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Neff Thomas B

Disclosed activity across 1 company

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155342
SEC CIK
0001623238

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KYNTRA BIO, INC.FGEN · Entity 7431Director · Chief Executive OfficerAugust 21, 2019August 23, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KYNTRA BIO, INC.

Report date August 21, 2019 · Filed August 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,326,612 Ending reported balance After 2019-08-22 transaction · row 6
5 source rows · reconciled sequence

Row 1 · 2019-08-21 · Exercise / conversion · Acquired 6,834 · Balance 2,356,578

Row 2 · 2019-08-21 · Sale · Disposed 18,400 · Balance 2,338,178

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2019-08-22 · Exercise / conversion · Acquired 6,834 · Balance 2,345,012

Row 5 · 2019-08-22 · Sale · Disposed 17,100 · Balance 2,327,912

F1: Shares sold pursuant to a 10b5-1 plan.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 6 · 2019-08-22 · Sale · Disposed 1,300 · Balance 2,326,612

F1: Shares sold pursuant to a 10b5-1 plan.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership45,656 Reported balance After 2019-08-21 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-08-21 · Sale · Disposed 1,418 · Balance 45,656

F1: Shares sold pursuant to a 10b5-1 plan.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership44,238 Reported balance After 2019-08-22 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2019-08-22 · Sale · Disposed 1,418 · Balance 44,238

F1: Shares sold pursuant to a 10b5-1 plan.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct184,536 Reported balance After 2019-08-21 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-08-21 · Exercise / conversion · Disposed 6,834 · Balance 184,536

F8: Fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct177,702 Reported balance After 2019-08-22 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-08-22 · Exercise / conversion · Disposed 6,834 · Balance 177,702

F8: Fully vested.

Common StockSEC Table I · non-derivativeIndirectBy Spouse20,000 Reported balance Holding disclosure · report date 2019-08-21 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,000

Common StockSEC Table I · non-derivativeIndirectSee footnote60,946 Reported balance Holding disclosure · report date 2019-08-21 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 60,946

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

F8: Fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2018 Filed Sep 21, 2018 22:15 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 11,408 $56.45 $643,981.60
Disclosure

SEC source: 0001209191-18-051973 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,733,326

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $56.10 to $56.975. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 22:15 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-051973 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · derivative · entry 15

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,021

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Fully vested.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 200 $57.30 $11,460.00
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · nonDerivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 98,466

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F10 · price: The shares were sold at prices ranging from $57.00 to $57.60. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 718 $56.58 $40,624.44
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 98,666

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F9 · price: The shares were sold at prices ranging from $56.35 to $56.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 3,405 $57.44 $195,583.20
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,734,414

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $57.15 to $57.65. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 15,495 $56.60 $877,017.00
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,737,819

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $56.15 to $57.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 00:49 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Tax withholdingCommon Stock 6,373 $57.30 $365,172.90
Disclosure

SEC source: 0001209191-18-049979 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751,574

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · derivative · entry 14

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,341

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Fully vested.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 200 $59.08 $11,816.00
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 99,384

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $58.75 to $59.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 718 $57.66 $41,399.88
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 99,584

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $57.30 to $58.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 3,600 $59.77 $215,172.00
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742,994

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $59.45 to $60.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 2,820 $58.85 $165,957.00
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,746,594

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $58.30 to $59.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 12,480 $57.73 $720,470.40
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,749,414

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $57.30 to $58.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 22:28 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-050135 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,761,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 7, 2018 00:49 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Tax withholdingCommon Stock 2,286 $61.05 $139,560.30
Disclosure

SEC source: 0001209191-18-049979 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,757,947

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 23:25 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $60.59 $55,621.62
Disclosure

SEC source: 0001209191-18-048054 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 100,302

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $60.15 to $61.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 23:25 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 14,535 $60.71 $882,419.85
Disclosure

SEC source: 0001209191-18-048054 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,760,233

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $60.225 to $61.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 23:25 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 4,365 $60.00 $261,900.00
Disclosure

SEC source: 0001209191-18-048054 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,774,768

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $59.25 to $60.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 23:25 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-048054 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,779,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:25 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-048054 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,661

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:25 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-048054 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,981

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:25 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $59.82 $54,914.76
Disclosure

SEC source: 0001209191-18-048054 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 101,220

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $59.25 to $60.15. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:25 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 4,003 $60.36 $241,621.08
Disclosure

SEC source: 0001209191-18-048054 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,768,813

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $60.25 to $60.65. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:25 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 14,897 $59.83 $891,287.51
Disclosure

SEC source: 0001209191-18-048054 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,772,816

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $59.25 to $60.225. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 23:25 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-048054 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-045320 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,301

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $62.88 $57,723.84
Disclosure

SEC source: 0001209191-18-045320 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 102,138

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $62.25 to $63.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 7,300 $63.19 $461,287.00
Disclosure

SEC source: 0001209191-18-045320 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,777,393

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $63.05 to $63.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 11,600 $62.71 $727,436.00
Disclosure

SEC source: 0001209191-18-045320 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,784,693

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $62.05 to $63.025. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-045320 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,796,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-045320 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,621

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $63.08 $57,907.44
Disclosure

SEC source: 0001209191-18-045320 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 103,056

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $62.60 to $63.525. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 5,240 $63.54 $332,949.60
Disclosure

SEC source: 0001209191-18-045320 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,785,973

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $63.45 to $63.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 13,660 $62.95 $859,897.00
Disclosure

SEC source: 0001209191-18-045320 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,791,213

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $62.45 to $63.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-045320 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-043515 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,941

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $64.27 $58,999.86
Disclosure

SEC source: 0001209191-18-043515 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 103,974

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $63.75 to $64.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $64.80 $6,480.00
Disclosure

SEC source: 0001209191-18-043515 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,794,553

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 18,800 $64.34 $1,209,592.00
Disclosure

SEC source: 0001209191-18-043515 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,794,653

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $63.75 to $64.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-043515 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-043515 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,261

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $65.48 $60,110.64
Disclosure

SEC source: 0001209191-18-043515 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 104,892

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $65.15 to $65.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 10,800 $65.70 $709,560.00
Disclosure

SEC source: 0001209191-18-043515 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803,133

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $65.40 to $66.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 8,100 $65.19 $528,039.00
Disclosure

SEC source: 0001209191-18-043515 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813,933

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $64.40 to $65.35. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,320 $3.60 $37,152.00
Disclosure

SEC source: 0001209191-18-043515 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,822,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,320 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · derivative · entry 16

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,581

Underlying: Common Stock · 10,320 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Fully vested.

Read SEC document
July 06, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 318 $66.80 $21,242.40
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 105,810

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F10 · price: The shares were sold at prices ranging from $66.70 to $67.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 06, 2018 Filed Jul 7, 2018 00:02 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 600 $65.61 $39,366.00
Disclosure

SEC source: 0001209191-18-041915 · doc4.xml · nonDerivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 106,128

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F9 · price: The shares were sold at prices ranging from $64.925 to $65.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.