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HERTIA JOHN

Disclosed activity across 1 company

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155014
SEC CIK
0001616003

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BIO-RAD LABORATORIES, INC.BIO, BIOB · Entity 2247Executive Vice PresidentSeptember 12, 2019September 13, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BIO-RAD LABORATORIES, INC.

Report date September 12, 2019 · Filed September 13, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Bio-Rad A Common StockSEC Table I · non-derivativeDirect18,728 Ending reported balance After 2019-09-12 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-09-12 · Exercise / conversion · Acquired 600 · Balance 18,966

Row 2 · 2019-09-12 · Exercise / conversion · Acquired 600 · Balance 19,566

Row 3 · 2019-09-12 · Sale · Disposed 797 · Balance 18,769

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.00 to $328.70, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 4 · 2019-09-12 · Sale · Disposed 41 · Balance 18,728

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.54 · Expires 2024-09-10Direct0 Reported balance After 2019-09-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-09-12 · Exercise / conversion · Disposed 600 · Balance 0

F2: The option vests in five equal annual installments beginning September 10, 2015.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $139.56 · Expires 2025-09-11Direct600 Reported balance After 2019-09-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-09-12 · Exercise / conversion · Disposed 600 · Balance 600

F3: The option vests in five equal annual installments beginning September 11, 2016.

Bio-Rad A Common StockSEC Table I · non-derivativeIndirectBy Spouse252 Reported balance Holding disclosure · report date 2019-09-12 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 252

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.00 to $328.70, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The option vests in five equal annual installments beginning September 10, 2015.

F3: The option vests in five equal annual installments beginning September 11, 2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2019 Filed Sep 13, 2019 15:54 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 600 $0.00 Strike: $139.56 $0.00
Disclosure

SEC source: 0001315406-19-000016 · edgar.xml · derivative · entry 7

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Bio-Rad A Common Stock · 600 shares

Expires 2025-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in five equal annual installments beginning September 11, 2016.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 15:54 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 600 $0.00 Strike: $119.54 $0.00
Disclosure

SEC source: 0001315406-19-000016 · edgar.xml · derivative · entry 6

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad A Common Stock · 600 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in five equal annual installments beginning September 10, 2015.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 15:54 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 41 $329.00 $13,489.00
Disclosure

SEC source: 0001315406-19-000016 · edgar.xml · nonDerivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,728

Read SEC document
September 12, 2019 Filed Sep 13, 2019 15:54 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 797 $328.25 $261,615.25
Disclosure

SEC source: 0001315406-19-000016 · edgar.xml · nonDerivative · entry 3

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,769

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.00 to $328.70, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 15:54 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $139.56 $83,736.00
Disclosure

SEC source: 0001315406-19-000016 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 15:54 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $119.54 $71,724.00
Disclosure

SEC source: 0001315406-19-000016 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 15:48 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001315406-19-000014 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 11, 2016.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 11, 2016.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 15:48 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 298 $326.42 $97,273.16
Disclosure

SEC source: 0001315406-19-000014 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,366

Read SEC document
September 11, 2019 Filed Sep 13, 2019 15:48 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001315406-19-000014 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:07 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-19-000063 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 10, 2015.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 10, 2015.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:07 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 298 $322.93 $96,233.14
Disclosure

SEC source: 0001652252-19-000063 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,064

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:07 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-19-000063 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:15 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 600 $0.00 Strike: $159.32 $0.00
Disclosure

SEC source: 0001652252-19-000059 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Bio-Rad A Common Stock · 600 shares

Expires 2026-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in five equal annual installments beginning September 7, 2017.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:15 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 444 $336.47 $149,392.68
Disclosure

SEC source: 0001652252-19-000059 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,762

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:15 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $159.32 $95,592.00
Disclosure

SEC source: 0001652252-19-000059 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · derivative · entry 23

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F14 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 7, 2017.

F14 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 7, 2017.

Read SEC document
September 07, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 298 $335.59 $100,005.82
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 15

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,606

Read SEC document
September 07, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 14

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 600 $0.00 Strike: $326.15 $0.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · derivative · entry 22

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Bio-Rad A Common Stock · 600 shares

Expires 2028-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The option vests in five equal annual installments beginning September 4, 2019.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,200 $0.00 Strike: $215.98 $0.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · derivative · entry 21

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Bio-Rad A Common Stock · 1,200 shares

Expires 2027-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The option vests in five equal annual installments beginning September 5, 2018.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,200 $0.00 Strike: $159.32 $0.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · derivative · entry 20

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Bio-Rad A Common Stock · 1,200 shares

Expires 2026-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option vests in five equal annual installments beginning September 7, 2017.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,800 $0.00 Strike: $139.56 $0.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · derivative · entry 19

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Bio-Rad A Common Stock · 1,800 shares

Expires 2025-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option vests in five equal annual installments beginning September 11, 2016.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,400 $0.00 Strike: $119.54 $0.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · derivative · entry 18

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Bio-Rad A Common Stock · 2,400 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vests in five equal annual installments beginning September 10, 2015.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 100 $340.00 $34,000.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 13

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,304

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 543 $338.97 $184,060.71
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 12

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,404

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.63 to $339.17, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 750 $338.01 $253,507.50
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 11

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,947

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.63 to $338.44, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 1,231 $336.80 $414,600.80
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 10

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,697

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.36 to $337.20, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 1,871 $335.64 $627,982.44
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 9

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,928

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.32 to $336.24, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 SaleBio-Rad A Common Stock 700 $334.77 $234,339.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 8

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,799

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.29 to $335.22, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $326.15 $195,690.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 7

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 1,200 $215.98 $259,176.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 6

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 1,200 $159.32 $191,184.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 5

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 1,800 $139.56 $251,208.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 2,400 $119.54 $286,896.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 3

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · derivative · entry 17

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F8 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 5, 2018.

F8 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 5, 2018.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 208 $339.48 $70,611.84
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,299

Read SEC document
September 05, 2019 Filed Sep 9, 2019 21:50 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-19-000051 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 21:26 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-19-000037 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 4, 2019.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 4, 2019.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 21:26 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 208 $335.20 $69,721.60
Disclosure

SEC source: 0001652252-19-000037 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,907

Read SEC document
September 04, 2019 Filed Sep 5, 2019 21:26 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-19-000037 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 19:57 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-18-000077 · edgar.xml · derivative · entry 5

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 11, 2016.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 11, 2016.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 19:57 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-18-000077 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad A Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 11, 2014.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 11, 2014.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 19:57 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 523 $308.37 $161,277.51
Disclosure

SEC source: 0001652252-18-000077 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,515

Read SEC document
September 11, 2018 Filed Sep 13, 2018 19:57 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001652252-18-000077 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:10 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-18-000058 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 10, 2015.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 10, 2015.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:10 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 208 $308.00 $64,064.00
Disclosure

SEC source: 0001652252-18-000058 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,738

Read SEC document
September 10, 2018 Filed Sep 12, 2018 20:10 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-18-000058 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 18:02 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001652252-18-000043 · edgar.xml · derivative · entry 4

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Bio-Rad A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning September 7, 2017.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning September 7, 2017.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 18:02 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Tax withholdingBio-Rad A Common Stock 208 $313.74 $65,257.92
Disclosure

SEC source: 0001652252-18-000043 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,346

Read SEC document
September 07, 2018 Filed Sep 11, 2018 18:02 UTC BIO-RAD LABORATORIES, INC. BIO, BIOB · Entity 2247 Exercise / conversionBio-Rad A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001652252-18-000043 · edgar.xml · nonDerivative · entry 1

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A common stock acquired on the vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.