Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VALLEY NATIONAL BANCORPVLY · Entity 3674 | Director | September 13, 2019 | September 17, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VALLEY NATIONAL BANCORP
Report date September 13, 2019 · Filed September 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 185,158 |
Ending reported balance
After 2019-09-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-09-13 · Sale · Disposed 8,560 · Balance 192,598 Row 2 · 2019-09-13 · Sale · Disposed 7,140 · Balance 185,458 Row 3 · 2019-09-13 · Sale · Disposed 300 · Balance 185,158 |
| Common StockSEC Table I · non-derivative | IndirectWife | 331,378 |
Reported balance
After 2019-09-13 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2019-09-13 · Gift · Disposed 11,382 · Balance 331,378 |
| Preferred Stock (Roth IRA)SEC Table I · non-derivative | Direct | 1,200 |
Reported balance
Holding disclosure · report date 2019-09-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,200 |
| Common Stock (401k Plan)SEC Table I · non-derivative | Direct | 58 |
Reported balance
Holding disclosure · report date 2019-09-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 58 |
| Common Stock (Roth IRA)SEC Table I · non-derivative | Direct | 889 |
Reported balance
Holding disclosure · report date 2019-09-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 889 |
| Common Stock (with Spouse)SEC Table I · non-derivative | Direct | 154 |
Reported balance
Holding disclosure · report date 2019-09-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 154 |
| Preferred StockSEC Table I · non-derivative | IndirectWife | 2,000 |
Reported balance
Holding disclosure · report date 2019-09-13 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,000 |
| Preferred Stock (Roth IRA with Spouse)SEC Table I · non-derivative | IndirectWife | 2,750 |
Reported balance
Holding disclosure · report date 2019-09-13 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 2,750 |
| Common StockSEC Table I · non-derivative | IndirectSpouse - Roth IRA | 6,946 |
Reported balance
Holding disclosure · report date 2019-09-13 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 6,946 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2019 Filed Sep 17, 2019 17:18 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | GiftCommon Stock | 11,382 | $0.00 | $0.00 |
DisclosureSEC source: 0000714310-19-000170 · wf-form4_156874071286024.xml · nonDerivative · entry 9 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife Disclosed balance after: 331,378 Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 17:18 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | SaleCommon Stock | 300 | $11.24 | $3,370.50 |
DisclosureSEC source: 0000714310-19-000170 · wf-form4_156874071286024.xml · nonDerivative · entry 3 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,158 Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 17:18 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | SaleCommon Stock | 7,140 | $11.23 | $80,182.20 |
DisclosureSEC source: 0000714310-19-000170 · wf-form4_156874071286024.xml · nonDerivative · entry 2 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,458 Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 17:18 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | SaleCommon Stock | 8,560 | $11.22 | $96,043.20 |
DisclosureSEC source: 0000714310-19-000170 · wf-form4_156874071286024.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,598 Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 19:31 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | GrantCommon Stock | 5,775 | $0.00 | $0.00 |
DisclosureSEC source: 0000714310-19-000110 · wf-form4_155561584663736.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,158 F1 · shares: Directors restricted stock units awarded under the Valley's 2016 LTSIP. The award vest in one year, subject to certain exceptions. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 18:37 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | Tax withholdingCommon Stock | 50,440 | $10.43 | $526,089.20 |
DisclosureSEC source: 0000714310-19-000085 · wf-form4_155016944015761.xml · nonDerivative · entry 2 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,383 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 18:37 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | GrantCommon Stock | 126,174 | $10.43 | $1,315,994.82 |
DisclosureSEC source: 0000714310-19-000085 · wf-form4_155016944015761.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,823 F1 · shares: Payout of performance stock unit granted in early 2016. Read SEC document |
| May 25, 2018 Filed May 29, 2018 14:58 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | SaleCommon Stock | 90,065 | $12.81 | $1,153,732.65 |
DisclosureSEC source: 0000714310-18-000149 · wf-form4_152760590433668.xml · nonDerivative · entry 3 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,649 Read SEC document |
| May 25, 2018 Filed May 29, 2018 14:58 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | SaleCommon Stock | 102,000 | $12.81 | $1,306,620.00 |
DisclosureSEC source: 0000714310-18-000149 · wf-form4_152760590433668.xml · nonDerivative · entry 2 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife Disclosed balance after: 342,760 Read SEC document |
| May 25, 2018 Filed May 29, 2018 14:58 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | SaleCommon Stock (Roth IRA) | 68,000 | $12.82 | $871,760.00 |
DisclosureSEC source: 0000714310-18-000149 · wf-form4_152760590433668.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889 Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 19:58 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | Tax withholdingCommon Stock | 32,458 | $12.08 | $392,092.64 |
DisclosureSEC source: 0000714310-18-000136 · wf-form4_152459992407394.xml · nonDerivative · entry 2 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,714 Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 19:58 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | GrantCommon Stock | 4,967 | $0.00 | $0.00 |
DisclosureSEC source: 0000714310-18-000136 · wf-form4_152459992407394.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,172 F1 · shares: Restricted shares granted under the Valley National Bancorp 2016 Long Term Stock Incentive Plan, vesting 100% in one year, representing a portion of Reporting Person's annual board retainer. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 18:28 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | GrantCommon Stock | 39,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000714310-18-000083 · wf-form4_151785528163515.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,205 F1 · shares: Restricted shares granted under the Valley National Bancorp 2016 Long Term Stock Incentive Plan, with three-year equal vesting beginning at grant date. Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 19:02 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | Tax withholdingCommon Stock | 6,196 | $12.70 | $78,689.20 |
DisclosureSEC source: 0000714310-18-000042 · wf-form4_151742533081505.xml · nonDerivative · entry 3 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,428 Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 19:02 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | Tax withholdingCommon Stock | 35,407 | $12.70 | $449,668.90 |
DisclosureSEC source: 0000714310-18-000042 · wf-form4_151742533081505.xml · nonDerivative · entry 2 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,624 F1 · balance_after: The amount of securities beneficially owned has been adjusted to reflect the forfeiture of a portion of the performance-based restricted stock units ("RSUs") granted to the reporting person in January 2015 and originally reported on Form 4. These RSUs did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2017. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 19:02 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | Tax withholdingCommon Stock | 6,709 | $12.74 | $85,472.66 |
DisclosureSEC source: 0000714310-18-000042 · wf-form4_151742533081505.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,031 Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 18:46 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | Tax withholdingCommon Stock | 6,504 | $12.26 | $79,739.04 |
DisclosureSEC source: 0000714310-18-000038 · wf-form4_151699235313444.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,617 Read SEC document |
| December 28, 2017 Filed Jan 18, 2018 18:50 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000714310-18-000016 · wf-form5_151630138998905.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,121 Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 17:57 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | GiftCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000714310-17-000092 · wf-form4_148839106464994.xml · nonDerivative · entry 5 LIPKIN GERALD H · CIK 0001169958 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Wife Disclosed balance after: 444,760 Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 17:57 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | GiftCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000714310-17-000092 · wf-form4_148839106464994.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,769 F1 · kind: Shares transferred to Mr. Lipkin's wife in connection with his financial planning. Read SEC document |
| January 31, 2017 Filed Jan 31, 2017 20:11 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | Tax withholdingCommon Stock | 13,715 | $12.07 | $165,540.05 |
DisclosureSEC source: 0000714310-17-000063 · wf-form4_148589348984345.xml · nonDerivative · entry 4 LIPKIN GERALD H · CIK 0001169958 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,769 Read SEC document |
| January 31, 2017 Filed Jan 31, 2017 20:11 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | Tax withholdingCommon Stock | 11,430 | $12.07 | $137,960.10 |
DisclosureSEC source: 0000714310-17-000063 · wf-form4_148589348984345.xml · nonDerivative · entry 3 LIPKIN GERALD H · CIK 0001169958 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,484 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 20:11 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | Tax withholdingCommon Stock | 6,196 | $12.29 | $76,148.84 |
DisclosureSEC source: 0000714310-17-000063 · wf-form4_148589348984345.xml · nonDerivative · entry 2 LIPKIN GERALD H · CIK 0001169958 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,914 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 20:11 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | Tax withholdingCommon Stock | 6,709 | $12.20 | $81,849.80 |
DisclosureSEC source: 0000714310-17-000063 · wf-form4_148589348984345.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,110 F1 · balance_after: The amount of securities beneficially owned has been adjusted to reflect the forfeiture of performance-based restricted shares granted in January 2014 and originally reported on Form 4. These shares did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2016. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:16 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | GrantCommon Stock | 39,858 | $0.00 | $0.00 |
DisclosureSEC source: 0000714310-17-000035 · wf-form4_148545819801084.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,315 F1 · shares: Restricted shares granted under the Valley National Bancorp 2016 Long Term Stock Incentive Plan, with three-year equal vesting beginning at grant date. Read SEC document |
| December 29, 2016 Filed Jan 12, 2017 21:39 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | GiftCommon Stock | 4,988 | $0.00 | $0.00 |
DisclosureSEC source: 0000714310-17-000023 · wf-form5_148425714618591.xml · nonDerivative · entry 2 LIPKIN GERALD H · CIK 0001169958 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,457 Read SEC document |
| November 21, 2016 Filed Jan 12, 2017 21:39 UTC | VALLEY NATIONAL BANCORP VLY · Entity 3674 | GiftCommon Stock | 10,028 | $0.00 | $0.00 |
DisclosureSEC source: 0000714310-17-000023 · wf-form5_148425714618591.xml · nonDerivative · entry 1 LIPKIN GERALD H · CIK 0001169958 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,445 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.