one share of Issuer Common Stock upon vesting of the RSU.

F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive a cash payment (without interest and subject to any applicable tax withholding) equal to (A) the Offer Price, multiplied by (B) the number of shares of Issuer Common Stock subject to such RSU.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 28, 2024, among the Issuer, eMed, LLC, a Delaware limited liability company ("Parent"), and Marlin Merger Sub Corporation, a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a tender offer for shares of common stock of the Issuer ("Issuer Common Stock") at a purchase price of $5.75 per share, without interest and subject to applicable withholding taxes (the "Offer Price"). After completion of the tender offer, Merger Sub merged with and into the Issuer, effective as of March 12, 2024 (such date and time of such merger, the "Effective Time"). These shares of Issuer Common Stock were tendered for purchase pursuant to the tender offer.

F2: Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one share of Issuer Common Stock upon vesting of the RSU.

F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive a cash payment (without interest and subject to any applicable tax withholding) equal to (A) the Offer Price, multiplied by (B) the number of shares of Issuer Common Stock subject to such RSU.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2016 Filed Mar 8, 2016 21:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 2,275 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000332 · wf-form4_145747322983429.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,306.9076

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,391 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000332 · wf-form4_145747322983429.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,031.9076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 22:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 20,630.975 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000310 · wf-form4_145739041199185.xml · derivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,630.975

Underlying: Common Stock, $0.10 par value · 20,630.975 shares

Expires 2018-03-10

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 8,212 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · derivative · entry 9

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,212

Underlying: Common Stock, $0.10 par value · 8,212 shares

Expires 2019-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 2,472 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · derivative · entry 8

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,416

Underlying: Common Stock, $0.10 par value · 2,472 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 2,740 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · derivative · entry 7

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,479

Underlying: Common Stock, $0.10 par value · 2,740 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,417 $65.53 $92,856.01
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 6

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,640.9076

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 259 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 5

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,057.9076

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,472 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,798.9076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,322 $65.53 $152,160.66
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,326.9076

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 1,738 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,648.9076

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:55 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,740 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000147 · wf-form4_142620090731983.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,910.9076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 2,390 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000125 · wf-form4_142602082565679.xml · derivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,391

Underlying: Common Stock, $0.10 par value · 2,390 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,393 $65.12 $155,832.16
Disclosure

SEC source: 0000014272-15-000125 · wf-form4_142602082565679.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,170.9076

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 2,225 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000125 · wf-form4_142602082565679.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,563.9076

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,390 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000125 · wf-form4_142602082565679.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,338.9076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 3,182 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000079 · wf-form4_142550728512616.xml · derivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,182 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,371 $62.30 $147,713.30
Disclosure

SEC source: 0000014272-15-000079 · wf-form4_142550728512616.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,516

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 3,182 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000079 · wf-form4_142550728512616.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,887

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 3,182 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000079 · wf-form4_142550728512616.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 22,452.682 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000098 · wf-form4_142552304614997.xml · derivative · entry 8

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,452.682

Underlying: Common Stock, $0.10 par value · 22,452.682 shares

Expires 2017-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F12 · shares: Represents performance shares earned under the 2014-2016 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherPerformance Shares · Derivative 380.794 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000098 · wf-form4_142552304614997.xml · derivative · entry 7

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,411.446

Underlying: Common Stock, $0.10 par value · 380.794 shares

Expires 2016-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F10 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 8,294.11 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000098 · wf-form4_142552304614997.xml · derivative · entry 6

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,030.652

Underlying: Common Stock, $0.10 par value · 8,294.11 shares

Expires 2016-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F8 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 18,906.9076 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000098 · wf-form4_142552304614997.xml · derivative · entry 5

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 18,906.9076 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherPerformance Shares · Derivative 500.1424 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000098 · wf-form4_142552304614997.xml · derivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,906.9076

Underlying: Common Stock, $0.10 par value · 500.1424 shares

Expires 2015-03-31

F5 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F6 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F5 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F5 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 7,237.478 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000098 · wf-form4_142552304614997.xml · derivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,406.7652

Underlying: Common Stock, $0.10 par value · 7,237.478 shares

Expires 2015-03-31

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F4 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 8,474 $62.30 $527,930.20
Disclosure

SEC source: 0000014272-15-000098 · wf-form4_142552304614997.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,948.9076

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 5, 2015 02:37 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 18,906.9076 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000098 · wf-form4_142552304614997.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,422.9076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award.

Read SEC document
August 19, 2014 Filed Aug 19, 2014 21:08 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 SaleCommon Stock, $0.10 par value 400 $49.91 $19,962.00
Disclosure

SEC source: 0000014272-14-000221 · wf-form4_140848249286715.xml · nonDerivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,523

Read SEC document
August 19, 2014 Filed Aug 19, 2014 21:08 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 SaleCommon Stock, $0.10 par value 4,491 $49.90 $224,100.90
Disclosure

SEC source: 0000014272-14-000221 · wf-form4_140848249286715.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,923

Read SEC document
August 19, 2014 Filed Aug 19, 2014 21:08 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 SaleCommon Stock, $0.10 par value 100 $49.90 $4,989.50
Disclosure

SEC source: 0000014272-14-000221 · wf-form4_140848249286715.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,414

Read SEC document
August 19, 2014 Filed Aug 19, 2014 21:08 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 SaleCommon Stock, $0.10 par value 15,009 $49.89 $748,799.01
Disclosure

SEC source: 0000014272-14-000221 · wf-form4_140848249286715.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,514

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:54 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 9,888 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000148 · wf-form4_139465763790019.xml · derivative · entry 5

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,888

Underlying: Common Stock, $0.10 par value · 9,888 shares

Expires 2018-03-10

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:54 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 2,739 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000148 · wf-form4_139465763790019.xml · derivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,219

Underlying: Common Stock, $0.10 par value · 2,739 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:54 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,065 $56.14 $115,929.10
Disclosure

SEC source: 0000014272-14-000148 · wf-form4_139465763790019.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,523

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:54 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 1,243 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000148 · wf-form4_139465763790019.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,588

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:54 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,739 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000148 · wf-form4_139465763790019.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 2,390 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000120 · wf-form4_139448419319256.xml · derivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,781

Underlying: Common Stock, $0.10 par value · 2,390 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,081 $55.56 $115,620.36
Disclosure

SEC source: 0000014272-14-000120 · wf-form4_139448419319256.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,606

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 1,623 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000120 · wf-form4_139448419319256.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,687

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,390 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000120 · wf-form4_139448419319256.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherPerformance Shares · Derivative 173.542 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 17

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736.542

Underlying: Common Stock, $0.10 par value · 173.542 shares

Expires 2016-03-31

F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 5,563 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 16

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

Underlying: Common Stock, $0.10 par value · 5,563 shares

Expires 2016-03-31

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F16 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherPerformance Shares · Derivative 337.894 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 15

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169.2872

Underlying: Common Stock, $0.10 par value · 337.894 shares

Expires 2015-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 4,855 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 14

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,831.3932

Underlying: Common Stock, $0.10 par value · 4,855 shares

Expires 2015-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F12 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 34,470 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 13

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 34,470 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherPerformance Shares · Derivative 1,041.3403 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 12

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,470

Underlying: Common Stock, $0.10 par value · 1,041.3403 shares

Expires 2014-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 15,982 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 11

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,428.6597

Underlying: Common Stock, $0.10 par value · 15,982 shares

Expires 2014-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F8 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 3,181 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 10

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,182

Underlying: Common Stock, $0.10 par value · 3,181 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,769 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 9

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,769 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.