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HERTIA JOHN

Disclosed activity across 1 company

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155014
SEC CIK
0001616003

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BIO-RAD LABORATORIES, INC.BIO, BIOB · Entity 2247Executive Vice PresidentSeptember 12, 2019September 13, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BIO-RAD LABORATORIES, INC.

Report date September 12, 2019 · Filed September 13, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Bio-Rad A Common StockSEC Table I · non-derivativeDirect18,728 Ending reported balance After 2019-09-12 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-09-12 · Exercise / conversion · Acquired 600 · Balance 18,966

Row 2 · 2019-09-12 · Exercise / conversion · Acquired 600 · Balance 19,566

Row 3 · 2019-09-12 · Sale · Disposed 797 · Balance 18,769

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.00 to $328.70, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 4 · 2019-09-12 · Sale · Disposed 41 · Balance 18,728

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.54 · Expires 2024-09-10Direct0 Reported balance After 2019-09-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-09-12 · Exercise / conversion · Disposed 600 · Balance 0

F2: The option vests in five equal annual installments beginning September 10, 2015.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $139.56 · Expires 2025-09-11Direct600 Reported balance After 2019-09-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-09-12 · Exercise / conversion · Disposed 600 · Balance 600

F3: The option vests in five equal annual installments beginning September 11, 2016.

Bio-Rad A Common StockSEC Table I · non-derivativeIndirectBy Spouse252 Reported balance Holding disclosure · report date 2019-09-12 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 252

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.00 to $328.70, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The option vests in five equal annual installments beginning September 10, 2015.

F3: The option vests in five equal annual installments beginning September 11, 2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2018 Filed Sep 7, 2018 18:43 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-18-000037 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 5, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 5, 2018.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 18:43 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 208 $315.50 $65,624.00
Disclosure

SEC source: 0001652252-18-000037 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,954

Read SEC document
September 05, 2018 Filed Sep 7, 2018 18:43 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-18-000037 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 19:08 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 GrantNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $326.15 $0.00
Disclosure

SEC source: 0001652252-18-000007 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Bio-Rad A Common Stock · 3,000 shares

Expires 2028-09-04

F3 · derivative.exercise_date: The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 19:08 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 GrantRestricted Stock Units · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-18-000007 · edgar.xml · derivative · entry 3

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Bio-Rad A Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.

F2 · derivative.expiration_date: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 22:18 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000098 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 12, 2013.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 12, 2013.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 22:18 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 226 $218.04 $49,277.04
Disclosure

SEC source: 0001652252-17-000098 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,562

Read SEC document
September 12, 2017 Filed Sep 13, 2017 22:18 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000098 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 18:26 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000082 · edgar.xml · derivative · entry 8

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 11, 2016.

F5 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 11, 2016.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 18:26 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000082 · edgar.xml · derivative · entry 7

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Bio-Rad A Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 11, 2013.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 11, 2013.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 18:26 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 490 $218.86 $107,241.40
Disclosure

SEC source: 0001652252-17-000082 · edgar.xml · nonDerivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,188

Read SEC document
September 11, 2017 Filed Sep 12, 2017 18:26 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000082 · edgar.xml · nonDerivative · entry 3

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 10, 2017 Filed Sep 12, 2017 18:26 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000082 · edgar.xml · derivative · entry 6

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 10, 2015.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 10, 2015.

Read SEC document
September 10, 2017 Filed Sep 12, 2017 18:26 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 226 $218.42 $49,362.92
Disclosure

SEC source: 0001652252-17-000082 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,378

Read SEC document
September 10, 2017 Filed Sep 12, 2017 18:26 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000082 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 20:17 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000066 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 7, 2017.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 7, 2017.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 20:17 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 226 $215.44 $48,689.44
Disclosure

SEC source: 0001652252-17-000066 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,004

Read SEC document
September 07, 2017 Filed Sep 11, 2017 20:17 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000066 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:15 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 GrantNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $215.98 $0.00
Disclosure

SEC source: 0001652252-17-000046 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Bio-Rad A Common Stock · 3,000 shares

Expires 2027-09-05

F3 · derivative.exercise_date: The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:15 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 GrantRestricted Stock Units · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000046 · edgar.xml · derivative · entry 3

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Bio-Rad A Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.

F2 · derivative.expiration_date: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 18:42 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 227 $165.62 $37,595.74
Disclosure

SEC source: 0001652252-16-000130 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,630

F2 · shares: Sold by the issuer on behalf of the reporting person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 18:42 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-16-000130 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning November 4, 2012.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning November 4, 2012.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 18:42 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-16-000130 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 13, 2016 Filed Sep 14, 2016 19:35 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 228 $158.08 $36,042.90
Disclosure

SEC source: 0001652252-16-000118 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,257

F2 · shares: Sold by the issuer on behalf of the reporting person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:19 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 728 $155.02 $112,855.65
Disclosure

SEC source: 0001652252-16-000110 · edgar.xml · nonDerivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,885

F3 · shares: Sold by the Issuer on behalf of the Reporting Person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.0164 to $155.0314, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 19:35 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-16-000118 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 12, 2013.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 12, 2013.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 19:35 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-16-000118 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 11, 2016 Filed Sep 13, 2016 22:19 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-16-000110 · edgar.xml · derivative · entry 8

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F8 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 11, 2016.

F8 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 11, 2016.

Read SEC document
September 11, 2016 Filed Sep 13, 2016 22:19 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-16-000110 · edgar.xml · derivative · entry 7

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Bio-Rad A Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F7 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 11, 2014.

F7 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 11, 2014.

Read SEC document
September 11, 2016 Filed Sep 13, 2016 22:19 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001652252-16-000110 · edgar.xml · nonDerivative · entry 3

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 22:19 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-16-000110 · edgar.xml · derivative · entry 6

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 10, 2015.

F6 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 10, 2015.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 22:19 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-16-000110 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

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September 09, 2016 Filed Sep 13, 2016 22:19 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 2,689 $158.57 $426,394.73
Disclosure

SEC source: 0001652252-16-000110 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,713

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.55 to $158.63, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 07, 2016 Filed Sep 9, 2016 19:10 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 GrantNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $159.32 $0.00
Disclosure

SEC source: 0001652252-16-000087 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Bio-Rad A Common Stock · 3,000 shares

Expires 2026-09-07

F3 · derivative.exercise_date: The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.

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September 07, 2016 Filed Sep 9, 2016 19:10 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 GrantRestricted Stock Units · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-16-000087 · edgar.xml · derivative · entry 3

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Bio-Rad A Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.

F2 · derivative.expiration_date: The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.