organization · Reporting owner
LE Partners Holdings III LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FARMER BROTHERS CO
Report date August 21, 2019 · Filed October 03, 2019
Jointly reported with EASTERLY INVESTMENT PARTNERS LLC, LE Partners Holdings LLC, LE Partners Holdings II LLC, LE Partners Holdings IV LLC, Crate Darrell W, Kalichstein Avshalom, Murphy John W, LEVIN CAPITAL STRATEGIES, L.P.
Section 16 reporting ended · disclosed 2019-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Managed Accounts of Levin Easterly Partners LLC | 1,566,356 |
Last balance in matching sequence
After 2019-10-01 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2019-08-21 · Other · Disposed 8,533 · Balance 2,251,550 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7: On August 21, 2019, one of the Managed Accounts that held 8,533 shares closed. Accordingly, as of August 21, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Row 2 · 2019-08-27 · Other · Disposed 13,854 · Balance 2,237,696 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8: On August 27, 2019, one of the Managed Accounts that held 13,854 shares closed. Accordingly, as of August 27, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Row 3 · 2019-09-04 · Other · Disposed 104,644 · Balance 2,133,052 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9: On September 4, 2019, one of the Managed Accounts that held 104,644 shares closed. Accordingly, as of September 4, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Row 4 · 2019-09-05 · Other · Disposed 36,408 · Balance 2,096,644 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10: On September 5, 2019, one of the Managed Accounts that held 36,408 shares closed. Accordingly, as of September 5, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Row 5 · 2019-10-01 · Other · Disposed 530,288 · Balance 1,566,356 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11: On October 1, 2019, one of the Managed Accounts that held 530,288 shares closed. Accordingly, as of October 1, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. |
| Common StockSEC Table I · non-derivative | IndirectBy: A Managed Account of Levin Capital Strategies, L.P. | 1,115 |
Reported balance
Holding disclosure · report date 2019-08-21 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,115 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F5: Shares held in a certain separately managed account (the "LCS Managed Account"). LCS, as the investment manager to the LCS Managed Account, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LCS Managed Account as LCS receives an asset-based management fee for serving as investment manager to the LCS Managed Account. Amount includes only those Shares of the Issuer held in an account managed by Mr. Murphy for whom LCS acts as investment manager and does not include any other Shares of the Issuer beneficially owned by LCS for which Mr. Murphy does not have investment discretion or voting power. F6: For the reasons set forth above in footnote 5, Mr. Murphy does not have a reportable pecuniary interest in the shares held in the LCS Managed Account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").
F2: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.
F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.
F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.
F5: Shares held in a certain separately managed account (the "LCS Managed Account"). LCS, as the investment manager to the LCS Managed Account, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LCS Managed Account as LCS receives an asset-based management fee for serving as investment manager to the LCS Managed Account. Amount includes only those Shares of the Issuer held in an account managed by Mr. Murphy for whom LCS acts as investment manager and does not include any other Shares of the Issuer beneficially owned by LCS for which Mr. Murphy does not have investment discretion or voting power.
F6: For the reasons set forth above in footnote 5, Mr. Murphy does not have a reportable pecuniary interest in the shares held in the LCS Managed Account.
F7: On August 21, 2019, one of the Managed Accounts that held 8,533 shares closed. Accordingly, as of August 21, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.
F8: On August 27, 2019, one of the Managed Accounts that held 13,854 shares closed. Accordingly, as of August 27, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.
F9: On September 4, 2019, one of the Managed Accounts that held 104,644 shares closed. Accordingly, as of September 4, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.
F10: On September 5, 2019, one of the Managed Accounts that held 36,408 shares closed. Accordingly, as of September 5, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.
F11: On October 1, 2019, one of the Managed Accounts that held 530,288 shares closed. Accordingly, as of October 1, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.
STANDARD BIOTOOLS INC.
Report date September 17, 2019 · Filed September 19, 2019
Jointly reported with EASTERLY INVESTMENT PARTNERS LLC, LE Partners Holdings LLC, LE Partners Holdings II LLC, LE Partners Holdings IV LLC, Crate Darrell W, Kalichstein Avshalom, Murphy John W, LEVIN CAPITAL STRATEGIES, L.P.
Section 16 reporting ended · disclosed 2019-09-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Managed Accounts of Levin Easterly Partners LLC | 6,909,871 |
Reported balance
After 2019-09-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-09-17 · Sale · Disposed 577,197 · Balance 6,909,871 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. |
| Common StockSEC Table I · non-derivative | IndirectBy: A Managed Account of Levin Capital Strategies, L.P. | 4,996 |
Reported balance
Holding disclosure · report date 2019-09-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,996 F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F5: Shares held in a certain separately managed account (the "LCS Managed Account"). LCS, as the investment manager to the LCS Managed Account, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LCS Managed Account as LCS receives an asset-based management fee for serving as investment manager to the LCS Managed Account F6: For the reasons set forth above in footnote 5, Mr. Murphy does not have a reportable pecuniary interest in the shares held in the LCS Managed Account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").
F2: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.
F3: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.
F4: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.
F5: Shares held in a certain separately managed account (the "LCS Managed Account"). LCS, as the investment manager to the LCS Managed Account, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LCS Managed Account as LCS receives an asset-based management fee for serving as investment manager to the LCS Managed Account
F6: For the reasons set forth above in footnote 5, Mr. Murphy does not have a reportable pecuniary interest in the shares held in the LCS Managed Account.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2019 Filed Oct 3, 2019 20:49 UTC | FARMER BROTHERS CO FARM · Entity 49843 | OtherCommon Stock | 530,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000042 · primary_doc.xml · nonDerivative · entry 5 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 1,566,356 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: On October 1, 2019, one of the Managed Accounts that held 530,288 shares closed. Accordingly, as of October 1, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 20:27 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 577,197 | $5.40 | $3,116,863.80 |
DisclosureSEC source: 0001766150-19-000040 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 6,909,871 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:22 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 10,038 | $5.55 | $55,726.96 |
DisclosureSEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 7 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 7,487,068 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F13 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $5.550 to $5.565. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:22 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 1,507 | $5.56 | $8,384.95 |
DisclosureSEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 6 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 7,497,106 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F12 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $5.56 to $5.57. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| September 05, 2019 Filed Sep 13, 2019 20:22 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | OtherCommon Stock | 31,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 5 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 7,498,613 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: On September 5, 2019, one of the Managed Accounts that held 31,065 shares closed. Accordingly, as of September 5, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| September 05, 2019 Filed Sep 13, 2019 20:22 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | OtherCommon Stock | 191,724 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 4 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 7,529,678 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: On September 5, 2019, one of the Managed Accounts that held 191,724 shares closed. Accordingly, as of September 5, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| September 05, 2019 Filed Oct 3, 2019 20:49 UTC | FARMER BROTHERS CO FARM · Entity 49843 | OtherCommon Stock | 36,408 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000042 · primary_doc.xml · nonDerivative · entry 4 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,096,644 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: On September 5, 2019, one of the Managed Accounts that held 36,408 shares closed. Accordingly, as of September 5, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| September 04, 2019 Filed Sep 13, 2019 20:22 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | OtherCommon Stock | 465,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 7,721,402 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: On September 4, 2019, one of the Managed Accounts that held 465,400 shares closed. Accordingly, as of September 4, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| September 04, 2019 Filed Oct 3, 2019 20:49 UTC | FARMER BROTHERS CO FARM · Entity 49843 | OtherCommon Stock | 104,644 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000042 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,133,052 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: On September 4, 2019, one of the Managed Accounts that held 104,644 shares closed. Accordingly, as of September 4, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 27, 2019 Filed Sep 13, 2019 20:22 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | OtherCommon Stock | 50,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 8,186,802 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: On August 27, 2019, one of the Managed Accounts that held 50,928 shares closed. Accordingly, as of August 27, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 27, 2019 Filed Oct 3, 2019 20:49 UTC | FARMER BROTHERS CO FARM · Entity 49843 | OtherCommon Stock | 13,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000042 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,237,696 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: On August 27, 2019, one of the Managed Accounts that held 13,854 shares closed. Accordingly, as of August 27, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 21, 2019 Filed Sep 13, 2019 20:22 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | OtherCommon Stock | 33,881 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 8,237,730 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: On August 21, 2019, one of the Managed Accounts that held 33,881 shares closed. Accordingly, as of August 21, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 21, 2019 Filed Oct 3, 2019 20:49 UTC | FARMER BROTHERS CO FARM · Entity 49843 | OtherCommon Stock | 8,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000042 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,251,550 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: On August 21, 2019, one of the Managed Accounts that held 8,533 shares closed. Accordingly, as of August 21, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:33 UTC | FARMER BROTHERS CO FARM · Entity 49843 | PurchaseCommon Stock | 3,002 | $12.65 | $37,970.80 |
DisclosureSEC source: 0001766150-19-000038 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,260,083 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.64 to $12.65. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 21:41 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 151,011 | $7.01 | $1,059,281.76 |
DisclosureSEC source: 0001766150-19-000035 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 8,271,611 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $7.00 to $7.09. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 21:41 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | OtherCommon Stock | 528,427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000035 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 8,422,622 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: On August 5, 2019, one of the Managed Accounts that held 528,427 shares closed. Accordingly, as of August 13, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 21:05 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | OtherCommon Stock | 889,035 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000034 · primary_doc.xml · nonDerivative · entry 4 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 8,951,049 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: On August 8, 2019, one of the Managed Accounts that held 889,035 shares closed. Accordingly, as of August 8, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 08, 2019 Filed Aug 19, 2019 21:33 UTC | FARMER BROTHERS CO FARM · Entity 49843 | OtherCommon Stock | 154,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000038 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,257,081 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: On August 8, 2019, one of the Managed Accounts was redeemed in part, which portion held 154,218 shares. Accordingly, as of August 8, 2019, Levin Easterly ceased to serve as the investment manager for such portion of shares in such Managed Account and as such, relinquished all voting and dispostive power over such shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 07, 2019 Filed Aug 12, 2019 21:05 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 1,203 | $6.89 | $8,291.44 |
DisclosureSEC source: 0001766150-19-000034 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 9,840,084 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 07, 2019 Filed Aug 12, 2019 21:05 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 667 | $6.88 | $4,591.96 |
DisclosureSEC source: 0001766150-19-000034 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 9,841,287 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $6.88 to $6.89. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 07, 2019 Filed Aug 12, 2019 21:05 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 127,367 | $6.90 | $879,176.19 |
DisclosureSEC source: 0001766150-19-000034 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 9,841,954 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $6.800 to $7.005. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 21:42 UTC | FARMER BROTHERS CO FARM · Entity 49843 | SaleCommon Stock | 500 | $14.20 | $7,100.00 |
DisclosureSEC source: 0001766150-19-000033 · primary_doc.xml · nonDerivative · entry 5 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,483,090 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 44,366 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 21:42 UTC | FARMER BROTHERS CO FARM · Entity 49843 | SaleCommon Stock | 583 | $14.19 | $8,274.75 |
DisclosureSEC source: 0001766150-19-000033 · primary_doc.xml · nonDerivative · entry 4 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,483,590 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $14.19 to $14.20. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 44,366 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 21:42 UTC | FARMER BROTHERS CO FARM · Entity 49843 | SaleCommon Stock | 323 | $14.16 | $4,574.33 |
DisclosureSEC source: 0001766150-19-000033 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,484,173 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $14.15 to $14.17. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 44,366 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 21:42 UTC | FARMER BROTHERS CO FARM · Entity 49843 | SaleCommon Stock | 3,205 | $14.16 | $45,371.58 |
DisclosureSEC source: 0001766150-19-000033 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,484,496 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $14.15 to $14.19. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 44,366 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 21:42 UTC | FARMER BROTHERS CO FARM · Entity 49843 | SaleCommon Stock | 2,415 | $14.20 | $34,299.28 |
DisclosureSEC source: 0001766150-19-000033 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,487,701 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $14.20 to $14.23. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 44,366 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 05, 2019 Filed Aug 19, 2019 21:33 UTC | FARMER BROTHERS CO FARM · Entity 49843 | OtherCommon Stock | 71,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000038 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,411,299 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: On August 5, 2019, one of the Managed Accounts that held 71,791 shares closed. Accordingly, as of August 5, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 47,368 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 19:59 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 1,629 | $12.25 | $19,955.90 |
DisclosureSEC source: 0001766150-19-000032 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 9,969,321 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $12.250 and $12.255. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 19:15 UTC | FARMER BROTHERS CO FARM · Entity 49843 | PurchaseCommon Stock | 9,342 | $16.47 | $153,849.66 |
DisclosureSEC source: 0001766150-19-000031 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,490,116 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $16.45 to $16.47. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 44,366 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 20:50 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 82,585 | $11.97 | $988,459.87 |
DisclosureSEC source: 0001766150-19-000028 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 9,970,950 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.90 and $12.01. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 20:50 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 195,982 | $11.92 | $2,335,301.91 |
DisclosureSEC source: 0001766150-19-000028 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,053,535 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.80 and $12.01. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:50 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 9,405 | $11.85 | $111,480.29 |
DisclosureSEC source: 0001766150-19-000028 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,249,517 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.80 and $11.92. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 24, 2019 Filed Jul 24, 2019 21:01 UTC | STANDARD BIOTOOLS INC. FLDM` · Entity 6116 | SaleCommon Stock | 28,090 | $11.78 | $330,998.52 |
DisclosureSEC source: 0001766150-19-000027 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,258,922 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.75 and $11.80. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 00:57 UTC | FARMER BROTHERS CO FARM · Entity 49843 | PurchaseCommon Stock | 449 | $16.70 | $7,498.30 |
DisclosureSEC source: 0001766150-19-000026 · primary_doc.xml · nonDerivative · entry 6 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,480,774 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 44,366 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 21:01 UTC | STANDARD BIOTOOLS INC. FLDM` · Entity 6116 | SaleCommon Stock | 18,601 | $11.58 | $215,418.18 |
DisclosureSEC source: 0001766150-19-000027 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,287,012 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.530 and $11.605. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:01 UTC | STANDARD BIOTOOLS INC. FLDM` · Entity 6116 | SaleCommon Stock | 61,432 | $11.57 | $710,903.39 |
DisclosureSEC source: 0001766150-19-000027 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,305,613 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.50 and $11.69. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 19, 2019 Filed Jul 19, 2019 20:21 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 83,728 | $11.50 | $963,123.18 |
DisclosureSEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 4 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,367,045 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.470 and $11.535. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 19, 2019 Filed Jul 24, 2019 00:57 UTC | FARMER BROTHERS CO FARM · Entity 49843 | PurchaseCommon Stock | 1,078 | $16.60 | $17,896.63 |
DisclosureSEC source: 0001766150-19-000026 · primary_doc.xml · nonDerivative · entry 5 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,480,325 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 44,366 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 20:21 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 175,000 | $11.50 | $2,012,500.00 |
DisclosureSEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,450,773 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.50 and $11.51. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 20:21 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 4,853 | $11.50 | $55,803.19 |
DisclosureSEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,625,773 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.485 and $11.505. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:21 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 134,487 | $11.32 | $1,522,177.66 |
DisclosureSEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,630,626 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.295 and $11.405. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:35 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 9,341 | $12.26 | $114,483.30 |
DisclosureSEC source: 0001766150-19-000023 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,765,113 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.25 and $12.36. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:35 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 20,069 | $12.37 | $248,287.65 |
DisclosureSEC source: 0001766150-19-000023 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,774,454 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.36 and $12.43. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 30, 2019 Filed Jul 24, 2019 00:57 UTC | FARMER BROTHERS CO FARM · Entity 49843 | OtherCommon Stock | 2,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000026 · primary_doc.xml · nonDerivative · entry 4 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,479,247 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: On June 30, 2019, one of the Managed Accounts that held 2,906 shares closed. Accordingly, as of June 30, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 44,366 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 30, 2019 Filed Jul 24, 2019 00:57 UTC | FARMER BROTHERS CO FARM · Entity 49843 | OtherCommon Stock | 171,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000026 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner LE Partners Holdings LLC · CIK 0001773034 · 10% owner LE Partners Holdings II LLC · CIK 0001773035 · 10% owner LE Partners Holdings III LLC · CIK 0001773036 · 10% owner LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner Crate Darrell W · CIK 0001201028 · 10% owner Kalichstein Avshalom · CIK 0001344074 · 10% owner Murphy John W · CIK 0001773400 · 10% owner LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 2,482,153 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: On June 30, 2019, one of the Managed Accounts that held 171,280 shares closed. Accordingly, as of June 30, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 44,366 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:35 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 157,349 | $12.30 | $1,935,487.11 |
DisclosureSEC source: 0001766150-19-000023 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,794,523 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.25 and $12.40. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:04 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 8,816 | $12.20 | $107,585.17 |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 8 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,951,872 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F13 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.16 and $12.225. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F5 · ownership.nature: Shares held in a certain separately managed account (the "LCS Managed Account"). LCS, as the investment manager to the LCS Managed Account, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LCS Managed Account as LCS receives an asset-based management fee for serving as investment manager to the LCS Managed Account. F6 · ownership.nature: For the reasons set forth above in footnote 5, Mr. Murphy does not have a reportable pecuniary interest in the shares held in the LCS Managed Account. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:04 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 826 | $12.20 | $10,077.20 |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 7 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,960,058 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:04 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 15,810 | $12.25 | $193,724.67 |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 6 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,960,884 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F12 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.23 and $12.32. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 24, 2019 Filed Jun 27, 2019 22:04 UTC | STANDARD BIOTOOLS INC. FLDM · Entity 6116 | SaleCommon Stock | 10,321 | $12.35 | $127,481.90 |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 5 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,976,694 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.31 and $12.365. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.