Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291 | Director | August 14, 2019 | August 16, 2019 |
| PLAINS GP HOLDINGS LPPAGP · Entity 3737 | Director | August 15, 2019 | August 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLAINS ALL AMERICAN PIPELINE LP
Report date August 14, 2019 · Filed August 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 92,225 |
Reported balance
After 2019-08-14 transaction · row 1
1 source rowRow 1 · 2019-08-14 · Exercise / conversion · Acquired 5,000 · Balance 92,225 |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 10,000 |
Reported balance
After 2019-08-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-08-14 · Exercise / conversion · Disposed 5,000 · Balance 10,000 F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2: One common unit is deliverable, upon vesting, for each phantom unit that vests. F3: Phantom Units vest annually on August distribution date. F4: Upon termination of service as director, other than because of death, disability or retirement. |
| Common UnitsSEC Table I · non-derivative | IndirectSymonds Trust Co. Ltd | 20,000 |
Reported balance
Holding disclosure · report date 2019-08-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,000 |
| Common UnitsSEC Table I · non-derivative | IndirectAnne Symonds Revocable Trust | 6,825 |
Reported balance
Holding disclosure · report date 2019-08-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,825 |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).
F2: One common unit is deliverable, upon vesting, for each phantom unit that vests.
F3: Phantom Units vest annually on August distribution date.
F4: Upon termination of service as director, other than because of death, disability or retirement.
PLAINS GP HOLDINGS LP
Report date August 15, 2019 · Filed August 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Class A SharesSEC Table II · derivative / convertible security | Direct | 5,220 |
Reported balance
After 2019-08-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-08-15 · Grant · Acquired 5,220 · Balance 5,220 F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2: One Class A share is deliverable, upon vesting, for each Phantom Class A share that vests. F3: Upon termination of service as director, other than because of death, disability or retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).
F2: One Class A share is deliverable, upon vesting, for each Phantom Class A share that vests.
F3: Upon termination of service as director, other than because of death, disability or retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2019 Filed Aug 16, 2019 16:53 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | GrantPhantom Class A Shares · Derivative | 5,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000094 · edgar.xml · derivative · entry 1 SYMONDS J TAFT · CIK 0001063934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,220 Underlying: Class A Shares · 5,220 shares Expires not disclosed F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable, upon vesting, for each Phantom Class A share that vests. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000064 · edgar.xml · derivative · entry 4 SYMONDS J TAFT · CIK 0001063934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Units · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each phantom unit that vests. F3 · derivative.exercise_date: Phantom Units vest annually on August distribution date. F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000064 · edgar.xml · nonDerivative · entry 1 SYMONDS J TAFT · CIK 0001063934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 22:58 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-18-000048 · edgar.xml · derivative · entry 4 SYMONDS J TAFT · CIK 0001063934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Units · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each phantom unit that vests. F2 · derivative.exercise_date: Phantom Units vest annually on August distribution date. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 22:58 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-18-000048 · edgar.xml · nonDerivative · entry 1 SYMONDS J TAFT · CIK 0001063934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 19:13 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | GrantPhantom Class A Shares · Derivative | 4,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-18-000064 · edgar.xml · derivative · entry 1 SYMONDS J TAFT · CIK 0001063934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,879 Underlying: Class A Shares · 4,879 shares Expires not disclosed F1 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F2 · derivative.exercise_date: Phantom Class A Shares vest annually on August distribution date, with an automatic re-grant of a number of Phantom Class A shares having a value on the date of grant of $125,000. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 21:50 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units under Long Term Incentive Plan · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000075 · edgar.xml · derivative · entry 5 SYMONDS J TAFT · CIK 0001063934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Units · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F2 · derivative.exercise_date: Phantom Units vest annually on August distribution date, with automatic re-grant of equivalent amount. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 21:50 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units under Long Term Incentive Plan · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000075 · edgar.xml · derivative · entry 4 SYMONDS J TAFT · CIK 0001063934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Units · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F2 · derivative.exercise_date: Phantom Units vest annually on August distribution date, with automatic re-grant of equivalent amount. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 21:50 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000075 · edgar.xml · nonDerivative · entry 1 SYMONDS J TAFT · CIK 0001063934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.