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Neff Thomas B

Disclosed activity across 1 company

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155342
SEC CIK
0001623238

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KYNTRA BIO, INC.FGEN · Entity 7431Director · Chief Executive OfficerAugust 21, 2019August 23, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KYNTRA BIO, INC.

Report date August 21, 2019 · Filed August 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,326,612 Ending reported balance After 2019-08-22 transaction · row 6
5 source rows · reconciled sequence

Row 1 · 2019-08-21 · Exercise / conversion · Acquired 6,834 · Balance 2,356,578

Row 2 · 2019-08-21 · Sale · Disposed 18,400 · Balance 2,338,178

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2019-08-22 · Exercise / conversion · Acquired 6,834 · Balance 2,345,012

Row 5 · 2019-08-22 · Sale · Disposed 17,100 · Balance 2,327,912

F1: Shares sold pursuant to a 10b5-1 plan.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 6 · 2019-08-22 · Sale · Disposed 1,300 · Balance 2,326,612

F1: Shares sold pursuant to a 10b5-1 plan.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership45,656 Reported balance After 2019-08-21 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-08-21 · Sale · Disposed 1,418 · Balance 45,656

F1: Shares sold pursuant to a 10b5-1 plan.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership44,238 Reported balance After 2019-08-22 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2019-08-22 · Sale · Disposed 1,418 · Balance 44,238

F1: Shares sold pursuant to a 10b5-1 plan.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct184,536 Reported balance After 2019-08-21 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-08-21 · Exercise / conversion · Disposed 6,834 · Balance 184,536

F8: Fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct177,702 Reported balance After 2019-08-22 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-08-22 · Exercise / conversion · Disposed 6,834 · Balance 177,702

F8: Fully vested.

Common StockSEC Table I · non-derivativeIndirectBy Spouse20,000 Reported balance Holding disclosure · report date 2019-08-21 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,000

Common StockSEC Table I · non-derivativeIndirectSee footnote60,946 Reported balance Holding disclosure · report date 2019-08-21 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 60,946

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

F8: Fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2017 Filed Oct 4, 2017 20:36 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 18,900 $55.71 $1,052,919.00
Disclosure

SEC source: 0001209191-17-055869 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,189,155

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $55.15 to $55.975. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:36 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $53.80 $5,380.00
Disclosure

SEC source: 0001209191-17-055869 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 132,112

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:36 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 318 $55.30 $17,585.40
Disclosure

SEC source: 0001209191-17-055869 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 132,212

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:36 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 9,400 $54.78 $514,932.00
Disclosure

SEC source: 0001209191-17-055869 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,208,055

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $54.50 to $55.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:36 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 9,500 $54.12 $514,140.00
Disclosure

SEC source: 0001209191-17-055869 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217,455

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $53.50 to $54.475. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $53.48 $22,354.64
Disclosure

SEC source: 0001209191-17-053642 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 132,520

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $53.15 to $53.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 18,900 $53.69 $1,014,741.00
Disclosure

SEC source: 0001209191-17-053642 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,226,955

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $53.10 to $53.975. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $52.85 $22,091.30
Disclosure

SEC source: 0001209191-17-053642 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 132,948

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $52.75 to $53.175. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 899 $53.71 $48,285.29
Disclosure

SEC source: 0001209191-17-053642 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,245,855

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $53.70 to $53.75. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 22:08 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 18,001 $53.22 $958,013.22
Disclosure

SEC source: 0001209191-17-053642 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,246,754

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $52.70 to $53.65. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 22:37 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $51.55 $5,155.00
Disclosure

SEC source: 0001209191-17-053055 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 133,366

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 22:37 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 318 $52.08 $16,559.85
Disclosure

SEC source: 0001209191-17-053055 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 133,466

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 22:37 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 5,400 $52.47 $283,338.00
Disclosure

SEC source: 0001209191-17-053055 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,264,755

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $52.35 to $52.625. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 22:37 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 12,000 $51.99 $623,880.00
Disclosure

SEC source: 0001209191-17-053055 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,270,155

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $51.35 to $52.325. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 22:37 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,500 $50.89 $76,335.00
Disclosure

SEC source: 0001209191-17-053055 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,282,155

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $50.30 to $51.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 22:37 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $51.28 $5,127.50
Disclosure

SEC source: 0001209191-17-053055 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 133,784

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 22:37 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 318 $51.75 $16,456.50
Disclosure

SEC source: 0001209191-17-053055 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 133,884

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 22:37 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 2,500 $52.13 $130,325.00
Disclosure

SEC source: 0001209191-17-053055 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283,655

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $51.95 to $52.30. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 22:37 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 11,500 $51.52 $592,480.00
Disclosure

SEC source: 0001209191-17-053055 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,286,155

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $50.95 to $51.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 22:37 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 4,900 $50.33 $246,617.00
Disclosure

SEC source: 0001209191-17-053055 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,297,655

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $49.60 to $50.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 00:36 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Tax withholdingCommon Stock 3,261 $48.10 $156,854.10
Disclosure

SEC source: 0001209191-17-051810 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,302,555

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
September 01, 2017 Filed Sep 7, 2017 00:36 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Tax withholdingCommon Stock 4,688 $49.00 $229,712.00
Disclosure

SEC source: 0001209191-17-051810 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,305,816

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 23:51 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 17,524 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001209191-17-050828 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,800

Underlying: Common Stock · 17,524 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 23:51 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $44.64 $18,659.52
Disclosure

SEC source: 0001209191-17-050828 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 134,202

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $44.45 to $44.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 23:51 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 15,800 $44.60 $704,680.00
Disclosure

SEC source: 0001209191-17-050828 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,310,504

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $44.00 to $44.975. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 23:51 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 3,100 $43.43 $134,633.00
Disclosure

SEC source: 0001209191-17-050828 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326,304

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $43.05 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 23:51 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 17,524 $2.35 $41,181.40
Disclosure

SEC source: 0001209191-17-050828 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,329,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 23:51 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 18,900 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001209191-17-050828 · doc4.xml · derivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,324

Underlying: Common Stock · 18,900 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 23:51 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $43.10 $18,015.80
Disclosure

SEC source: 0001209191-17-050828 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 134,620

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $42.85 to $43.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 23:51 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 18,900 $43.04 $813,456.00
Disclosure

SEC source: 0001209191-17-050828 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311,880

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $42.80 to $43.425. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 23:51 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 18,900 $2.35 $44,415.00
Disclosure

SEC source: 0001209191-17-050828 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2017 Filed Jul 26, 2017 20:41 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 18,900 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001209191-17-046308 · doc4.xml · derivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,224

Underlying: Common Stock · 18,900 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
July 25, 2017 Filed Jul 26, 2017 20:41 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $35.11 $14,675.98
Disclosure

SEC source: 0001209191-17-046308 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 135,038

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $34.85 to $35.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 25, 2017 Filed Jul 26, 2017 20:41 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 18,900 $35.12 $663,768.00
Disclosure

SEC source: 0001209191-17-046308 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311,880

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $34.55 to $35.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 25, 2017 Filed Jul 26, 2017 20:41 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 18,900 $2.35 $44,415.00
Disclosure

SEC source: 0001209191-17-046308 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:41 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 18,900 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001209191-17-046308 · doc4.xml · derivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,124

Underlying: Common Stock · 18,900 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:41 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $35.09 $14,667.62
Disclosure

SEC source: 0001209191-17-046308 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 135,456

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $34.75 to $35.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:41 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 18,900 $35.06 $662,634.00
Disclosure

SEC source: 0001209191-17-046308 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311,880

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $34.75 to $35.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:41 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 18,900 $2.35 $44,415.00
Disclosure

SEC source: 0001209191-17-046308 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2017 Filed Jul 7, 2017 22:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 18,900 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001209191-17-044446 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,024

Underlying: Common Stock · 18,900 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
July 07, 2017 Filed Jul 7, 2017 22:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $33.24 $13,894.32
Disclosure

SEC source: 0001209191-17-044446 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 135,874

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $33.00 to $33.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 07, 2017 Filed Jul 7, 2017 22:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 18,900 $33.22 $627,858.00
Disclosure

SEC source: 0001209191-17-044446 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311,880

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $32.85 to $33.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 07, 2017 Filed Jul 7, 2017 22:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 18,900 $2.35 $44,415.00
Disclosure

SEC source: 0001209191-17-044446 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2017 Filed Jul 7, 2017 22:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 18,900 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001209191-17-044446 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,924

Underlying: Common Stock · 18,900 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
July 06, 2017 Filed Jul 7, 2017 22:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 200 $33.78 $6,756.00
Disclosure

SEC source: 0001209191-17-044446 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 136,292

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $33.75 to $33.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 06, 2017 Filed Jul 7, 2017 22:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 218 $33.23 $7,244.14
Disclosure

SEC source: 0001209191-17-044446 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 136,492

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $32.75 to $33.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 06, 2017 Filed Jul 7, 2017 22:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 9,600 $33.79 $324,384.00
Disclosure

SEC source: 0001209191-17-044446 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311,880

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $33.70 to $34.175. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 06, 2017 Filed Jul 7, 2017 22:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 9,300 $33.27 $309,411.00
Disclosure

SEC source: 0001209191-17-044446 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,321,480

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $32.70 to $33.675. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 06, 2017 Filed Jul 7, 2017 22:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 18,900 $2.35 $44,415.00
Disclosure

SEC source: 0001209191-17-044446 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 20:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 18,900 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001209191-17-041675 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,824

Underlying: Common Stock · 18,900 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.