Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cactus, Inc.WHD · Entity 964 | Sr. Fin. Dir. (Prin Actg Ofcr) | September 25, 2019 | October 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cactus, Inc.
Report date September 25, 2019 · Filed October 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 925 |
Reported balance
Holding disclosure · report date 2019-09-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 925 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2019-09-25 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Restricted stock units convert into Class A common stock on a one-for-one basis. F2: On February 7, 2018, the reporting person was granted 3,948 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Class A common stock on a one-for-one basis.
F2: On February 7, 2018, the reporting person was granted 3,948 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2019 Filed Feb 11, 2019 18:34 UTC | Cactus, Inc. WHD · Entity 964 | Exercise / conversionRestricted Stock Units · Derivative | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-007190 · a4.xml · derivative · entry 3 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,632 Underlying: Class A Common Stock · 1,316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 7, 2018, the reporting person was granted 3,948 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 7, 2018, the reporting person was granted 3,948 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 18:34 UTC | Cactus, Inc. WHD · Entity 964 | Tax withholdingClass A Common Stock | 391 | $32.79 | $12,820.89 |
DisclosureSEC source: 0001104659-19-007190 · a4.xml · nonDerivative · entry 2 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Units. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 18:34 UTC | Cactus, Inc. WHD · Entity 964 | Exercise / conversionClass A Common Stock | 1,316 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-007190 · a4.xml · nonDerivative · entry 1 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A common stock on a one-for-one basis. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 19:28 UTC | Cactus, Inc. WHD · Entity 964 | Disposition to issuerUnits · Derivative | 36,619 | $32.09 | $1,174,964.56 |
DisclosureSEC source: 0001104659-18-045832 · a4.xml · derivative · entry 4 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 36,619 shares Expires not disclosed F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 19:28 UTC | Cactus, Inc. WHD · Entity 964 | GrantUnits · Derivative | 36,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-045832 · a4.xml · derivative · entry 3 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,619 Underlying: Class A Common Stock · 36,619 shares Expires not disclosed F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 19:28 UTC | Cactus, Inc. WHD · Entity 964 | Disposition to issuerClass B Common Stock | 36,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-045832 · a4.xml · nonDerivative · entry 2 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: These securities were disposed as part of the closing of the Issuer's most recent public equity offering. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 19:28 UTC | Cactus, Inc. WHD · Entity 964 | GrantClass B Common Stock | 36,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-045832 · a4.xml · nonDerivative · entry 1 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,619 F1 · price: These securities were acquired as part of the closing of the Issuer's most recent public equity offering. Read SEC document |
| February 14, 2018 Filed Feb 14, 2018 21:44 UTC | Cactus, Inc. WHD · Entity 964 | Disposition to issuerRestricted Stock Units · Derivative | 37,468 | $17.86 | $669,178.48 |
DisclosureSEC source: 0001104659-18-009879 · a4.xml · derivative · entry 6 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 37,468 shares Expires not disclosed F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. Read SEC document |
| February 14, 2018 Filed Feb 14, 2018 21:44 UTC | Cactus, Inc. WHD · Entity 964 | GrantRestricted Stock Units · Derivative | 37,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-009879 · a4.xml · derivative · entry 5 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,468 Underlying: Class A Common Stock · 37,468 shares Expires not disclosed F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. Read SEC document |
| February 14, 2018 Filed Feb 14, 2018 21:44 UTC | Cactus, Inc. WHD · Entity 964 | Disposition to issuerClass B Common Stock | 37,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-009879 · a4.xml · nonDerivative · entry 2 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: These securities disposed as part of the closing of the Issuer's IPO. Read SEC document |
| February 14, 2018 Filed Feb 14, 2018 21:44 UTC | Cactus, Inc. WHD · Entity 964 | GrantClass B Common Stock | 37,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-009879 · a4.xml · nonDerivative · entry 1 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,468 F1 · price: These securities were acquired as part of the closing of the Issuer's IPO. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:44 UTC | Cactus, Inc. WHD · Entity 964 | Disposition to issuerRestricted Stock Units · Derivative | 94,134 | $17.86 | $1,681,233.24 |
DisclosureSEC source: 0001104659-18-009879 · a4.xml · derivative · entry 4 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 94,134 shares Expires not disclosed F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:44 UTC | Cactus, Inc. WHD · Entity 964 | GrantRestricted Stock Units · Derivative | 94,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-009879 · a4.xml · derivative · entry 3 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,134 Underlying: Class A Common Stock · 94,134 shares Expires not disclosed F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC. F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 12:38 UTC | Cactus, Inc. WHD · Entity 964 | GrantRestricted Stock Units · Derivative | 3,948 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-007948 · a4.xml · derivative · entry 1 Small Brian · CIK 0001701709 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,948 Underlying: Class A Common Stock · 3,948 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. F2 · price: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of issuance. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of issuance. Vested shares will be delivered to the reporting person within 60 days of the vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of issuance. Vested shares will be delivered to the reporting person within 60 days of the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.