Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AIP Alternative Lending Fund ANONE · Entity 50233 | Director | June 07, 2018 | August 27, 2019 |
| AIP Alternative Lending Fund PNONE · Entity 50235 | Director | June 07, 2018 | August 27, 2019 |
| LEGG MASON, INC.LM · Entity 15820 | Director | July 31, 2018 | August 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AIP Alternative Lending Fund A
Report date June 07, 2018 · Filed August 27, 2019
Jointly reported with NUGENT MICHAEL, Bowman Frank L, Klein Michael F, Dennis Kathleen A, Everett Nancy, MALESKI PATRICIA A, KEARNS JOSEPH J, Haussler Jakki L., JOHNSON MANUEL H
This filing explicitly reported no securities owned.
AIP Alternative Lending Fund P
Report date June 07, 2018 · Filed August 27, 2019
Jointly reported with NUGENT MICHAEL, Bowman Frank L, Klein Michael F, Dennis Kathleen A, Everett Nancy, MALESKI PATRICIA A, KEARNS JOSEPH J, Haussler Jakki L., JOHNSON MANUEL H
This filing explicitly reported no securities owned.
LEGG MASON, INC.
Report date July 31, 2018 · Filed August 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,280 |
Reported balance
After 2018-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-07-31 · Grant · Acquired 3,638 · Balance 54,280 F1: Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason Inc.'s 2013 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason Inc.'s 2013 Annual Meeting of Stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2018 Filed Aug 1, 2018 13:05 UTC | LEGG MASON, INC. LM · Entity 15820 | GrantCommon Stock | 3,638 | $0.00 | $0.00 |
DisclosureSEC source: 0000704051-18-000101 · wf-form4_153314308536038.xml · nonDerivative · entry 1 REED W ALLEN · CIK 0001185919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,280 F1 · security: Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason Inc.'s 2013 Annual Meeting of Stockholders. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 07:03 UTC | LEGG MASON, INC. LM · Entity 15820 | GrantCommon Stock | 3,041 | $0.00 | $0.00 |
DisclosureSEC source: 0000704051-17-000073 · wf-form4_150115340023908.xml · nonDerivative · entry 1 REED W ALLEN · CIK 0001185919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,642 F1 · security: Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason Inc.'s 2013 Annual Meeting of Stockholders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.