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PITTS KEITH B

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155309
SEC CIK
0001055066

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CompanyLast reported asReport datePublished
TENET HEALTHCARE CORPTHC · Entity 2563Vice ChairmanAugust 23, 2019August 27, 2019

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TENET HEALTHCARE CORP

Report date August 23, 2019 · Filed August 27, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect309,050 Reported balance After 2019-08-23 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-08-23 · Exercise / conversion · Acquired 16,694 · Balance 309,050

F1: As previously reported, on 8/25/14, the reporting person received a grant of 16,694 time-based restricted stock units that vest in their entirety on the fifth anniversary of the date of grant. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 16,694 shares of common stock, as shown in Table I.

F2: Restricted stock units convert into common stock on a one-for-one basis.

Common StockSEC Table I · non-derivativeDirect365,763 Reported balance After 2019-08-23 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-08-23 · Exercise / conversion · Acquired 56,713 · Balance 365,763

F3: On 8/25/14, the reporting person received a target grant of 33,390 performance-based restricted stock units, scheduled to vest on the fifth anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 56,713 units. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 56,713 shares of common stock, as shown in Table I.

F2: Restricted stock units convert into common stock on a one-for-one basis.

Common StockSEC Table I · non-derivativeDirect336,877 Reported balance After 2019-08-23 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2019-08-23 · Tax withholding · Disposed 28,886 · Balance 336,877

F4: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

2014 August Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-08-23 · Exercise / conversion · Disposed 16,694 · Balance 0

F1: As previously reported, on 8/25/14, the reporting person received a grant of 16,694 time-based restricted stock units that vest in their entirety on the fifth anniversary of the date of grant. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 16,694 shares of common stock, as shown in Table I.

F5: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

2014 August Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-08-23 · Exercise / conversion · Disposed 56,713 · Balance 0

F3: On 8/25/14, the reporting person received a target grant of 33,390 performance-based restricted stock units, scheduled to vest on the fifth anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 56,713 units. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 56,713 shares of common stock, as shown in Table I.

F5: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: As previously reported, on 8/25/14, the reporting person received a grant of 16,694 time-based restricted stock units that vest in their entirety on the fifth anniversary of the date of grant. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 16,694 shares of common stock, as shown in Table I.

F2: Restricted stock units convert into common stock on a one-for-one basis.

F3: On 8/25/14, the reporting person received a target grant of 33,390 performance-based restricted stock units, scheduled to vest on the fifth anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 56,713 units. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 56,713 shares of common stock, as shown in Table I.

F4: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

F5: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2019 Filed Aug 27, 2019 21:00 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2014 August Performance-Based Restricted Stock Units · Derivative 56,713 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047550 · doc4.xml · derivative · entry 5

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On 8/25/14, the reporting person received a target grant of 33,390 performance-based restricted stock units, scheduled to vest on the fifth anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 56,713 units. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 56,713 shares of common stock, as shown in Table I.

F3 · derivative.exercise_date: On 8/25/14, the reporting person received a target grant of 33,390 performance-based restricted stock units, scheduled to vest on the fifth anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 56,713 units. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 56,713 shares of common stock, as shown in Table I.

F3 · derivative.expiration_date: On 8/25/14, the reporting person received a target grant of 33,390 performance-based restricted stock units, scheduled to vest on the fifth anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 56,713 units. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 56,713 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 21:00 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2014 August Restricted Stock Units · Derivative 16,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047550 · doc4.xml · derivative · entry 4

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on 8/25/14, the reporting person received a grant of 16,694 time-based restricted stock units that vest in their entirety on the fifth anniversary of the date of grant. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 16,694 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on 8/25/14, the reporting person received a grant of 16,694 time-based restricted stock units that vest in their entirety on the fifth anniversary of the date of grant. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 16,694 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on 8/25/14, the reporting person received a grant of 16,694 time-based restricted stock units that vest in their entirety on the fifth anniversary of the date of grant. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 16,694 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 21:00 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 28,886 $20.74 $599,095.64
Disclosure

SEC source: 0001209191-19-047550 · doc4.xml · nonDerivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,877

F4 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 21:00 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 56,713 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-047550 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: On 8/25/14, the reporting person received a target grant of 33,390 performance-based restricted stock units, scheduled to vest on the fifth anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 56,713 units. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 56,713 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 21:00 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 16,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-047550 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on 8/25/14, the reporting person received a grant of 16,694 time-based restricted stock units that vest in their entirety on the fifth anniversary of the date of grant. The fifth anniversary occurred on 8/23/19 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 16,694 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2016 March Performance-Based Restricted Stock Units · Derivative 25,817 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · derivative · entry 6

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on March 10, 2016, the reporting person received a target grant of 61,177 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 25,817 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 25,817 shares of common stock, as shown in Table I.

F4 · derivative.exercise_date: As previously reported, on March 10, 2016, the reporting person received a target grant of 61,177 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 25,817 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 25,817 shares of common stock, as shown in Table I.

F4 · derivative.expiration_date: As previously reported, on March 10, 2016, the reporting person received a target grant of 61,177 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 25,817 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 25,817 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2016 March Restricted Stock Units · Derivative 20,393 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · derivative · entry 5

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 20,392 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 20,393 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 20,392 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 20,393 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 20,392 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 20,393 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 10,159 $27.17 $276,020.03
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · nonDerivative · entry 4

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,356

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 25,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · nonDerivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on March 10, 2016, the reporting person received a target grant of 61,177 performance-based restricted stock units that were subject to the Company's achievement of specified performance goals for the three year period that ended on December 31, 2018. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance goals were achieved in part, and 42.2% of the target grant was awarded; therefore, 25,817 restricted stock units vested on March 8, 2019 (the business day prior to the third anniversary of the date of grant, which fell on a weekend), resulting in the settlement of 25,817 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 8,025 $27.17 $218,039.25
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,698

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 00:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 20,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-018643 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of 20,392 shares of common stock. The third vesting date occurred on March 8, 2019 (the business day prior to the anniversary date, which fell on a weekend), resulting in the settlement of the remaining 20,393 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2017 March Restricted Stock Units · Derivative 22,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · derivative · entry 6

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,820

Underlying: Common Stock · 22,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 22,820 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F4 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 22,820 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F4 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 22,820 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 6,944 $29.39 $204,084.16
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · nonDerivative · entry 4

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,330

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 22,819 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · nonDerivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock. The second anniversary occurred on March 1, 2019, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 22,820 restricted stock units are shown in Table II and are scheduled to vest on March 1, 2020.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2018 February Restricted Stock Units · Derivative 21,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · derivative · entry 5

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,072

Underlying: Common Stock · 21,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 28, 2018, the reporting person received a grant of 63,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 21,035 shares of common stock, as shown in Table I. The remaining 42,072 restricted stock units are shown in Table II, of which 21,036 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F1 · derivative.exercise_date: As previously reported, on February 28, 2018, the reporting person received a grant of 63,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 21,035 shares of common stock, as shown in Table I. The remaining 42,072 restricted stock units are shown in Table II, of which 21,036 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F1 · derivative.expiration_date: As previously reported, on February 28, 2018, the reporting person received a grant of 63,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 21,035 shares of common stock, as shown in Table I. The remaining 42,072 restricted stock units are shown in Table II, of which 21,036 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 5,104 $28.58 $145,872.32
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,455

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:38 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 21,035 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015942 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 28, 2018, the reporting person received a grant of 63,107 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 28, 2019, resulting in the vesting and settlement of 21,035 shares of common stock, as shown in Table I. The remaining 42,072 restricted stock units are shown in Table II, of which 21,036 are scheduled to vest on each of February 28, 2020 and February 28, 2021.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:24 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2016 March Restricted Stock Units · Derivative 20,392 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019393 · doc4.xml · derivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,393

Underlying: Common Stock · 20,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 20,392 shares of common stock, as shown in Table I. The remaining 20,393 restricted stock units are shown in Table II, which are scheduled to vest on March 10, 2019.

F1 · derivative.exercise_date: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 20,392 shares of common stock, as shown in Table I. The remaining 20,393 restricted stock units are shown in Table II, which are scheduled to vest on March 10, 2019.

F1 · derivative.expiration_date: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 20,392 shares of common stock, as shown in Table I. The remaining 20,393 restricted stock units are shown in Table II, which are scheduled to vest on March 10, 2019.

F4 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:24 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 8,025 $24.18 $194,044.50
Disclosure

SEC source: 0001209191-18-019393 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,524

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:24 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 20,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019393 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 20,392 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 20,392 shares of common stock, as shown in Table I. The remaining 20,393 restricted stock units are shown in Table II, which are scheduled to vest on March 10, 2019.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:30 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2017 March Restricted Stock Units · Derivative 22,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016680 · doc4.xml · derivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,639

Underlying: Common Stock · 22,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 45,639 restricted stock units are shown in Table II, of which 22,819 are scheduled to vest on March 1, 2019 and 22,820 are scheduled to vest on March 1, 2020.

F1 · derivative.exercise_date: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 45,639 restricted stock units are shown in Table II, of which 22,819 are scheduled to vest on March 1, 2019 and 22,820 are scheduled to vest on March 1, 2020.

F1 · derivative.expiration_date: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 45,639 restricted stock units are shown in Table II, of which 22,819 are scheduled to vest on March 1, 2019 and 22,820 are scheduled to vest on March 1, 2020.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:30 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 7,430 $21.05 $156,401.50
Disclosure

SEC source: 0001209191-18-016680 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,157

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:30 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 22,819 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016680 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 1, 2017, the reporting person received a grant of 68,458 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 1, 2018, resulting in the vesting and settlement of 22,819 shares of common stock, as shown in Table I. The remaining 45,639 restricted stock units are shown in Table II, of which 22,819 are scheduled to vest on March 1, 2019 and 22,820 are scheduled to vest on March 1, 2020.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:53 UTC TENET HEALTHCARE CORP THC · Entity 2563 Grant2018 February Performance Stock Options (Right to Buy) · Derivative 147,226 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0001209191-18-015746 · doc4.xml · derivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,226

Underlying: Common Stock · 147,226 shares

Expires 2028-02-28

F2 · derivative.exercise_date: These performance-based stock options vest on the third anniversary of the date of grant, subject to the satisfaction of a stock price performance condition requiring the Company's common stock price to close at or above $25.75 per share for any 20 consecutive trading days during the three-year period following the date of grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:53 UTC TENET HEALTHCARE CORP THC · Entity 2563 Grant2018 February Restricted Stock Units · Derivative 63,107 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015746 · doc4.xml · derivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,107

Underlying: Common Stock · 63,107 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2015 February Performance-Based Restricted Stock Units · Derivative 21,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · derivative · entry 6

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On 2/25/15, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 21,056 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,056 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,054 shares of common stock as shown in Table I.

F4 · derivative.exercise_date: On 2/25/15, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 21,056 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,056 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,054 shares of common stock as shown in Table I.

F4 · derivative.expiration_date: On 2/25/15, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 21,056 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,056 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,054 shares of common stock as shown in Table I.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2015 February Restricted Stock Units · Derivative 12,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · derivative · entry 5

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I.

F5 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 8,285 $19.28 $159,734.80
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · nonDerivative · entry 4

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,768

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 21,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · nonDerivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 2/25/15, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending 12/31/15. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded & 164.7% of the target grant was awarded; therefore, these RSUs vest in 1/3 increments on each of the 1st, 2nd & 3rd anniversaries of the date of grant. The 1st anniversary occurred 2/25/16, resulting in the vesting & settlement of 21,056 shares of common stock. The 2nd vesting date occurred 2/24/17 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,056 shares of common stock. The 3rd vesting date occurred 2/23/18 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting & settlement of 21,054 shares of common stock as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 5,004 $19.28 $96,477.12
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,999

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:16 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 12,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-014240 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock. The third vesting date occurred on February 23, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:58 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2016 March Restricted Stock Units · Derivative 20,392 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020608 · doc4.xml · derivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,785

Underlying: Common Stock · 20,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 20,392 shares of common stock, as shown in Table I. The remaining 40,785 restricted stock units are shown in Table II, of which 20,392 are scheduled to vest on March 10, 2018 and 20,393 are scheduled to vest on March 10, 2019.

F1 · derivative.exercise_date: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 20,392 shares of common stock, as shown in Table I. The remaining 40,785 restricted stock units are shown in Table II, of which 20,392 are scheduled to vest on March 10, 2018 and 20,393 are scheduled to vest on March 10, 2019.

F1 · derivative.expiration_date: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 20,392 shares of common stock, as shown in Table I. The remaining 40,785 restricted stock units are shown in Table II, of which 20,392 are scheduled to vest on March 10, 2018 and 20,393 are scheduled to vest on March 10, 2019.

F4 · derivative.underlying: Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:58 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 8,555 $19.22 $164,427.10
Disclosure

SEC source: 0001209191-17-020608 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,219

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:58 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 20,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-020608 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on March 10, 2016, the reporting person received a grant of 61,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 20,392 shares of common stock, as shown in Table I. The remaining 40,785 restricted stock units are shown in Table II, of which 20,392 are scheduled to vest on March 10, 2018 and 20,393 are scheduled to vest on March 10, 2019.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 23:03 UTC TENET HEALTHCARE CORP THC · Entity 2563 Grant2017 March Performance Stock Options (Right to Buy) · Derivative 152,568 $0.00 Strike: $18.99 $0.00
Disclosure

SEC source: 0001209191-17-017925 · doc4.xml · derivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,568

Underlying: Common Stock · 152,568 shares

Expires 2027-03-01

F2 · derivative.exercise_date: These performance-based stock options vest on the third anniversary of the date of grant, subject to the satisfaction of a stock price performance condition requiring the Company's common stock price to close at or above $23.74 per share for any 20 consecutive trading days during the three-year period following the date of grant.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 23:03 UTC TENET HEALTHCARE CORP THC · Entity 2563 Grant2017 March Restricted Stock Units · Derivative 68,458 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017925 · doc4.xml · derivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,458

Underlying: Common Stock · 68,458 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2014 February Performance-Based Restricted Stock Units · Derivative 22,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · derivative · entry 12

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: As previously reported, on Feb. 26, 2014, the reporting person received a target grant of 33,829 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending Dec. 31, 2014. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 200% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 26, 2015, resulting in the vesting & settlement of 22,552 shares of common stock. The 2nd anniversary occurred on Feb. 26, 2016, resulting in the vesting & settlement of 22,552 shares of common stock. The 3rd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 22,554 shares of common stock, as shown in Table I.

F6 · derivative.exercise_date: As previously reported, on Feb. 26, 2014, the reporting person received a target grant of 33,829 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending Dec. 31, 2014. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 200% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 26, 2015, resulting in the vesting & settlement of 22,552 shares of common stock. The 2nd anniversary occurred on Feb. 26, 2016, resulting in the vesting & settlement of 22,552 shares of common stock. The 3rd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 22,554 shares of common stock, as shown in Table I.

F6 · derivative.expiration_date: As previously reported, on Feb. 26, 2014, the reporting person received a target grant of 33,829 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending Dec. 31, 2014. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 200% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 26, 2015, resulting in the vesting & settlement of 22,552 shares of common stock. The 2nd anniversary occurred on Feb. 26, 2016, resulting in the vesting & settlement of 22,552 shares of common stock. The 3rd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 22,554 shares of common stock, as shown in Table I.

F7 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2014 February Restricted Stock Units · Derivative 11,277 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · derivative · entry 11

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on February 26, 2014, the reporting person received a grant of 33,829 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 11,276 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 11,276 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 11,277 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on February 26, 2014, the reporting person received a grant of 33,829 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 11,276 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 11,276 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 11,277 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on February 26, 2014, the reporting person received a grant of 33,829 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 11,276 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 11,276 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 11,277 shares of common stock, as shown in Table I.

F7 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2015 February Performance-Based Restricted Stock Units · Derivative 21,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · derivative · entry 10

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,054

Underlying: Common Stock · 21,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on Feb. 25, 2015, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2015. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 164.7% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 25, 2016, resulting in the vesting and settlement of 21,056 shares of common stock. The 2nd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 21,056 shares of common stock, as shown in Table I. The remaining 21,054 performance RSUs are shown in Table II, which are scheduled to vest on Feb. 25, 2018.

F4 · derivative.exercise_date: As previously reported, on Feb. 25, 2015, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2015. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 164.7% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 25, 2016, resulting in the vesting and settlement of 21,056 shares of common stock. The 2nd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 21,056 shares of common stock, as shown in Table I. The remaining 21,054 performance RSUs are shown in Table II, which are scheduled to vest on Feb. 25, 2018.

F4 · derivative.expiration_date: As previously reported, on Feb. 25, 2015, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2015. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 164.7% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 25, 2016, resulting in the vesting and settlement of 21,056 shares of common stock. The 2nd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 21,056 shares of common stock, as shown in Table I. The remaining 21,054 performance RSUs are shown in Table II, which are scheduled to vest on Feb. 25, 2018.

F7 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2015 February Restricted Stock Units · Derivative 12,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · derivative · entry 9

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,784

Underlying: Common Stock · 12,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I. The remaining 12,784 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F1 · derivative.exercise_date: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I. The remaining 12,784 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F1 · derivative.expiration_date: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I. The remaining 12,784 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F7 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 6,169 $21.99 $135,656.31
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · nonDerivative · entry 8

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,382

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 22,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · nonDerivative · entry 7

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: As previously reported, on Feb. 26, 2014, the reporting person received a target grant of 33,829 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending Dec. 31, 2014. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 200% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 26, 2015, resulting in the vesting & settlement of 22,552 shares of common stock. The 2nd anniversary occurred on Feb. 26, 2016, resulting in the vesting & settlement of 22,552 shares of common stock. The 3rd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 22,554 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 3,060 $21.99 $67,289.40
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · nonDerivative · entry 6

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,997

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 11,277 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · nonDerivative · entry 5

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on February 26, 2014, the reporting person received a grant of 33,829 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2015, resulting in the vesting and settlement of 11,276 shares of common stock. The second anniversary occurred on February 26, 2016, resulting in the vesting and settlement of 11,276 shares of common stock. The third vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 11,277 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 8,833 $21.99 $194,237.67
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · nonDerivative · entry 4

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,780

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 21,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · nonDerivative · entry 3

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on Feb. 25, 2015, the reporting person received a target grant of 38,352 performance-based RSUs that were subject to the Company's attainment of a specified one-year performance metric for the year then-ending December 31, 2015. The actual number of stock units that could vest ranged from 0% to 200% of the target unit amount. The performance metric was exceeded and 164.7% of the target grant was awarded; therefore, these RSUs vest in one-third increments on each of the 1st, 2nd and 3rd anniversaries of the date of grant. The 1st anniversary occurred on Feb. 25, 2016, resulting in the vesting and settlement of 21,056 shares of common stock. The 2nd vesting date occurred on Feb. 24, 2017 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 21,056 shares of common stock, as shown in Table I. The remaining 21,054 performance RSUs are shown in Table II, which are scheduled to vest on Feb. 25, 2018.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 3,663 $21.99 $80,549.37
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,557

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:47 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 12,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015530 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 25, 2015, the reporting person received a grant of 38,352 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 25, 2016, resulting in the vesting and settlement of 12,784 shares of common stock. The second vesting date occurred on February 24, 2017 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,784 shares of common stock, as shown in Table I. The remaining 12,784 restricted stock units are shown in Table II, which are scheduled to vest on February 25, 2018.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:11 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 8,451 $22.66 $191,499.66
Disclosure

SEC source: 0001209191-16-144652 · doc4.xml · nonDerivative · entry 2

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,436

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:11 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 20,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-144652 · doc4.xml · nonDerivative · entry 1

PITTS KEITH B · CIK 0001055066 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on October 1, 2013, the reporting person received a grant of 60,431 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on October 1, 2014, resulting in the vesting and settlement of 20,143 shares of common stock. The second anniversary occurred on October 1, 2015, resulting in the vesting and settlement of 20,144 shares of common stock. The third vesting date occurred on September 30, 2016 (the business day prior to the anniversary date, which fell on a weekend), resulting in the vesting and settlement of 20,144 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.