Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Exec. VP & Chief Tech. Officer | May 16, 2022 | May 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date May 16, 2022 · Filed May 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,912 |
Ending reported balance
After 2022-05-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-05-16 · Exercise / conversion · Acquired 9,809 · Balance 18,401 Row 2 · 2022-05-16 · Exercise / conversion · Acquired 1,061 · Balance 19,462 Row 3 · 2022-05-16 · Tax withholding · Disposed 5,550 · Balance 13,912 |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 9,809 |
Reported balance
After 2022-05-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-16 · Exercise / conversion · Disposed 9,809 · Balance 9,809 F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 58,252 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 58,252 F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F7: Earned performance share units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 12,691 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 12,691 F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F9: Earned performance share units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,062 |
Reported balance
After 2022-05-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-16 · Exercise / conversion · Disposed 1,061 · Balance 1,062 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 36,142 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 36,142 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F6: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 15,857 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 15,857 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F8: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 20,215 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 20,215 F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F10: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025. |
| Common StockSEC Table I · non-derivative | IndirectBy Morse Family Trust | 55,800 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 55,800 F1: The reporting person is trustee and beneficiary of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is trustee and beneficiary of the trust.
F2: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F3: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.
F4: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F5: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
F6: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.
F7: Earned performance share units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.
F8: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.
F9: Earned performance share units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.
F10: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2016 Filed Jun 1, 2016 20:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 12,566 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-16-054134 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,566 Underlying: Common Stock · 12,566 shares Expires 2026-05-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 29, 2016 Filed May 2, 2016 20:16 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 14,060 | $0.00 Strike: $18.67 | $0.00 |
DisclosureSEC source: 0001127602-16-050463 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,060 Underlying: Common Stock · 14,060 shares Expires 2026-04-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 18, 2016 Filed Apr 19, 2016 20:16 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 31,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-049475 · form4.xml · derivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until April 18, 2016, when they vested and converted into GLW common stock per terms of March 2013 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until April 18, 2016, when they vested and converted into GLW common stock per terms of March 2013 Agreement approved by Compensation Committee. Read SEC document |
| April 18, 2016 Filed Apr 19, 2016 20:16 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 15,366 | $20.92 | $321,456.72 |
DisclosureSEC source: 0001127602-16-049475 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,629 Read SEC document |
| April 18, 2016 Filed Apr 19, 2016 20:16 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 31,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-049475 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| March 31, 2016 Filed Apr 1, 2016 20:15 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 12,566 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001127602-16-048137 · form4.xml · derivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,566 Underlying: Common Stock · 12,566 shares Expires 2026-03-31 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 31, 2016 Filed Apr 1, 2016 20:15 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 25,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-048137 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,132 Underlying: Common Stock · 25,132 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2019. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2019. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2019. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2019. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2019. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2019. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 21:30 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-036381 · form4.xml · derivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,723 Underlying: Common Stock · 1,425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2015 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2015 agreement. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 21:30 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,425 | $17.91 | $25,521.75 |
DisclosureSEC source: 0001127602-16-036381 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,776 Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 21:30 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-036381 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| May 29, 2015 Filed Jun 1, 2015 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 12,614 | $0.00 Strike: $20.81 | $0.00 |
DisclosureSEC source: 0001127602-15-019134 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,614 Underlying: Common Stock · 12,614 shares Expires 2025-05-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| May 29, 2015 Filed Jun 26, 2015 20:16 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 12,548 | $0.00 Strike: $20.92 | $0.00 |
DisclosureSEC source: 0001127602-15-021461 · form4a.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,548 Underlying: Common Stock · 12,548 shares Expires 2025-05-29 F1 · derivative.exercise_price: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. F1 · shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. F2 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. F1 · derivative.underlying_shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. F1 · balance_after: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. Read SEC document |
| April 30, 2015 Filed May 1, 2015 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 12,542 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001127602-15-015793 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,542 Underlying: Common Stock · 12,542 shares Expires 2025-04-30 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 27, 2015 Filed Apr 29, 2015 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 6,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-015534 · form4.xml · derivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded April 26, 2012 remained restricted until April 27, 2015 when they vested and converted into GLW common stock per terms of the April 2012 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded April 26, 2012 remained restricted until April 27, 2015 when they vested and converted into GLW common stock per terms of the April 2012 Agreement approved by Compensation Committee. Read SEC document |
| April 27, 2015 Filed Apr 29, 2015 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 3,314 | $22.38 | $74,167.32 |
DisclosureSEC source: 0001127602-15-015534 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,776 Read SEC document |
| April 27, 2015 Filed Apr 29, 2015 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 6,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-015534 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 20:31 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 23,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-013591 · form4.xml · derivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,148 Underlying: Common Stock · 23,148 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 20:31 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 11,574 | $0.00 Strike: $22.68 | $0.00 |
DisclosureSEC source: 0001127602-15-013591 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,574 Underlying: Common Stock · 11,574 shares Expires 2025-03-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 20, 2015 Filed Feb 24, 2015 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 10,986 | $24.72 | $271,571.72 |
DisclosureSEC source: 0001127602-15-007919 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,358 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.70 to $24.7450, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 17, 2015 Filed Feb 19, 2015 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 21,635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-007127 · form4.xml · derivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded January 3, 2012 remained restricted until February 17, 2015, when they vested and converted into GLW common stock per terms of January 2012 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded January 3, 2012 remained restricted until February 17, 2015, when they vested and converted into GLW common stock per terms of January 2012 Agreement approved by Compensation Committee. Read SEC document |
| February 17, 2015 Filed Feb 19, 2015 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 10,649 | $24.60 | $261,965.40 |
DisclosureSEC source: 0001127602-15-007127 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,344 Read SEC document |
| February 17, 2015 Filed Feb 19, 2015 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 21,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-007127 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,223 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-15-003472 · form4.xml · derivative · entry 9 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,223 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,223 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-15-003472 · form4.xml · derivative · entry 8 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,223 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,222 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-15-003472 · form4.xml · derivative · entry 7 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,222 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 21,500 | $0.00 Strike: $21.08 | $0.00 |
DisclosureSEC source: 0001127602-15-003472 · form4.xml · derivative · entry 6 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,500 shares Expires 2015-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 61,168 | $25.02 | $1,530,141.99 |
DisclosureSEC source: 0001127602-15-003472 · form4.xml · nonDerivative · entry 5 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,358 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.0100 to $25.0520, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 13,223 | $10.25 | $135,535.75 |
DisclosureSEC source: 0001127602-15-003472 · form4.xml · nonDerivative · entry 4 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 13,223 | $10.05 | $132,891.15 |
DisclosureSEC source: 0001127602-15-003472 · form4.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 13,222 | $8.67 | $114,634.74 |
DisclosureSEC source: 0001127602-15-003472 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:21 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 21,500 | $21.08 | $453,220.00 |
DisclosureSEC source: 0001127602-15-003472 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-001181 · form4.xml · derivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,869 Underlying: Common Stock · 1,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2014 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2014 agreement. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,146 | $23.01 | $26,369.46 |
DisclosureSEC source: 0001127602-15-001181 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,358 Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-001181 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| May 30, 2014 Filed Jun 2, 2014 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 11,737 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-14-019399 · form4.xml · derivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,737 Underlying: Common Stock · 11,737 shares Expires 2024-05-29 F2 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| May 30, 2014 Filed Jun 2, 2014 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 11,027 | $21.27 | $234,544.29 |
DisclosureSEC source: 0001127602-14-019399 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,358 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.27 to $21.275, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| April 30, 2014 Filed May 2, 2014 20:15 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 11,956 | $0.00 Strike: $20.91 | $0.00 |
DisclosureSEC source: 0001127602-14-016089 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,956 Underlying: Common Stock · 11,956 shares Expires 2024-04-29 Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 12,008 | $0.00 Strike: $20.82 | $0.00 |
DisclosureSEC source: 0001127602-14-013499 · form4.xml · derivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,008 Underlying: Common Stock · 12,008 shares Expires 2024-03-29 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 24,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-013499 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,015 Underlying: Common Stock · 24,015 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 9,265 | $19.16 | $177,472.00 |
DisclosureSEC source: 0001127602-14-007095 · form4.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,385 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.14 to $19.18, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 14,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-007095 · form4.xml · derivative · entry 4 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Earned Restricted Stock Units awarded January 3, 2011 remained restricted until February 14, 2014, when they vested and converted into GLW common stock per terms of January 2011 Agreement approved by Compensation Committee. F3 · derivative.expiration_date: Earned Restricted Stock Units awarded January 3, 2011 remained restricted until February 14, 2014, when they vested and converted into GLW common stock per terms of January 2011 Agreement approved by Compensation Committee. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 4,907 | $19.11 | $93,772.77 |
DisclosureSEC source: 0001127602-14-007095 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,650 Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 14,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-007095 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-001261 · form4.xml · derivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,219 Underlying: Common Stock · 1,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2013 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2013 agreement. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,602 | $17.77 | $28,467.54 |
DisclosureSEC source: 0001127602-14-001261 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,385 Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-001261 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock - Jt. Tenant W/wife | 2,042 | $16.86 | $34,433.63 |
DisclosureSEC source: 0001127602-13-032456 · form4.xml · nonDerivative · entry 3 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 213 | $16.97 | $3,615.12 |
DisclosureSEC source: 0001127602-13-032456 · form4.xml · nonDerivative · entry 2 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 0 F2 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | OtherCommon Stock | 3,296.0458 | $16.86 | $55,571.33 |
DisclosureSEC source: 0001127602-13-032456 · form4.xml · nonDerivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Wife - Employee Benefit Plan Disclosed balance after: 0 F1 · kind: Intra-plan transfer of funds from Corning common stock fund of 401(k) Investment Plan to another fund within the Plan. F2 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by spouse. Read SEC document |
| May 31, 2013 Filed Jun 4, 2013 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 27,109 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001127602-13-019331 · form4.xml · derivative · entry 1 Morse David L · CIK 0001547488 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,109 Underlying: Common Stock · 27,109 shares Expires 2023-05-30 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.