Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASURE SOFTWARE INCASUR · Entity 734 | Chief Technology Officer | September 02, 2019 | September 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASURE SOFTWARE INC
Report date September 02, 2019 · Filed September 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Option to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.44 · Expires 2024-09-02 | Direct | 50,000 |
Reported balance
After 2019-09-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-09-02 · Grant · Acquired 50,000 · Balance 50,000 F1: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2019 Filed Sep 4, 2019 22:48 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | GrantStock Option (Option to Buy) · Derivative | 50,000 | $0.00 Strike: $6.44 | $0.00 |
DisclosureSEC source: 0000884144-19-000031 · wf-form4_156763728386561.xml · derivative · entry 1 Karbowski James Joseph · CIK 0001683950 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-09-02 F1 · derivative.exercise_date: Such options will vest as follows: 1/3 on the first anniversary of the grant date and the remaining 2/3rds will vest over the following 2 year period in substantially equal monthly installments. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 20:14 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Tax withholdingCommon Stock | 969 | $6.41 | $6,213.71 |
DisclosureSEC source: 0000884144-19-000023 · wf-form4_156710967878323.xml · nonDerivative · entry 1 Karbowski James Joseph · CIK 0001683950 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,932 F1 · kind: Transaction represents the withholding of shares, at the weighted average value of $6.4125 per share, to satisfy the tax withholding obligations following the vesting of 3,336 shares of restricted stock on August 24, 2019. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $6.36 to $6.50 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 03, 2019 Filed Jul 9, 2019 01:04 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | GrantStock Option (Option to Buy) · Derivative | 50,000 | Not disclosed Strike: $6.04 | Not disclosed |
DisclosureSEC source: 0000884144-19-000008 · wf-form4_156263427548889.xml · derivative · entry 2 Karbowski James Joseph · CIK 0001683950 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2019-12-15 F1 · price: The two reported transactions involve an amendment of an outstanding option, resulting in a deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a new expiration date. The stock option was originally granted to Mr. Karbowski on July 3, 2014 under our 2009 Equity Plan, as amended, and was set to expire July 3, 2019. F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option, resulting in a deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a new expiration date. The stock option was originally granted to Mr. Karbowski on July 3, 2014 under our 2009 Equity Plan, as amended, and was set to expire July 3, 2019. Read SEC document |
| July 03, 2019 Filed Jul 9, 2019 01:04 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Disposition to issuerStock Option (Option to Buy) · Derivative | 50,000 | Not disclosed Strike: $6.04 | Not disclosed |
DisclosureSEC source: 0000884144-19-000008 · wf-form4_156263427548889.xml · derivative · entry 1 Karbowski James Joseph · CIK 0001683950 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-07-03 F1 · price: The two reported transactions involve an amendment of an outstanding option, resulting in a deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a new expiration date. The stock option was originally granted to Mr. Karbowski on July 3, 2014 under our 2009 Equity Plan, as amended, and was set to expire July 3, 2019. F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option, resulting in a deemed cancellation of the "old" stock option and the grant of a "replacement" stock option with a new expiration date. The stock option was originally granted to Mr. Karbowski on July 3, 2014 under our 2009 Equity Plan, as amended, and was set to expire July 3, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 21:11 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | GrantAsure Software, Inc. Common Stock ($0.01 par value) | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001578 · ownership.xml · nonDerivative · entry 1 Karbowski James Joseph · CIK 0001683950 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,901 F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date. Read SEC document |
| May 16, 2018 Filed Jun 5, 2018 01:55 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001185185-18-001063 · form4-karbowski060418.xml · derivative · entry 5 Karbowski James Joseph · CIK 0001683950 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock ($0.01 par value) · 50,000 shares Expires 2022-12-15 F3 · date: The option grant was subject to shareholder approval of a new equity plan which was attained on May 16, 2018. The option vests in four equal annual installments beginning December 15, 2018. F3 · derivative.exercise_date: The option grant was subject to shareholder approval of a new equity plan which was attained on May 16, 2018. The option vests in four equal annual installments beginning December 15, 2018. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 16:37 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | PurchaseAsure Software, Inc. Common Stock ($0.01 par value) | 901 | $11.48 | $10,343.48 |
DisclosureSEC source: 0001185185-17-001953 · form4-karbowski090617.xml · nonDerivative · entry 1 Karbowski James Joseph · CIK 0001683950 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,901 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.45 to $11.487. Read SEC document |
| June 23, 2017 Filed Aug 31, 2017 22:57 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001185185-17-001913 · form4-karbowski083117.xml · derivative · entry 2 Karbowski James Joseph · CIK 0001683950 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock ($0.01 par value) · 10,000 shares Expires 2017-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2017 Filed Aug 31, 2017 22:57 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionAsure Software, Inc. Common Stock ($0.01 par value) | 10,000 | $6.42 | $64,200.00 |
DisclosureSEC source: 0001185185-17-001913 · form4-karbowski083117.xml · nonDerivative · entry 1 Karbowski James Joseph · CIK 0001683950 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 22:33 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001185185-17-000890 · form4-karbowski041017.xml · derivative · entry 5 Karbowski James Joseph · CIK 0001683950 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock ($0.01 par value) · 15,000 shares Expires 2022-04-06 F1 · derivative.exercise_date: Such options shall vest over a 4 year period such that 25% of the shares shall vest on each anniversary date following issuance. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.