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person · Reporting owner

Tripeny R Tony

Disclosed activity across 5 companies

Tapewire entity
15473
SEC CIK
0001339381

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Exec. Vice PresidentMay 02, 2022May 04, 2022
IPERIONX LtdIPX · Entity 5162DirectorJuly 14, 2026July 15, 2026
MESA LABORATORIES INC /CO/MLAB · Entity 5221DirectorSeptember 09, 2026September 11, 2026
Origin Materials, Inc.ORGN · Entity 52695DirectorDecember 31, 2025January 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date May 02, 2022 · Filed May 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,215 Ending reported balance After 2022-05-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-05-02 · Exercise / conversion · Acquired 959 · Balance 9,368

Row 2 · 2022-05-02 · Exercise / conversion · Acquired 8,862 · Balance 18,230

Row 3 · 2022-05-02 · Tax withholding · Disposed 5,015 · Balance 13,215

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect959 Reported balance After 2022-05-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-05-02 · Disposition to issuer · Disposed 1,134 · Balance 959

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F3: Restricted Stock Units awarded May 15, 2020 were forfeited per terms of the May 2020 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect7,013 Reported balance After 2022-05-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-05-02 · Disposition to issuer · Disposed 14,027 · Balance 7,013

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F4: Represents the forfeiture of Restricted Stock Units awarded April 1, 2022, per terms of the April 2022 agreement approved by the Compensation Committee.

F5: Restricted Stock Units awarded April 1, 2022 were forfeited per terms of the April 2022 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-02 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-05-02 · Exercise / conversion · Disposed 959 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F9: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 2020 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect35,383 Reported balance Holding disclosure · report date 2022-05-02 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 35,383

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F13: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect16,516 Reported balance Holding disclosure · report date 2022-05-02 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 16,516

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F14: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect8,862 Reported balance After 2022-05-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-05-02 · Disposition to issuer · Disposed 10,474 · Balance 8,862

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F7: Represents the forfeiture of Performance Share Units earned February 3, 2021, per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F8: Performance Share Units earned February 3, 2021 were forfeited per terms of the May 15, 2020 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-02 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-05-02 · Exercise / conversion · Disposed 8,862 · Balance 0

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F10: Performance Share Units earned February 3, 2021 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 15, 2020 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect57,038 Reported balance Holding disclosure · report date 2022-05-02 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 57,038

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F11: Earned Performance Share Units remain restricted until February 2023, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

Performance Share UnitSEC Table II · derivative / convertible securityDirect13,210 Reported balance Holding disclosure · report date 2022-05-02 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 13,210

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F12: Earned Performance Share Units remain restricted until February 2024, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

Common StockSEC Table I · non-derivativeIndirectBy Trust81,632 Reported balance Holding disclosure · report date 2022-05-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 81,632

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F3: Restricted Stock Units awarded May 15, 2020 were forfeited per terms of the May 2020 agreement approved by the Compensation Committee.

F4: Represents the forfeiture of Restricted Stock Units awarded April 1, 2022, per terms of the April 2022 agreement approved by the Compensation Committee.

F5: Restricted Stock Units awarded April 1, 2022 were forfeited per terms of the April 2022 agreement approved by the Compensation Committee.

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F7: Represents the forfeiture of Performance Share Units earned February 3, 2021, per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F8: Performance Share Units earned February 3, 2021 were forfeited per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F9: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 2020 agreement approved by the Compensation Committee.

F10: Performance Share Units earned February 3, 2021 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F11: Earned Performance Share Units remain restricted until February 2023, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

F12: Earned Performance Share Units remain restricted until February 2024, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

F13: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

F14: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

IPERIONX Ltd

Report date July 14, 2026 · Filed July 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
American Depository Shares (ADS)SEC Table II · derivative / convertible securityDirect8,033 Reported balance After 2026-07-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-14 · Purchase · Acquired 3,846 · Balance 8,033

F3: IPX American Depository Shares (ADS) are traded on the NASDAQ. One ADS is equivalent to and convertible into 10 IPX Ordinary Shares (Ordinary Shares are traded on the Australian Stock Exchange).

F4: 3,846 ADS equivalent and convertible into 38,460 ordinary shares

F1: IPX Ordinary Shares are traded on the Australian Stock Exchange.

F5: 8,033 ADS equivalent and convertible into 80,330 Ordinary Shares

IPX Ordinary SharesSEC Table I · non-derivativeDirect38,777 Reported balance Holding disclosure · report date 2026-07-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 38,777

F1: IPX Ordinary Shares are traded on the Australian Stock Exchange.

Restricted Stock Units (RSUs)SEC Table I · non-derivativeDirect51,010 Reported balance Holding disclosure · report date 2026-07-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 51,010

F2: 36,848 vest in December 2026; 14,162 vest in December 2027

Filing footnotes · ownership attribution and instrument terms

F1: IPX Ordinary Shares are traded on the Australian Stock Exchange.

F2: 36,848 vest in December 2026; 14,162 vest in December 2027

F3: IPX American Depository Shares (ADS) are traded on the NASDAQ. One ADS is equivalent to and convertible into 10 IPX Ordinary Shares (Ordinary Shares are traded on the Australian Stock Exchange).

F4: 3,846 ADS equivalent and convertible into 38,460 ordinary shares

F5: 8,033 ADS equivalent and convertible into 80,330 Ordinary Shares

MESA LABORATORIES INC /CO/

Report date September 09, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Units - 5SEC Table II · derivative / convertible securityDirect1,774 Reported balance After 2026-09-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-09 · Grant · Acquired 1,774 · Balance 1,774

F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F3: RSUs that vest September 9, 2027

F2: Not Applicable

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock

F2: Not Applicable

F3: RSUs that vest September 9, 2027

Origin Materials, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect703,570 Reported balance After 2025-12-31 transaction · row 1
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 25,815 · Balance 703,570

F1: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended December 31, 2025. The number of RSUs received in lieu of cash was calculated based on the average closing price per share of Common Stock for the 60 consecutive trading days ending on and including December 31, 2025. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

Common StockSEC Table I · non-derivativeIndirectBy Trust73,000 Reported balance Holding disclosure · report date 2025-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 73,000

F2: Shares are held directly by R. Tony Tripeny, Trustee of the Revocable Trust of R. Tony Tripeny dated December 14, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent the shares of Common Stock underlying restricted stock units ("RSUs") that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Amended and Restated Non-Employee Director Compensation Policy, as amended, for the quarter ended December 31, 2025. The number of RSUs received in lieu of cash was calculated based on the average closing price per share of Common Stock for the 60 consecutive trading days ending on and including December 31, 2025. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs are fully vested upon the date of grant.

F2: Shares are held directly by R. Tony Tripeny, Trustee of the Revocable Trust of R. Tony Tripeny dated December 14, 2022.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HARDINGE INC

Report date May 25, 2018 · Filed May 30, 2018

Section 16 reporting ended · disclosed 2018-05-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-05-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-05-25 · Exercise / conversion · Acquired 21,595 · Balance 37,247

F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").

Row 2 · 2018-05-25 · Disposition to issuer · Disposed 37,247 · Balance 0

F2: Shares disposed of for cash consideration pursuant to the Merger Agreement.

Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-25 · Exercise / conversion · Disposed 21,595 · Balance 0

F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").

Filing footnotes · ownership attribution and instrument terms

F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").

F2: Shares disposed of for cash consideration pursuant to the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2017 Filed Feb 17, 2017 21:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 16,500 $0.00 Strike: $24.92 $0.00
Disclosure

SEC source: 0001127602-17-006908 · form4.xml · derivative · entry 8

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,500 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:11 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 65,666 $27.23 $1,788,301.88
Disclosure

SEC source: 0001127602-17-006908 · form4.xml · nonDerivative · entry 6

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,558

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.185 to $27.31, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,333 $10.05 $164,146.65
Disclosure

SEC source: 0001127602-17-006908 · form4.xml · nonDerivative · entry 5

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,333 $8.67 $141,607.11
Disclosure

SEC source: 0001127602-17-006908 · form4.xml · nonDerivative · entry 4

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 8,250 $24.61 $203,032.50
Disclosure

SEC source: 0001127602-17-006908 · form4.xml · nonDerivative · entry 3

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 8,250 $23.37 $192,802.50
Disclosure

SEC source: 0001127602-17-006908 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,500 $24.92 $411,180.00
Disclosure

SEC source: 0001127602-17-006908 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:16 UTC HARDINGE INC HDNG · Entity 166241 GrantStock Unit · Derivative 2,369.13 $11.08 $26,249.96
Disclosure

SEC source: 0000313716-17-000001 · primary_doc.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,440.04

Underlying: Common Stock · 2,369.13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F2 · balance_after: Includes 48.59 stock units which accrued when and as dividends were paid on Hardinge Inc. common stock during 2016. The accrual of each such stock unit is equivalent to the acquisition of one (1) share of Hardinge Inc. common stock under the Hardinge Inc. Dividend Reinvestment Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:15 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 996 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-001061 · form4.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,758

Underlying: Common Stock · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2016 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2016 agreement.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:15 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 996 $24.30 $24,202.80
Disclosure

SEC source: 0001127602-17-001061 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,721

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:15 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 996 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001061 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 22:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 16,333 $0.00 Strike: $8.67 $0.00
Disclosure

SEC source: 0001127602-16-067615 · form4.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,333

Underlying: Common Stock · 16,333 shares

Expires 2018-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 22:05 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 16,333 $23.80 $388,745.00
Disclosure

SEC source: 0001127602-16-067615 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,721

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.80 to $23.811, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 22:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,333 $8.67 $141,607.11
Disclosure

SEC source: 0001127602-16-067615 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 17:01 UTC HARDINGE INC HDNG · Entity 166241 GrantStock Unit · Derivative 2,358.49 $11.13 $26,249.99
Disclosure

SEC source: 0001339381-16-000005 · primary_doc.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,022.32

Underlying: Common Stock · 2,358.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

Read SEC document
August 15, 2016 Filed Aug 17, 2016 20:06 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $21.89 $0.00
Disclosure

SEC source: 0001127602-16-060489 · form4.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2016-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2016 Filed Aug 17, 2016 20:06 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 15,000 $23.00 $345,000.00
Disclosure

SEC source: 0001127602-16-060489 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,721

Read SEC document
August 15, 2016 Filed Aug 17, 2016 20:06 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 15,000 $21.89 $328,350.00
Disclosure

SEC source: 0001127602-16-060489 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2016 Filed Aug 1, 2016 20:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 7,500 $0.00 Strike: $20.86 $0.00
Disclosure

SEC source: 0001127602-16-059064 · form4.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2017-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2016 Filed Aug 1, 2016 20:13 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 7,500 $22.27 $167,000.25
Disclosure

SEC source: 0001127602-16-059064 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,721

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.26 to $22.27 inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
July 29, 2016 Filed Aug 1, 2016 20:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 7,500 $20.86 $156,450.00
Disclosure

SEC source: 0001127602-16-059064 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2016 Filed Jun 8, 2016 20:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 7,500 $0.00 Strike: $18.85 $0.00
Disclosure

SEC source: 0001127602-16-055026 · form4.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2017-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2016 Filed Jun 8, 2016 20:02 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 7,500 $21.17 $158,776.50
Disclosure

SEC source: 0001127602-16-055026 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,721

Read SEC document
June 07, 2016 Filed Jun 8, 2016 20:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 7,500 $18.85 $141,375.00
Disclosure

SEC source: 0001127602-16-055026 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2016 Filed Jun 1, 2016 20:26 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 8,377 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-16-054143 · form4.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,377

Underlying: Common Stock · 8,377 shares

Expires 2026-05-31

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
April 29, 2016 Filed May 2, 2016 20:22 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 9,373 $0.00 Strike: $18.67 $0.00
Disclosure

SEC source: 0001127602-16-050470 · form4.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,373

Underlying: Common Stock · 9,373 shares

Expires 2026-04-29

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
April 18, 2016 Filed Apr 19, 2016 20:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 16,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-049491 · form4.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until April 18, 2016, when they vested and converted into GLW common stock per terms of March 2013 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until April 18, 2016, when they vested and converted into GLW common stock per terms of March 2013 Agreement approved by Compensation Committee.

Read SEC document
April 18, 2016 Filed Apr 19, 2016 20:22 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 5,826 $20.92 $121,879.92
Disclosure

SEC source: 0001127602-16-049491 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,721

Read SEC document
April 18, 2016 Filed Apr 19, 2016 20:22 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,249 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-049491 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
March 31, 2016 Filed Apr 1, 2016 20:20 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 8,377 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-16-048148 · form4.xml · derivative · entry 2

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,377

Underlying: Common Stock · 8,377 shares

Expires 2026-03-31

F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
March 31, 2016 Filed Apr 1, 2016 20:20 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 16,754 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-048148 · form4.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,754

Underlying: Common Stock · 16,754 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2019. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2019. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2019.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2019. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2019. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2019.

Read SEC document
January 04, 2016 Filed Jan 6, 2016 21:34 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 871 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-036388 · form4.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703

Underlying: Common Stock · 871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2015 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2015 agreement.

Read SEC document
January 04, 2016 Filed Jan 6, 2016 21:34 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 871 $17.91 $15,599.61
Disclosure

SEC source: 0001127602-16-036388 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,298

Read SEC document
January 04, 2016 Filed Jan 6, 2016 21:34 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 871 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-036388 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
July 15, 2015 Filed Jul 17, 2015 20:10 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 6,558 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023064 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,298

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated July 15, 2015.

Read SEC document
May 29, 2015 Filed Jun 1, 2015 20:17 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 6,307 $0.00 Strike: $20.81 $0.00
Disclosure

SEC source: 0001127602-15-019139 · form4.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,307

Underlying: Common Stock · 6,307 shares

Expires 2025-05-29

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
May 29, 2015 Filed Jun 26, 2015 20:20 UTC Amendment CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 6,274 $0.00 Strike: $20.92 $0.00
Disclosure

SEC source: 0001127602-15-021466 · form4a.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,274

Underlying: Common Stock · 6,274 shares

Expires 2025-05-29

F1 · derivative.exercise_price: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

F1 · shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

F2 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

F1 · derivative.underlying_shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

F1 · balance_after: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

Read SEC document
April 30, 2015 Filed May 1, 2015 20:17 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 6,271 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-15-015799 · form4.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,271

Underlying: Common Stock · 6,271 shares

Expires 2025-04-30

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
March 31, 2015 Filed Apr 2, 2015 20:36 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 11,574 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-013596 · form4.xml · derivative · entry 2

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,574

Underlying: Common Stock · 11,574 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018.

F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018.

Read SEC document
March 31, 2015 Filed Apr 2, 2015 20:36 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 5,787 $0.00 Strike: $22.68 $0.00
Disclosure

SEC source: 0001127602-15-013596 · form4.xml · derivative · entry 1

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,787

Underlying: Common Stock · 5,787 shares

Expires 2025-03-31

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
February 17, 2015 Filed Feb 19, 2015 21:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 16,611 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-15-007134 · form4.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded January 3, 2012 remained restricted until February 17, 2015, when they vested and converted into GLW common stock per terms of January 2012 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded January 3, 2012 remained restricted until February 17, 2015, when they vested and converted into GLW common stock per terms of January 2012 Agreement approved by Compensation Committee.

Read SEC document
February 17, 2015 Filed Feb 19, 2015 21:11 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 5,853 $24.60 $143,983.80
Disclosure

SEC source: 0001127602-15-007134 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,740

Read SEC document
February 17, 2015 Filed Feb 19, 2015 21:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,611 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-007134 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
February 02, 2015 Filed Feb 4, 2015 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 8,000 $0.00 Strike: $19.68 $0.00
Disclosure

SEC source: 0001127602-15-004326 · form4.xml · derivative · entry 5

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2016-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2015 Filed Feb 4, 2015 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 16,000 $0.00 Strike: $21.08 $0.00
Disclosure

SEC source: 0001127602-15-004326 · form4.xml · derivative · entry 4

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2015-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2015 Filed Feb 4, 2015 21:05 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 24,000 $24.13 $579,144.00
Disclosure

SEC source: 0001127602-15-004326 · form4.xml · nonDerivative · entry 3

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,982

Read SEC document
February 02, 2015 Filed Feb 4, 2015 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 8,000 $19.68 $157,440.00
Disclosure

SEC source: 0001127602-15-004326 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2015 Filed Feb 4, 2015 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,000 $21.08 $337,280.00
Disclosure

SEC source: 0001127602-15-004326 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2015 Filed Jan 6, 2015 21:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 749 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-15-001183 · form4.xml · derivative · entry 3

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,259

Underlying: Common Stock · 749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2014 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2014 agreement.

Read SEC document
January 02, 2015 Filed Jan 6, 2015 21:13 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 749 $23.01 $17,234.49
Disclosure

SEC source: 0001127602-15-001183 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · VP Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,982

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.