Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Brookfield Oaktree Holdings, LLC
Report date September 30, 2019 · Filed October 02, 2019
Section 16 reporting ended · disclosed 2019-10-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-30 transaction · row 1
1 source rowRow 1 · 2019-09-30 · Disposition to issuer · Disposed 11,170 · Balance 0 F1: On September 30, 2019, Brookfield Asset Management Inc. ("Brookfield") and Oaktree Capital Group, LLC ("Oaktree") completed the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, among Oaktree, Brookfield, Berlin Merger Sub, LLC, Oslo Holdings LLC and Oslo Holdings Merger Sub LLC (the "Merger Agreement"), pursuant to which Brookfield acquired approximately 61.2% of the Oaktree business (the "Merger"). Pursuant to the Merger Agreement, each vested Class A Unit of Oaktree was disposed of in exchange for either (A) $49.00 in cash or (B) 1.0770 Class A Limited Voting Shares of Brookfield, in each case, subject to the merger consideration election made by the reporting person and the proration adjustment set forth in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2019, Brookfield Asset Management Inc. ("Brookfield") and Oaktree Capital Group, LLC ("Oaktree") completed the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, among Oaktree, Brookfield, Berlin Merger Sub, LLC, Oslo Holdings LLC and Oslo Holdings Merger Sub LLC (the "Merger Agreement"), pursuant to which Brookfield acquired approximately 61.2% of the Oaktree business (the "Merger"). Pursuant to the Merger Agreement, each vested Class A Unit of Oaktree was disposed of in exchange for either (A) $49.00 in cash or (B) 1.0770 Class A Limited Voting Shares of Brookfield, in each case, subject to the merger consideration election made by the reporting person and the proration adjustment set forth in the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2019 Filed Oct 2, 2019 20:48 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | Disposition to issuerClass A Units | 11,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-024710 · doc4.xml · nonDerivative · entry 1 PIERSON WAYNE G · CIK 0001529618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On September 30, 2019, Brookfield Asset Management Inc. ("Brookfield") and Oaktree Capital Group, LLC ("Oaktree") completed the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, among Oaktree, Brookfield, Berlin Merger Sub, LLC, Oslo Holdings LLC and Oslo Holdings Merger Sub LLC (the "Merger Agreement"), pursuant to which Brookfield acquired approximately 61.2% of the Oaktree business (the "Merger"). Pursuant to the Merger Agreement, each vested Class A Unit of Oaktree was disposed of in exchange for either (A) $49.00 in cash or (B) 1.0770 Class A Limited Voting Shares of Brookfield, in each case, subject to the merger consideration election made by the reporting person and the proration adjustment set forth in the Merger Agreement. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 21:29 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009281 · doc4.xml · nonDerivative · entry 1 PIERSON WAYNE G · CIK 0001529618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,170 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2020. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:24 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 2,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008877 · doc4.xml · nonDerivative · entry 1 PIERSON WAYNE G · CIK 0001529618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,782 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2019. Read SEC document |
| March 31, 2017 Filed Apr 5, 2017 16:47 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 2,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009456 · doc4.xml · nonDerivative · entry 1 PIERSON WAYNE G · CIK 0001529618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,481 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.