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Neff Thomas B

Disclosed activity across 1 company

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155342
SEC CIK
0001623238

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KYNTRA BIO, INC.FGEN · Entity 7431Director · Chief Executive OfficerAugust 21, 2019August 23, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KYNTRA BIO, INC.

Report date August 21, 2019 · Filed August 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,326,612 Ending reported balance After 2019-08-22 transaction · row 6
5 source rows · reconciled sequence

Row 1 · 2019-08-21 · Exercise / conversion · Acquired 6,834 · Balance 2,356,578

Row 2 · 2019-08-21 · Sale · Disposed 18,400 · Balance 2,338,178

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2019-08-22 · Exercise / conversion · Acquired 6,834 · Balance 2,345,012

Row 5 · 2019-08-22 · Sale · Disposed 17,100 · Balance 2,327,912

F1: Shares sold pursuant to a 10b5-1 plan.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 6 · 2019-08-22 · Sale · Disposed 1,300 · Balance 2,326,612

F1: Shares sold pursuant to a 10b5-1 plan.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership45,656 Reported balance After 2019-08-21 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-08-21 · Sale · Disposed 1,418 · Balance 45,656

F1: Shares sold pursuant to a 10b5-1 plan.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership44,238 Reported balance After 2019-08-22 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2019-08-22 · Sale · Disposed 1,418 · Balance 44,238

F1: Shares sold pursuant to a 10b5-1 plan.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct184,536 Reported balance After 2019-08-21 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-08-21 · Exercise / conversion · Disposed 6,834 · Balance 184,536

F8: Fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct177,702 Reported balance After 2019-08-22 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-08-22 · Exercise / conversion · Disposed 6,834 · Balance 177,702

F8: Fully vested.

Common StockSEC Table I · non-derivativeIndirectBy Spouse20,000 Reported balance Holding disclosure · report date 2019-08-21 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,000

Common StockSEC Table I · non-derivativeIndirectSee footnote60,946 Reported balance Holding disclosure · report date 2019-08-21 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 60,946

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

F8: Fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 2,637 $66.96 $176,573.52
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811,713

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $66.80 to $67.275. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 06, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 8,723 $66.16 $577,113.68
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,814,350

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $65.75 to $66.725. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 06, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 5,940 $65.24 $387,525.60
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,823,073

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $64.75 to $65.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 06, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,600 $64.15 $102,640.00
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829,013

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $63.75 to $64.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 06, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · derivative · entry 15

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,901

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Fully vested.

Read SEC document
July 05, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $64.75 $6,475.00
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 106,728

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
July 05, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 818 $63.92 $52,286.56
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 106,828

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $63.50 to $64.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 05, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 5,400 $64.62 $348,948.00
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820,293

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $64.35 to $65.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 05, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 13,500 $63.97 $863,595.00
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825,693

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $63.35 to $64.30. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 05, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,839,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2018 Filed Jun 22, 2018 21:46 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-039293 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,221

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
June 21, 2018 Filed Jun 22, 2018 21:46 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $63.60 $58,384.80
Disclosure

SEC source: 0001209191-18-039293 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 107,646

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $63.20 to $63.975. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 21, 2018 Filed Jun 22, 2018 21:46 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 3,728 $64.08 $238,890.24
Disclosure

SEC source: 0001209191-18-039293 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828,873

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $64.00 to $64.225. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 21, 2018 Filed Jun 22, 2018 21:46 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 15,172 $63.54 $964,028.88
Disclosure

SEC source: 0001209191-18-039293 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,832,601

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $63.10 to $63.975. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 21, 2018 Filed Jun 22, 2018 21:46 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-039293 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,847,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:46 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-039293 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,541

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:46 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 120 $63.97 $7,676.40
Disclosure

SEC source: 0001209191-18-039293 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 108,564

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $63.95 to $63.975. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:46 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 798 $63.55 $50,712.90
Disclosure

SEC source: 0001209191-18-039293 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 108,684

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $62.90 to $63.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:46 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 11,199 $63.79 $714,384.21
Disclosure

SEC source: 0001209191-18-039293 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837,453

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $63.55 to $64.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:46 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 7,701 $63.31 $487,550.31
Disclosure

SEC source: 0001209191-18-039293 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,848,652

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $62.55 to $63.525. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:46 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-039293 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 23:20 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Tax withholdingCommon Stock 6,373 $56.60 $360,711.80
Disclosure

SEC source: 0001209191-18-036789 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,846,033

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · derivative · entry 14

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,861

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $54.94 $50,434.92
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 109,482

F2 · shares: Shares sold pursuant to a 10b5-1 plan.

F9 · price: The shares were sold at prices ranging from $54.60 to $55.575. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 2,700 $55.59 $150,093.00
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,852,406

F2 · shares: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $55.45 to $55.75. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 16,200 $54.93 $889,866.00
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855,106

F2 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $54.45 to $55.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,871,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,181

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 318 $55.21 $17,556.78
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 110,400

F2 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $55.00 to $55.45. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 600 $54.58 $32,748.00
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 110,718

F2 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $54.05 to $54.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 10,170 $54.99 $559,248.30
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,860,986

F2 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $54.80 to $55.45. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 04, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 8,730 $54.37 $474,650.10
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,871,156

F2 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $53.80 to $54.775. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,879,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 23:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Tax withholdingCommon Stock 2,287 $54.05 $123,612.35
Disclosure

SEC source: 0001209191-18-035944 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,869,566

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

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May 17, 2018 Filed May 18, 2018 20:06 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-031378 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,501

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

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May 17, 2018 Filed May 18, 2018 20:06 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $51.62 $47,387.16
Disclosure

SEC source: 0001209191-18-031378 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 111,318

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $51.30 to $52.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2018 Filed May 18, 2018 20:06 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,100 $52.26 $57,486.00
Disclosure

SEC source: 0001209191-18-031378 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,871,853

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $52.15 to $52.35. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2018 Filed May 18, 2018 20:06 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 17,800 $51.62 $918,836.00
Disclosure

SEC source: 0001209191-18-031378 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,872,953

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $51.15 to $52.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2018 Filed May 18, 2018 20:06 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-031378 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,890,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:06 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-031378 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,821

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:06 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $52.04 $47,772.72
Disclosure

SEC source: 0001209191-18-031378 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 112,236

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $51.70 to $52.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:06 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 9,010 $52.29 $471,132.90
Disclosure

SEC source: 0001209191-18-031378 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,880,433

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $52.00 to $52.60. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:06 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 9,890 $51.71 $511,411.90
Disclosure

SEC source: 0001209191-18-031378 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,889,443

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $51.00 to $51.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:06 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-031378 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,899,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:10 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-028151 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,141

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:10 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $46.63 $42,806.34
Disclosure

SEC source: 0001209191-18-028151 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 113,154

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $46.10 to $46.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:10 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 2,900 $47.30 $137,170.00
Disclosure

SEC source: 0001209191-18-028151 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,889,013

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $47.10 to $47.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:10 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 16,000 $46.65 $746,400.00
Disclosure

SEC source: 0001209191-18-028151 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,891,913

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $46.10 to $47.075. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:10 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-028151 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,907,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.