Armstrong Timothy M

SEC source: 0001104659-25-058630 · tm2517724-3_4seq1.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,835

F1 · shares: Represents a grant of restricted stock units ("RSUs") on June 10, 2025 pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended, which will be settled in shares of the Class A common stock, par value $0.0001 per share, of Wheels Up Experience Inc. (the "Issuer") upon vesting. The RSUs will vest in four equal quarterly installments on each of (i) September 10, 2026, (ii) December 10, 2025, (iii) March 10, 2026, and (iv) upon the earlier to occur of (a) June 10, 2026 or (b) the date of the next annual meeting of stockholders of the Issuer following June 10, 2025, in each case subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001104659-24-069754 · tm2416469-7_4seq1.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,703

F1 · shares: Represents a grant of restricted stock units ("RSUs") on June 6, 2024 pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended, which will be settled in shares of the Class A common stock, par value $0.0001 per share, of Wheels Up Experience Inc. (the "Issuer") upon vesting. The RSUs will vest in four equal quarterly installments on each of (i) September 6, 2025, (ii) December 6, 2024, (iii) March 6, 2025, and (iv) upon the earlier to occur of (a) June 6, 2025 or (b) the date of the next annual meeting of stockholders of the Issuer following June 6, 2024, in each case subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001104659-24-006339 · tm243928-3_4seq1.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,638

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Class A common stock, par value $0.0001 per share, of Wheels Up Experience Inc. (the "Issuer") upon vesting. The RSUs will vest in full upon the earlier to occur of (i) January 22, 2025 or (ii) the date of the next annual meeting of stockholders of the Issuer following January 22, 2024, in each case subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Amount of securities has been adjusted to reflect the 10:1 reverse stock split that occurred on June 7, 2023.

SEC source: 0001104659-22-068140 · tm2217649d1_4.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,450

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Class A Common Stock of Wheels Up Experience Inc. upon vesting. The RSUs will vest in full upon the earlier to occur of (i) June 2, 2023 or (ii) the date of the next annual meeting of stockholders of the Company following June 2, 2022, in each case subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001415889-22-005961 · form4-06012022_040629.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827

F1 · security: Represents a grant of 117 restricted stock units.

SEC source: 0001104659-21-117820 · tm2128116-2_4seq1.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Class A Common Stock of Wheels Up Experience Inc. upon vesting. The RSUs will vest in full upon the earlier to occur of (i) September 17, 2022 or (ii) the date of the next annual meeting of stockholders of the Company following September 17, 2021, in each case subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001104659-21-112719 · tm2126942d1_4.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Armstrong Family Investment, LLC

Disclosed balance after: 9,000

F1 · price: This price is a weighted average price. These shares ("Shares") of Class A Common Stock of Wheels Up Experience Inc. were purchased in multiple transactions at prices ranging from $7.50 to $7.68, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the ranges set forth in this explanatory note.

F2 · ownership.nature: The 9,000 shares of Class A Common Stock being reported on this Form 4 are held indirectly through Armstrong Family Investment, LLC, an entity controlled by the Reporting Person.

SEC source: 0001104659-21-092708 · tm2122254-3_4seq1.xml · derivative · entry 4

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,058

Underlying: Class A Common Stock, par value $0.0001 per share · 69,058 shares

Expires not disclosed

F5 · security: Represents profits interests ("Profits Interests") in Wheels Up MIP LLC, which indirectly correspond to profits interests in Wheels Up Partners Holdings LLC, a subsidiary of the Issuer. Subject to certain lock-up restrictions and the terms and conditions of the operating agreements of each of Wheels Up MIP LLC and Wheels Up Partners Holdings LLC, each vested Profits Interest may be redeemed and then exchanged at the election of the Reporting Person for a number of shares of Class A Common Stock, par value $0.0001 per share, based on the intrinsic value of the Profits Interest at the time of exchange calculated based on a specified hurdle amount.

F6 · derivative.exercise_price: 25% of the Profits Interests (Series 9) vested on December 11, 2020, 25% vested as of July 13, 2021, and the remaining 50% will vest in equal installments on August 23, 2021 and August 23, 2022. The vested Profits Interests (Series 9) have no expiration date. All Profits Interests that have not been exchanged for shares of Class A Common Stock as of July 13, 2031 will automatically be so exchanged on such date. The Profits Interests (Series 9) have a hurdle amount equal to $7.56 per interest.

F1 · timeliness: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F1 · price: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F6 · derivative.exercise_date: 25% of the Profits Interests (Series 9) vested on December 11, 2020, 25% vested as of July 13, 2021, and the remaining 50% will vest in equal installments on August 23, 2021 and August 23, 2022. The vested Profits Interests (Series 9) have no expiration date. All Profits Interests that have not been exchanged for shares of Class A Common Stock as of July 13, 2031 will automatically be so exchanged on such date. The Profits Interests (Series 9) have a hurdle amount equal to $7.56 per interest.

F6 · derivative.expiration_date: 25% of the Profits Interests (Series 9) vested on December 11, 2020, 25% vested as of July 13, 2021, and the remaining 50% will vest in equal installments on August 23, 2021 and August 23, 2022. The vested Profits Interests (Series 9) have no expiration date. All Profits Interests that have not been exchanged for shares of Class A Common Stock as of July 13, 2031 will automatically be so exchanged on such date. The Profits Interests (Series 9) have a hurdle amount equal to $7.56 per interest.

SEC source: 0001104659-21-092708 · tm2122254-3_4seq1.xml · derivative · entry 3

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,039

Underlying: Class A Common Stock, par value $0.0001 per share · 46,039 shares

Expires not disclosed

F1 · security: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F1 · date: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F1 · price: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F4 · derivative.exercise_date: 50% of the shares subject to the stock option vested and became exercisable as of the closing of the Business Combination, and the remaining 50% will vest and become exercisable in equal installments on June 25, 2022 and June 25, 2023. The stock option will expire as of November 13, 2030.

F4 · derivative.expiration_date: 50% of the shares subject to the stock option vested and became exercisable as of the closing of the Business Combination, and the remaining 50% will vest and become exercisable in equal installments on June 25, 2022 and June 25, 2023. The stock option will expire as of November 13, 2030.

SEC source: 0001104659-21-092708 · tm2122254-3_4seq1.xml · nonDerivative · entry 2

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Polar Capital Group, LLC

Disclosed balance after: 1,007,710

F3 · timeliness: As previously disclosed, on February 1, 2021, the Issuer entered into subscription agreements with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, substantially concurrently with the closing of the Business Combination, an aggregate of $550,000,000 of the Issuer's shares of Class A Common Stock at a price of $10.00 per share, or an aggregate of 55,000,000 shares of Class A Common Stock. Polar Capital Group, LLC is among the PIPE Investors.

F2 · ownership.nature: All shares of Class A Common Stock are held indirectly through Polar Capital Group, LLC, an entity controlled by the Reporting Person.

SEC source: 0001104659-21-092708 · tm2122254-3_4seq1.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Polar Capital Group, LLC

Disclosed balance after: 1,007,710

F1 · timeliness: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F1 · price: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F2 · ownership.nature: All shares of Class A Common Stock are held indirectly through Polar Capital Group, LLC, an entity controlled by the Reporting Person.

SEC source: 0001179110-21-006213 · edgar.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710

F1 · security: Represents a grant of 112 restricted stock units.

SEC source: 0001179110-20-006816 · edgar.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598

F1 · security: Represents a grant of 162 restricted stock units.

SEC source: 0001179110-19-006904 · edgar.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,436

F1 · security: Represents a grant of 157 restricted stock units.

SEC source: 0001611593-18-000200 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 17,667.281

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000191 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 17,550.924

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000181 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 17,435.295

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000173 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 17,319.648

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000164 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 17,011.394

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000157 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 16,888.817

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000150 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 16,766.383

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000143 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 16,643.04

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000135 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 16,511.91

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001179110-18-007809 · edgar.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279

F1 · security: Represents a grant of 128 restricted stock units.

SEC source: 0001611593-18-000126 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 16,380.369

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000118 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 16,249.319

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000109 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 15,928.749

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000101 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 15,799.337

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000093 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 15,669.413

Underlying: Common Stock · 728 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000084 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 13,117.86

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000076 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 12,984.193

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000067 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,773

Underlying: Common Stock · 25,773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive one share of common stock, plus accrued dividends, on the payment date following the date the RSU vests. Subject to the terms of the Restricted Stock Unit Agreement, the RSUs will vest in three equal annual installments beginning March 6, 2019.

F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU) represents the right to receive one share of common stock, plus accrued dividends, on the payment date following the date the RSU vests. Subject to the terms of the Restricted Stock Unit Agreement, the RSUs will vest in three equal annual installments beginning March 6, 2019.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents the right to receive one share of common stock, plus accrued dividends, on the payment date following the date the RSU vests. Subject to the terms of the Restricted Stock Unit Agreement, the RSUs will vest in three equal annual installments beginning March 6, 2019.

SEC source: 0001611593-18-000049 · edgar.xml · derivative · entry 5

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,746

Underlying: Common Stock · 8,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive one share of common stock on the payment date with respect to the date that the RSU vests, unless deferred into the reporting person's deferred compensation plan account at the election of the reporting person. To the extent deferred, each RSU represents the right to have an amount equal to the value of one share of common stock on the payment date credited to the reporting person's deferred compensation plan account and deemed invested in a hypothetical cash-based investment option.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of common stock on the payment date with respect to the date that the RSU vests, unless deferred into the reporting person's deferred compensation plan account at the election of the reporting person. To the extent deferred, each RSU represents the right to have an amount equal to the value of one share of common stock on the payment date credited to the reporting person's deferred compensation plan account and deemed invested in a hypothetical cash-based investment option.

F2 · derivative.exercise_date: Subject to the terms of the Restricted Stock Unit Agreement, the RSUs vest in three equal annual installments beginning on March 3, 2018.

F2 · derivative.expiration_date: Subject to the terms of the Restricted Stock Unit Agreement, the RSUs vest in three equal annual installments beginning on March 3, 2018.

SEC source: 0001611593-18-000049 · edgar.xml · nonDerivative · entry 2

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,272

SEC source: 0001611593-18-000049 · edgar.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of common stock on the payment date with respect to the date that the RSU vests, unless deferred into the reporting person's deferred compensation plan account at the election of the reporting person. To the extent deferred, each RSU represents the right to have an amount equal to the value of one share of common stock on the payment date credited to the reporting person's deferred compensation plan account and deemed invested in a hypothetical cash-based investment option.

SEC source: 0001611593-18-000041 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 12,856.296

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000026 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 12,733.823

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000018 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 12,481.787

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001611593-18-000010 · edgar.xml · derivative · entry 1

Armstrong Timothy M · CIK 0001476604 · EVP and President and CEO-Oath

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 12,373.703

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

SEC source: 0001179110-17-008376 · edgar.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

F1 · security: Represents a grant of 142 restricted stock units.

SEC source: 0001179110-16-025840 · edgar.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009

F1 · security: Represents a grant of 204 restricted stock units.

SEC source: 0001179110-16-021251 · edgar.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805

F1 · security: Represents a grant of 50 restricted stock units.

SEC source: 0001179110-15-004413 · edgar.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755

F1 · security: Represents a grant of 209 restricted stock units.

SEC source: 0001179110-14-004636 · edgar.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546

F1 · security: Represents a grant of 187 restricted stock units.

F2 · security: Includes 359 shares of common stock, the receipt of which has been deferred.

SEC source: 0001179110-13-004388 · edgar.xml · nonDerivative · entry 1

Armstrong Timothy M · CIK 0001476604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359

F1 · security: March 4, 2013 grant of 359 restricted stock units. Subject to continued service, all units will vest and the underlying shares will be distributed on March 5, 2014 or earlier, in the event of, among other things, a "change in control" (as defined in the restricted stock unit agreement) of the Company and/or termination of directorship.