Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Exec. VP & Chief Tech. Officer | May 16, 2022 | May 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date May 16, 2022 · Filed May 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,912 |
Ending reported balance
After 2022-05-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-05-16 · Exercise / conversion · Acquired 9,809 · Balance 18,401 Row 2 · 2022-05-16 · Exercise / conversion · Acquired 1,061 · Balance 19,462 Row 3 · 2022-05-16 · Tax withholding · Disposed 5,550 · Balance 13,912 |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 9,809 |
Reported balance
After 2022-05-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-16 · Exercise / conversion · Disposed 9,809 · Balance 9,809 F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 58,252 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 58,252 F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F7: Earned performance share units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 12,691 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 12,691 F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F9: Earned performance share units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,062 |
Reported balance
After 2022-05-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-16 · Exercise / conversion · Disposed 1,061 · Balance 1,062 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 36,142 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 36,142 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F6: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 15,857 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 15,857 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F8: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 20,215 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 20,215 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F10: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025. |
| Common StockSEC Table I · non-derivative | IndirectBy Morse Family Trust | 55,800 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 55,800 F1: The reporting person is trustee and beneficiary of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is trustee and beneficiary of the trust.
F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F3: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.
F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
F6: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.
F7: Earned performance share units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.
F8: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.
F9: Earned performance share units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.
F10: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2013 Filed May 2, 2013 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 28,736 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001127602-13-015226 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,736 Underlying: Common Stock · 28,736 shares Expires 2023-04-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 31,258 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001127602-13-012511 · form4.xml · derivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,258 Underlying: Common Stock · 31,258 shares Expires 2023-03-27 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 32,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-012511 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,821 Underlying: Common Stock · 32,821 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within sixty (60) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within sixty (60) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016. Read SEC document |
| March 07, 2013 Filed Mar 8, 2013 21:02 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000024741-13-000013 · edgar.xml · nonDerivative · entry 4 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by 3rd Child Disclosed balance after: 20,505 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by child. Read SEC document |
| March 07, 2013 Filed Mar 8, 2013 21:02 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000024741-13-000013 · edgar.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by 2nd Child Disclosed balance after: 16,800 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by child. Read SEC document |
| March 07, 2013 Filed Mar 8, 2013 21:02 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000024741-13-000013 · edgar.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by 1st Child Disclosed balance after: 15,900 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by child. Read SEC document |
| March 07, 2013 Filed Mar 8, 2013 21:02 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000024741-13-000013 · edgar.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,385 Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 13,859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-007018 · form4.xml · derivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded December 2, 2009 remained restricted until February 15, 2013, when they vested and converted into GLW common stock per terms of December 2009 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded December 2, 2009 remained restricted until February 15, 2013, when they vested and converted into GLW common stock per terms of December 2009 Agreement approved by Compensation Committee. Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 4,819 | $12.79 | $61,635.01 |
DisclosureSEC source: 0001127602-13-007018 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,385 Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 13,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-007018 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 261 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-001109 · form4.xml · derivative · entry 5 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,732 Underlying: Common Stock · 261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2012 agreement. F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2012 agreement. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-001109 · form4.xml · derivative · entry 4 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,635 Underlying: Common Stock · 1,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the January 2012 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the January 2012 agreement. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,632 | $12.86 | $20,987.52 |
DisclosureSEC source: 0001127602-13-001109 · form4.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,345 Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 261 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-001109 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-001109 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.