Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TENET HEALTHCARE CORPTHC · Entity 2563 | Vice Chairman | August 23, 2019 | August 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TENET HEALTHCARE CORP
Report date August 23, 2019 · Filed August 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 309,050 |
Reported balance
After 2019-08-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-08-23 · Exercise / conversion · Acquired 16,694 · Balance 309,050 F1: As previously reported, on 8/25/14, the reporting person received a grant of 16,694 time-based restricted stock units that vest in their entirety on the fifth anniversary of the date of grant. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 16,694 shares of common stock, as shown in Table I. F2: Restricted stock units convert into common stock on a one-for-one basis. |
| Common StockSEC Table I · non-derivative | Direct | 365,763 |
Reported balance
After 2019-08-23 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-08-23 · Exercise / conversion · Acquired 56,713 · Balance 365,763 F3: On 8/25/14, the reporting person received a target grant of 33,390 performance-based restricted stock units, scheduled to vest on the fifth anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 56,713 units. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 56,713 shares of common stock, as shown in Table I. F2: Restricted stock units convert into common stock on a one-for-one basis. |
| Common StockSEC Table I · non-derivative | Direct | 336,877 |
Reported balance
After 2019-08-23 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-08-23 · Tax withholding · Disposed 28,886 · Balance 336,877 F4: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3. |
| 2014 August Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-08-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-08-23 · Exercise / conversion · Disposed 16,694 · Balance 0 F1: As previously reported, on 8/25/14, the reporting person received a grant of 16,694 time-based restricted stock units that vest in their entirety on the fifth anniversary of the date of grant. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 16,694 shares of common stock, as shown in Table I. F5: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting. |
| 2014 August Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-08-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-08-23 · Exercise / conversion · Disposed 56,713 · Balance 0 F3: On 8/25/14, the reporting person received a target grant of 33,390 performance-based restricted stock units, scheduled to vest on the fifth anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 56,713 units. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 56,713 shares of common stock, as shown in Table I. F5: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: As previously reported, on 8/25/14, the reporting person received a grant of 16,694 time-based restricted stock units that vest in their entirety on the fifth anniversary of the date of grant. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 16,694 shares of common stock, as shown in Table I.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: On 8/25/14, the reporting person received a target grant of 33,390 performance-based restricted stock units, scheduled to vest on the fifth anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 56,713 units. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 56,713 shares of common stock, as shown in Table I.
F4: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.
F5: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2015 Filed Oct 4, 2016 22:11 UTC | TENET HEALTHCARE CORP THC · Entity 2563 | Exercise / conversion2013 October Restricted Stock Units · Derivative | 20,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144652 · doc4.xml · derivative · entry 3 PITTS KEITH B · CIK 0001055066 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As previously reported, on October 1, 2013, the reporting person received a grant of 60,431 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on October 1, 2014, resulting in the vesting and settlement of 20,143 shares of common stock. The second anniversary occurred on October 1, 2015, resulting in the vesting and settlement of 20,144 shares of common stock. The third vesting date occurred on September 30, 2016 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 20,144 shares of common stock, as shown in Table I. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: As previously reported, on October 1, 2013, the reporting person received a grant of 60,431 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on October 1, 2014, resulting in the vesting and settlement of 20,143 shares of common stock. The second anniversary occurred on October 1, 2015, resulting in the vesting and settlement of 20,144 shares of common stock. The third vesting date occurred on September 30, 2016 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 20,144 shares of common stock, as shown in Table I. F1 · derivative.expiration_date: As previously reported, on October 1, 2013, the reporting person received a grant of 60,431 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on October 1, 2014, resulting in the vesting and settlement of 20,143 shares of common stock. The second anniversary occurred on October 1, 2015, resulting in the vesting and settlement of 20,144 shares of common stock. The third vesting date occurred on September 30, 2016 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 20,144 shares of common stock, as shown in Table I. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.