Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SANUWAVE Health, Inc.SNWW · Entity 7321 | Director | August 26, 2019 | August 28, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SANUWAVE Health, Inc.
Report date August 26, 2019 · Filed August 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2029-08-26 | Direct | 50,000 |
Reported balance
After 2019-08-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-08-26 · Grant · Acquired 50,000 · Balance 50,000 F1: This warrant is exercisable at date of issuance, August 26, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: This warrant is exercisable at date of issuance, August 26, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2019 Filed Aug 28, 2019 18:59 UTC | SANUWAVE Health, Inc. SNWW · Entity 7321 | GrantStock Option · Derivative | 50,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001654954-19-010093 · section16.xml · derivative · entry 1 Nemelka John Fritzen · CIK 0001341163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock, $0.001 par value · 50,000 shares Expires 2029-08-26 F1 · derivative.exercise_date: This warrant is exercisable at date of issuance, August 26, 2019. Read SEC document |
| September 20, 2018 Filed Sep 28, 2018 18:06 UTC | SANUWAVE Health, Inc. SNWW · Entity 7321 | GrantStock Option · Derivative | 350,000 | $0.00 Strike: $0.21 | $0.00 |
DisclosureSEC source: 0001654954-18-010624 · section16.xml · derivative · entry 1 Nemelka John Fritzen · CIK 0001341163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock, $0.001 par value · 350,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: This warrant is exercisable at date of issuance, September 20, 2018. Read SEC document |
| December 11, 2017 Filed Jan 19, 2018 15:28 UTC | SANUWAVE Health, Inc. SNWW · Entity 7321 | GrantClass O Warrants · Derivative | 200,000 | $0.00 Strike: $0.11 | $0.00 |
DisclosureSEC source: 0001654954-18-000549 · section16.xml · derivative · entry 1 Nemelka John Fritzen · CIK 0001341163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock, $0.001 par value · 200,000 shares Expires 2019-03-17 F1 · derivative.exercise_date: This warrant is exercisable at date of issuance, December 11, 2017. Read SEC document |
| June 15, 2017 Filed Jun 29, 2017 13:00 UTC | SANUWAVE Health, Inc. SNWV · Entity 7321 | GrantOptions · Derivative | 300,000 | $0.00 Strike: $0.11 | $0.00 |
DisclosureSEC source: 0001437749-17-011967 · rdgdoc.xml · derivative · entry 1 Nemelka John Fritzen · CIK 0001341163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock, $0.001 par value · 300,000 shares Expires 2027-06-15 F1 · derivative.exercise_date: This option for 300,000 shares fully vested on June 15, 2017. Read SEC document |
| November 09, 2016 Filed Dec 16, 2016 21:30 UTC | SANUWAVE Health, Inc. SNWV · Entity 7321 | GrantOptions · Derivative | 169,800 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001437749-16-043472 · rdgdoc.xml · derivative · entry 1 Nemelka John Fritzen · CIK 0001341163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,800 Underlying: Common Stock, $0.001 par value · 169,800 shares Expires 2026-11-08 F1 · derivative.exercise_date: This option for 169,800 shares fully vested on November 9, 2016. Read SEC document |
| June 16, 2016 Filed Sep 30, 2016 18:00 UTC | SANUWAVE Health, Inc. SNWV · Entity 7321 | GrantOptions · Derivative | 200,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001437749-16-039322 · rdgdoc.xml · derivative · entry 7 Nemelka John Fritzen · CIK 0001341163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock, $0.001 par value · 200,000 shares Expires 2026-06-15 F5 · derivative.exercise_date: This option for 200,000 shares fully vested on June 16, 2016. Read SEC document |
| March 31, 2016 Filed Sep 30, 2016 18:00 UTC | SANUWAVE Health, Inc. SNWV · Entity 7321 | GrantOptions · Derivative | 99,205 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001437749-16-039322 · rdgdoc.xml · derivative · entry 6 Nemelka John Fritzen · CIK 0001341163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,205 Underlying: Common Stock, $0.001 par value · 99,205 shares Expires 2025-10-01 F4 · derivative.exercise_date: This option for 99,205 shares had an adjustment to the exercise price from $0.50 to $0.06 per section 4 of the stock option agreement and SEC Registration File No. 333-208676. Read SEC document |
| March 31, 2016 Filed Sep 30, 2016 18:00 UTC | SANUWAVE Health, Inc. SNWV · Entity 7321 | Disposition to issuerOptions · Derivative | 99,205 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001437749-16-039322 · rdgdoc.xml · derivative · entry 5 Nemelka John Fritzen · CIK 0001341163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 99,205 shares Expires 2025-10-01 F4 · derivative.exercise_date: This option for 99,205 shares had an adjustment to the exercise price from $0.50 to $0.06 per section 4 of the stock option agreement and SEC Registration File No. 333-208676. Read SEC document |
| October 01, 2015 Filed Sep 30, 2016 18:00 UTC | SANUWAVE Health, Inc. SNWV · Entity 7321 | GrantOptions · Derivative | 99,205 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001437749-16-039322 · rdgdoc.xml · derivative · entry 4 Nemelka John Fritzen · CIK 0001341163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,205 Underlying: Common Stock, $0.001 par value · 99,205 shares Expires 2025-10-01 F3 · derivative.exercise_date: This option for 99,205 shares fully vested on October 1, 2015. Read SEC document |
| October 01, 2015 Filed Sep 30, 2016 18:00 UTC | SANUWAVE Health, Inc. SNWV · Entity 7321 | GrantOptions · Derivative | 150,795 | $0.00 Strike: $0.11 | $0.00 |
DisclosureSEC source: 0001437749-16-039322 · rdgdoc.xml · derivative · entry 3 Nemelka John Fritzen · CIK 0001341163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,795 Underlying: Common Stock, $0.001 par value · 150,795 shares Expires 2025-10-01 F2 · derivative.exercise_date: This option for 150,795 shares fully vested on October 1, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.