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Neff Thomas B

Disclosed activity across 1 company

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155342
SEC CIK
0001623238

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KYNTRA BIO, INC.FGEN · Entity 7431Director · Chief Executive OfficerAugust 21, 2019August 23, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KYNTRA BIO, INC.

Report date August 21, 2019 · Filed August 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,326,612 Ending reported balance After 2019-08-22 transaction · row 6
5 source rows · reconciled sequence

Row 1 · 2019-08-21 · Exercise / conversion · Acquired 6,834 · Balance 2,356,578

Row 2 · 2019-08-21 · Sale · Disposed 18,400 · Balance 2,338,178

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2019-08-22 · Exercise / conversion · Acquired 6,834 · Balance 2,345,012

Row 5 · 2019-08-22 · Sale · Disposed 17,100 · Balance 2,327,912

F1: Shares sold pursuant to a 10b5-1 plan.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 6 · 2019-08-22 · Sale · Disposed 1,300 · Balance 2,326,612

F1: Shares sold pursuant to a 10b5-1 plan.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership45,656 Reported balance After 2019-08-21 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-08-21 · Sale · Disposed 1,418 · Balance 45,656

F1: Shares sold pursuant to a 10b5-1 plan.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership44,238 Reported balance After 2019-08-22 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2019-08-22 · Sale · Disposed 1,418 · Balance 44,238

F1: Shares sold pursuant to a 10b5-1 plan.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct184,536 Reported balance After 2019-08-21 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-08-21 · Exercise / conversion · Disposed 6,834 · Balance 184,536

F8: Fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct177,702 Reported balance After 2019-08-22 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-08-22 · Exercise / conversion · Disposed 6,834 · Balance 177,702

F8: Fully vested.

Common StockSEC Table I · non-derivativeIndirectBy Spouse20,000 Reported balance Holding disclosure · report date 2019-08-21 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,000

Common StockSEC Table I · non-derivativeIndirectSee footnote60,946 Reported balance Holding disclosure · report date 2019-08-21 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 60,946

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

F8: Fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 18,724 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · derivative · entry 14

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,870

Underlying: Common Stock · 18,724 shares

Expires 2021-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 36,735 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,735 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 24,541 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,541 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $45.22 $18,901.96
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 127,514

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $45.10 to $45.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 9,523 $45.52 $433,486.96
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,072,205

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $45.35 to $45.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 9,377 $44.92 $421,214.84
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,081,728

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $44.35 to $45.325. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 18,724 $3.50 $65,534.00
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 36,735 $2.90 $106,531.50
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,072,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 24,541 $3.60 $88,347.60
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,035,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $43.64 $18,241.52
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 127,932

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $43.35 to $44.35. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 11,829 $44.39 $525,089.31
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,011,105

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $44.15 to $44.65. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 7,071 $43.66 $308,719.86
Disclosure

SEC source: 0001209191-17-067075 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,022,934

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $43.15 to $44.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2017 Filed Dec 16, 2017 00:15 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $41.49 $17,342.82
Disclosure

SEC source: 0001209191-17-066061 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 128,350

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F9 · price: The shares were sold at prices ranging from $41.20 to $41.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2017 Filed Dec 16, 2017 00:15 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 300 $42.78 $12,834.00
Disclosure

SEC source: 0001209191-17-066061 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,030,005

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $42.75 to $42.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2017 Filed Dec 16, 2017 00:15 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 8,048 $42.07 $338,579.36
Disclosure

SEC source: 0001209191-17-066061 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,030,305

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $41.725 to $42.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2017 Filed Dec 16, 2017 00:15 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 10,552 $41.37 $436,536.24
Disclosure

SEC source: 0001209191-17-066061 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,038,353

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $40.75 to $41.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2017 Filed Jan 3, 2018 01:24 UTC KYNTRA BIO, INC. FGEN · Entity 7431 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000396 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 19,500

Read SEC document
December 15, 2017 Filed Jan 3, 2018 01:24 UTC KYNTRA BIO, INC. FGEN · Entity 7431 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000396 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,071,705

Read SEC document
December 14, 2017 Filed Dec 16, 2017 00:15 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 58 $43.08 $2,498.64
Disclosure

SEC source: 0001209191-17-066061 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 128,768

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $42.95 to $43.15. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 14, 2017 Filed Dec 16, 2017 00:15 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 360 $42.09 $15,152.40
Disclosure

SEC source: 0001209191-17-066061 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 128,826

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $41.90 to $42.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 14, 2017 Filed Dec 16, 2017 00:15 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 200 $43.60 $8,720.00
Disclosure

SEC source: 0001209191-17-066061 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,048,905

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
December 14, 2017 Filed Dec 16, 2017 00:15 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 11,782 $43.01 $506,743.82
Disclosure

SEC source: 0001209191-17-066061 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,049,105

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $42.60 to $43.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 14, 2017 Filed Dec 16, 2017 00:15 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 6,918 $42.18 $291,801.24
Disclosure

SEC source: 0001209191-17-066061 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060,887

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $41.60 to $42.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 23:19 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Tax withholdingCommon Stock 3,261 $44.85 $146,255.85
Disclosure

SEC source: 0001209191-17-064835 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,067,805

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 01, 2017 Filed Dec 6, 2017 00:42 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Tax withholdingCommon Stock 4,689 $47.15 $221,086.35
Disclosure

SEC source: 0001209191-17-064072 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,071,066

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
November 17, 2017 Filed Nov 18, 2017 00:05 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $46.75 $19,541.50
Disclosure

SEC source: 0001209191-17-061636 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 129,186

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $46.65 to $46.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 17, 2017 Filed Nov 18, 2017 00:05 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 2,900 $46.98 $136,242.00
Disclosure

SEC source: 0001209191-17-061636 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,075,755

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $46.825 to $47.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 17, 2017 Filed Nov 18, 2017 00:05 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 16,000 $46.60 $745,600.00
Disclosure

SEC source: 0001209191-17-061636 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,078,655

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $45.85 to $46.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:05 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $46.75 $19,541.50
Disclosure

SEC source: 0001209191-17-061636 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 129,604

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $46.70 to $47.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:05 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 3,000 $47.62 $142,860.00
Disclosure

SEC source: 0001209191-17-061636 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,094,655

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $47.375 to $48.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:05 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 11,900 $46.67 $555,373.00
Disclosure

SEC source: 0001209191-17-061636 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097,655

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $46.25 to $47.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:05 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 4,000 $45.62 $182,480.00
Disclosure

SEC source: 0001209191-17-061636 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,109,555

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $45.25 to $46.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:44 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 418 $55.95 $23,387.10
Disclosure

SEC source: 0001209191-17-058659 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 130,022

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:44 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 6,700 $56.23 $376,741.00
Disclosure

SEC source: 0001209191-17-058659 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113,555

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $56.10 to $56.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:44 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 12,200 $55.62 $678,564.00
Disclosure

SEC source: 0001209191-17-058659 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,120,255

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $55.10 to $56.075. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:44 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 10 $56.75 $567.50
Disclosure

SEC source: 0001209191-17-058659 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 130,440

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:44 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 408 $55.82 $22,774.56
Disclosure

SEC source: 0001209191-17-058659 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 130,450

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $55.65 to $56.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:44 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 2,200 $57.36 $126,192.00
Disclosure

SEC source: 0001209191-17-058659 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,132,455

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $57.25 to $57.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:44 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 9,918 $56.65 $561,854.70
Disclosure

SEC source: 0001209191-17-058659 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134,655

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $56.25 to $57.225. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:44 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 6,782 $55.79 $378,367.78
Disclosure

SEC source: 0001209191-17-058659 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144,573

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $55.25 to $56.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 22:17 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 318 $55.25 $17,569.50
Disclosure

SEC source: 0001209191-17-057334 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 130,858

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 22:17 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $55.10 $5,510.00
Disclosure

SEC source: 0001209191-17-057334 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 131,176

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 22:17 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 14,700 $55.38 $814,086.00
Disclosure

SEC source: 0001209191-17-057334 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,151,355

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $55.05 to $55.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 17, 2017 Filed Oct 18, 2017 22:17 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 4,200 $54.69 $229,698.00
Disclosure

SEC source: 0001209191-17-057334 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,166,055

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $54.00 to $55.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 22:17 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1 $55.45 $55.45
Disclosure

SEC source: 0001209191-17-057334 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 131,276

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 22:17 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 417 $54.35 $22,663.95
Disclosure

SEC source: 0001209191-17-057334 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 131,277

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $54.30 to $54.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 22:17 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 6,606 $55.37 $365,774.22
Disclosure

SEC source: 0001209191-17-057334 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,170,255

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $55.15 to $56.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 22:17 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 12,294 $54.54 $670,514.76
Disclosure

SEC source: 0001209191-17-057334 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,176,861

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $54.10 to $55.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 20:36 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $55.65 $5,565.00
Disclosure

SEC source: 0001209191-17-055869 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 131,694

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 20:36 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 318 $55.95 $17,792.10
Disclosure

SEC source: 0001209191-17-055869 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 131,794

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.