Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DreamWorks Animation SKG, Inc.DWA · Entity 17230 | Director | November 02, 2007 | November 06, 2007 |
| Groupon, Inc.GRPN · Entity 5174 | Director | February 15, 2012 | February 17, 2012 |
| STARBUCKS CORPSBUX · Entity 2886 | Director · interim ceo | May 12, 2022 | May 16, 2022 |
| STARBUCKS CORPSBUX · Entity 17691 | Director · Chmn & Chief Global Strategist | February 17, 2004 | February 19, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DreamWorks Animation SKG, Inc.
Report date November 02, 2007 · Filed November 06, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 111,138 |
Reported balance
After 2007-11-02 transaction · row 1
1 source rowRow 1 · 2007-11-02 · Grant · Acquired 4,781 · Balance 111,138 F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time). |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2017-11-02 | Direct | 3,622 |
Reported balance
After 2007-11-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-11-02 · Grant · Acquired 3,622 · Balance 3,622 F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units ("RSUs") granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The RSUs vest on the earlier to occur of (i) one year from the date of the grant and (ii) a change in control. The RSUs will be settled by the delivery of shares of Class A Common Stock only at the time that Mr. Schultz leaves the Board of Directors (assuming the shares are vested at such time).
F2: Award of stock appreciation rights granted to Mr. Schultz pursuant to DreamWorks Animation SKG, Inc.'s 2004 Omnibus Incentive Compensation Plan. The stock appreciation rights are fully vested on the grant date and expire on the tenth anniversary of their grant date.
Groupon, Inc.
Report date February 15, 2012 · Filed February 17, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Unit (Right to Receive)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,281.394 |
Reported balance
After 2012-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2012-02-15 · Grant · Acquired 1,281.394 · Balance 1,281.394 F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. |
| Class A Common StockSEC Table I · non-derivative | Direct | 633,112 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 633,112 |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,134,538 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,134,538 F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 94,966 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94,966 F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 36,720 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 36,720 F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.90 · Expires 2021-01-01 | Direct | 120,000 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 120,000 F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A Common Stock reported in this line are held by Maveron Equity Partners IV, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron Equity Partners IV, L.P.
F2: The shares of Class A Common Stock reported in this line are held by MEP Associates IV, L.P. Mr. Schultz is a limited partner of MEP Associates IV, L.P. and has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of MEP Associates IV, L.P.
F3: The shares of Class A Common Stock reported in this line are held by Maveron IV Entrepreneurs' Fund, L.P. Mr. Schultz has an economic membership interest in, but is not a manager of, Maveron General Partner IV LLC, the general partner of Maveron IV Entrepreneurs' Fund, L.P.
F4: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
F5: One-fourth of the stock options reported on this line vested on February 1, 2011. The remaining stock options reported on this line will vest in equal installments on May 31, 2012, May 31, 2013 and May 31, 2014, subject to Mr. Schultz's continued service on the Board of Directors through each vesting date.
STARBUCKS CORP
Report date May 12, 2022 · Filed May 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,606,960 |
Reported balance
After 2022-05-12 transaction · row 1
1 source rowRow 1 · 2022-05-12 · Purchase · Acquired 72,500 · Balance 19,606,960 F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #1 | 1,509,588 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,509,588 |
| Common StockSEC Table I · non-derivative | Indirectby Family Owned LLC #2 | 678,990 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 678,990 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $68.46 to $69.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
STARBUCKS CORP
Report date February 17, 2004 · Filed February 19, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Put Equivalent Position (Right to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2007-03-16 | Direct | 3,378,082 |
Reported balance
After 2004-02-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-02-17 · Other · Acquired 3,378,082 · Balance 3,378,082 F1: See Exhibit 99 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2004 Filed Dec 30, 2004 15:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 10,000 | $63.61 | $636,100.00 |
DisclosureSEC source: 0001209191-04-059902 · doc4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,667,468 Read SEC document |
| December 29, 2004 Filed Dec 30, 2004 15:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 23,750 | $63.58 | $1,510,025.00 |
DisclosureSEC source: 0001209191-04-059902 · doc4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,677,468 Read SEC document |
| December 29, 2004 Filed Dec 30, 2004 15:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 48,750 | $8.25 | $402,187.50 |
DisclosureSEC source: 0001209191-04-059902 · doc4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,701,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2004 Filed Dec 30, 2004 15:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 1,250 | $63.58 | $79,475.00 |
DisclosureSEC source: 0001209191-04-059902 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652,468 Read SEC document |
| December 29, 2004 Filed Dec 30, 2004 15:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 1,250 | $5.88 | $7,350.00 |
DisclosureSEC source: 0001209191-04-059902 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,653,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2004 Filed Dec 27, 2004 18:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee (Non-Qualified) Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $5.88 | $0.00 |
DisclosureSEC source: 0001209191-04-059521 · doc4.xml · derivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 Underlying: Common Stock · 70,000 shares Expires 2005-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2004 Filed Dec 27, 2004 18:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,000 | $61.45 | $1,229,000.00 |
DisclosureSEC source: 0001209191-04-059521 · doc4.xml · nonDerivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652,468 Read SEC document |
| December 27, 2004 Filed Dec 27, 2004 18:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,000 | $61.35 | $1,227,000.00 |
DisclosureSEC source: 0001209191-04-059521 · doc4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,672,468 Read SEC document |
| December 27, 2004 Filed Dec 27, 2004 18:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 30,000 | $61.23 | $1,836,900.00 |
DisclosureSEC source: 0001209191-04-059521 · doc4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,692,468 Read SEC document |
| December 27, 2004 Filed Dec 27, 2004 18:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 70,000 | $5.88 | $411,600.00 |
DisclosureSEC source: 0001209191-04-059521 · doc4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,722,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2004 Filed Dec 27, 2004 18:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee (Non-Qualified) Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.88 | $0.00 |
DisclosureSEC source: 0001209191-04-059521 · doc4.xml · derivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,420 Underlying: Common Stock · 25,000 shares Expires 2005-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2004 Filed Dec 27, 2004 18:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 25,000 | $61.12 | $1,528,000.00 |
DisclosureSEC source: 0001209191-04-059521 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652,468 Read SEC document |
| December 23, 2004 Filed Dec 27, 2004 18:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 25,000 | $5.88 | $147,000.00 |
DisclosureSEC source: 0001209191-04-059521 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,677,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee (Non-Qualified) Stock Option (right to buy) · Derivative | 285,000 | $0.00 Strike: $5.88 | $0.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · derivative · entry 12 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,420 Underlying: Common Stock · 285,000 shares Expires 2005-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 5,000 | $60.05 | $300,250.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · nonDerivative · entry 10 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652,468 Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,000 | $60.57 | $1,211,400.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · nonDerivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,657,468 Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,000 | $60.50 | $1,210,000.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · nonDerivative · entry 8 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,677,468 Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,000 | $60.42 | $1,208,400.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · nonDerivative · entry 7 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,697,468 Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 40,000 | $60.35 | $2,414,000.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · nonDerivative · entry 6 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717,468 Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 100,000 | $60.27 | $6,027,000.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · nonDerivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,757,468 Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 80,000 | $59.11 | $4,728,800.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,857,468 Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 285,000 | $5.88 | $1,675,800.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,937,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee (Non-Qualified) Stock Option (right to buy) · Derivative | 56,550 | $0.00 Strike: $5.88 | $0.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · derivative · entry 11 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,420 Underlying: Common Stock · 56,550 shares Expires 2005-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 56,550 | $59.06 | $3,339,843.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652,468 Read SEC document |
| December 21, 2004 Filed Dec 23, 2004 17:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 56,550 | $5.88 | $332,514.00 |
DisclosureSEC source: 0001209191-04-059368 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,709,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2004 Filed Nov 16, 2005 18:13 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 6,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-057839 · doc5.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Foundation Disclosed balance after: 203,544 Read SEC document |
| December 07, 2004 Filed Dec 9, 2004 16:55 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee (Non-Qualified) Stock Option (right to buy) · Derivative | 13,450 | $0.00 Strike: $5.88 | $0.00 |
DisclosureSEC source: 0001209191-04-056814 · doc4.xml · derivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,970 Underlying: Common Stock · 13,450 shares Expires 2005-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2004 Filed Dec 9, 2004 16:55 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 13,450 | $59.06 | $794,357.00 |
DisclosureSEC source: 0001209191-04-056814 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652,468 Read SEC document |
| December 07, 2004 Filed Dec 9, 2004 16:55 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 13,450 | $5.88 | $79,018.75 |
DisclosureSEC source: 0001209191-04-056814 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,665,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 19:03 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0001209191-04-053632 · doc4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2014-11-16 F1 · derivative.exercise_date: The option becomes exercisable in an increment of 166,667 shares on October 1, 2005 and 2006 in an increment of 166,666 shares on October 1, 2007. Read SEC document |
| October 28, 2004 Filed Dec 14, 2004 18:04 UTC | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 50,000 | $28.00 | $1,400,000.00 |
DisclosureSEC source: 0001209191-04-057662 · bny69628_bny1hds.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,393 F1 · security: A timely Form 4 reflecting this transaction was not filed with the Commission due to an inadvertent oversight. Read SEC document |
| October 28, 2004 Filed Feb 3, 2005 20:06 UTC Amendment | DreamWorks Animation SKG, Inc. DWA · Entity 17230 | PurchaseClass A Common Stock, par value $0.01 per share | 50,000 | $28.00 | $1,400,000.00 |
DisclosureSEC source: 0001209191-05-006815 · bny05287_hds.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,857 F1 · security: This Form 4/A amends Mr. Schultz's Form 4 filed on December 14, 2004 to correct the share number indicated in Column 5 of Table I. Read SEC document |
| October 26, 2004 Filed Oct 28, 2004 14:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee (Non-Qualified) Stock Option (right to buy) · Derivative | 160,000 | $0.00 Strike: $5.88 | $0.00 |
DisclosureSEC source: 0001209191-04-049851 · doc4.xml · derivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,420 Underlying: Common Stock · 160,000 shares Expires 2005-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2004 Filed Oct 28, 2004 14:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 34,872 | $50.11 | $1,747,435.92 |
DisclosureSEC source: 0001209191-04-049851 · doc4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652,468 Read SEC document |
| October 26, 2004 Filed Oct 28, 2004 14:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 45,000 | $50.11 | $2,254,950.00 |
DisclosureSEC source: 0001209191-04-049851 · doc4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,687,340 Read SEC document |
| October 26, 2004 Filed Oct 28, 2004 14:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 115,000 | $50.06 | $5,756,900.00 |
DisclosureSEC source: 0001209191-04-049851 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,732,340 Read SEC document |
| October 26, 2004 Filed Oct 28, 2004 14:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 160,000 | $5.88 | $940,000.00 |
DisclosureSEC source: 0001209191-04-049851 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,847,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2004 Filed Oct 25, 2004 18:26 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee (Non-Qualified) Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $5.88 | $0.00 |
DisclosureSEC source: 0001209191-04-049433 · doc4.xml · derivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,420 Underlying: Common Stock · 60,000 shares Expires 2005-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2004 Filed Oct 25, 2004 18:26 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 60,000 | $51.11 | $3,066,300.00 |
DisclosureSEC source: 0001209191-04-049433 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,687,340 Read SEC document |
| October 22, 2004 Filed Oct 25, 2004 18:26 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 60,000 | $5.88 | $352,500.00 |
DisclosureSEC source: 0001209191-04-049433 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,747,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2004 Filed Aug 20, 2004 13:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee (Incentive) Stock Option (right to buy) · Derivative | 34,872 | $0.00 Strike: $2.87 | $0.00 |
DisclosureSEC source: 0001209191-04-041584 · doc4.xml · derivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,872 shares Expires 2004-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2004 Filed Aug 20, 2004 13:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 34,872 | $2.87 | $99,985.00 |
DisclosureSEC source: 0001209191-04-041584 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,687,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 16:38 UTC | STARBUCKS CORP SBUX · Entity 17691 | OtherPut Equivalent Position (Right to Sell) · Derivative | 3,378,082 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001137638-04-000153 · sch3.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,378,082 Underlying: Common · 3,378,082 shares Expires 2007-03-16 F1 · derivative.exercise_price: See Exhibit 99 F1 · kind: See Exhibit 99 F1 · price: See Exhibit 99 Read SEC document |
| December 05, 2003 Filed Jan 2, 2004 17:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 1,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-04-000182 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652,468 Read SEC document |
| November 20, 2003 Filed Nov 24, 2003 15:57 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative | 550,000 | $30.46 Strike: $30.46 | $16,753,000.00 |
DisclosureSEC source: 0001209191-03-031915 · doc4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires 2013-11-20 F1 · derivative.exercise_date: The option becomes exercisable in three equal installments on October 1, 2004, 2005, and 2006. Read SEC document |
| July 08, 2003 Filed Jul 9, 2003 19:47 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee (Non Qualified) Stock Option (right to buy) · Derivative | 150,000 | $5.88 Strike: $5.88 | $881,250.00 |
DisclosureSEC source: 0001209191-03-011435 · doc4.xml · derivative · entry 5 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,420 Underlying: Common Stock · 150,000 shares Expires 2005-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2003 Filed Jul 9, 2003 19:47 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee (Incentive) Stock Option (right to buy) · Derivative | 31,840 | $3.14 Strike: $3.14 | $99,999.89 |
DisclosureSEC source: 0001209191-03-011435 · doc4.xml · derivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,840 shares Expires 2003-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2003 Filed Jul 9, 2003 19:47 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 31,840 | $3.14 | $99,999.89 |
DisclosureSEC source: 0001209191-03-011435 · doc4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,653,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2003 Filed Jul 9, 2003 19:47 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 150,000 | $27.03 | $4,054,500.00 |
DisclosureSEC source: 0001209191-03-011435 · doc4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,621,948 Read SEC document |
| July 08, 2003 Filed Jul 9, 2003 19:47 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 150,000 | $5.88 | $881,250.00 |
DisclosureSEC source: 0001209191-03-011435 · doc4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,771,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.