Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ondas Inc.ONDS · Entity 4047 | 10% owner | September 27, 2019 | October 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ondas Inc.
Report date September 27, 2019 · Filed October 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectEnergy Capital, LLC | 15,276,742 |
Reported balance
After 2019-09-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-09-27 · Other · Acquired 4,225,242 · Balance 15,276,742 F1: On September 27, 2019, the Loan and Security Agreement by and between the issuer and Energy Capital, LLC ("Energy Capital) (including the promissory notes thereunder, collectively, the "Loan"), with an aggregate of $10,563,104.16 principal and interest outstanding, was converted into units consisting of 4,225,242 shares of common stock and a warrant to purchase 2,112,621 shares of common stock with an exercise price of $3.25 per share, and the debt owed under the Loan was extinguished. As a result, the Loan terminated pursuant to its terms. F2: Energy Capital, LLC is a Florida limited liability company solely owned by Robert J. Smith. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.25 · Expires 2022-09-27 | IndirectEnergy Capital, LLC | 2,112,621 |
Reported balance
After 2019-09-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-09-27 · Other · Acquired 2,112,621 · Balance 2,112,621 F1: On September 27, 2019, the Loan and Security Agreement by and between the issuer and Energy Capital, LLC ("Energy Capital) (including the promissory notes thereunder, collectively, the "Loan"), with an aggregate of $10,563,104.16 principal and interest outstanding, was converted into units consisting of 4,225,242 shares of common stock and a warrant to purchase 2,112,621 shares of common stock with an exercise price of $3.25 per share, and the debt owed under the Loan was extinguished. As a result, the Loan terminated pursuant to its terms. F2: Energy Capital, LLC is a Florida limited liability company solely owned by Robert J. Smith. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 27, 2019, the Loan and Security Agreement by and between the issuer and Energy Capital, LLC ("Energy Capital) (including the promissory notes thereunder, collectively, the "Loan"), with an aggregate of $10,563,104.16 principal and interest outstanding, was converted into units consisting of 4,225,242 shares of common stock and a warrant to purchase 2,112,621 shares of common stock with an exercise price of $3.25 per share, and the debt owed under the Loan was extinguished. As a result, the Loan terminated pursuant to its terms.
F2: Energy Capital, LLC is a Florida limited liability company solely owned by Robert J. Smith.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 27, 2019 Filed Oct 1, 2019 18:28 UTC | Ondas Inc. ONDS · Entity 4047 | OtherWarrant (right to buy) · Derivative | 2,112,621 | Not disclosed Strike: $3.25 | Not disclosed |
DisclosureSEC source: 0001213900-19-019431 · ownership.xml · derivative · entry 2 SMITH ROBERT J · CIK 0001502541 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Energy Capital, LLC Disclosed balance after: 2,112,621 Underlying: Common Stock · 2,112,621 shares Expires 2022-09-27 F1 · price: On September 27, 2019, the Loan and Security Agreement by and between the issuer and Energy Capital, LLC ("Energy Capital) (including the promissory notes thereunder, collectively, the "Loan"), with an aggregate of $10,563,104.16 principal and interest outstanding, was converted into units consisting of 4,225,242 shares of common stock and a warrant to purchase 2,112,621 shares of common stock with an exercise price of $3.25 per share, and the debt owed under the Loan was extinguished. As a result, the Loan terminated pursuant to its terms. F2 · ownership.nature: Energy Capital, LLC is a Florida limited liability company solely owned by Robert J. Smith. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 18:28 UTC | Ondas Inc. ONDS · Entity 4047 | OtherCommon Stock | 4,225,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-019431 · ownership.xml · nonDerivative · entry 1 SMITH ROBERT J · CIK 0001502541 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Energy Capital, LLC Disclosed balance after: 15,276,742 F1 · shares: On September 27, 2019, the Loan and Security Agreement by and between the issuer and Energy Capital, LLC ("Energy Capital) (including the promissory notes thereunder, collectively, the "Loan"), with an aggregate of $10,563,104.16 principal and interest outstanding, was converted into units consisting of 4,225,242 shares of common stock and a warrant to purchase 2,112,621 shares of common stock with an exercise price of $3.25 per share, and the debt owed under the Loan was extinguished. As a result, the Loan terminated pursuant to its terms. F1 · price: On September 27, 2019, the Loan and Security Agreement by and between the issuer and Energy Capital, LLC ("Energy Capital) (including the promissory notes thereunder, collectively, the "Loan"), with an aggregate of $10,563,104.16 principal and interest outstanding, was converted into units consisting of 4,225,242 shares of common stock and a warrant to purchase 2,112,621 shares of common stock with an exercise price of $3.25 per share, and the debt owed under the Loan was extinguished. As a result, the Loan terminated pursuant to its terms. F2 · ownership.nature: Energy Capital, LLC is a Florida limited liability company solely owned by Robert J. Smith. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.