Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALIGN TECHNOLOGY INC
Report date October 01, 2019 · Filed October 03, 2019
Section 16 reporting ended · disclosed 2019-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,156 |
Ending reported balance
After 2019-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-10-01 · Exercise / conversion · Acquired 5,783 · Balance 29,875 Row 2 · 2019-10-01 · Tax withholding · Disposed 2,719 · Balance 27,156 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-10-01 · Exercise / conversion · Disposed 3,000 · Balance 0 F1: Represents par value of ALGN Common Stock F2: Vesting accelerated on restricted stock unit granted on February 20, 2016 in connection with reporting person's termination as a service provider to the issuer. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-10-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-10-01 · Exercise / conversion · Disposed 1,900 · Balance 0 F1: Represents par value of ALGN Common Stock F3: Vesting accelerated on restricted stock unit granted on February 20, 2017 in connection with reporting person's termination as a service provider to the issuer. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-10-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-10-01 · Exercise / conversion · Disposed 525 · Balance 0 F1: Represents par value of ALGN Common Stock F4: Vesting accelerated on restricted stock unit granted on February 20, 2018 in connection with reporting person's termination as a service provider to the issuer. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-10-01 · Exercise / conversion · Disposed 358 · Balance 0 F1: Represents par value of ALGN Common Stock F5: Vesting accelerated on restricted stock unit granted on February 20, 2019 in connection with reporting person's termination as a service provider to the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents par value of ALGN Common Stock
F2: Vesting accelerated on restricted stock unit granted on February 20, 2016 in connection with reporting person's termination as a service provider to the issuer.
F3: Vesting accelerated on restricted stock unit granted on February 20, 2017 in connection with reporting person's termination as a service provider to the issuer.
F4: Vesting accelerated on restricted stock unit granted on February 20, 2018 in connection with reporting person's termination as a service provider to the issuer.
F5: Vesting accelerated on restricted stock unit granted on February 20, 2019 in connection with reporting person's termination as a service provider to the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 19,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 21:40 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 5,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-17-000001 · primary_doc.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,797 Underlying: Common Stock · 5,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on January 20, 2014 became vested on January 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on January 20, 2014 became vested on January 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 21:40 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 2,493 | $91.70 | $228,608.10 |
DisclosureSEC source: 0001596092-17-000001 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,903 Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 21:40 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 5,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001596092-17-000001 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-16-000003 · primary_doc.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2016 and shares were delivered to reporting person on November 21, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2016 and shares were delivered to reporting person on November 21, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 538 | $94.84 | $51,023.92 |
DisclosureSEC source: 0001596092-16-000003 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,599 Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001596092-16-000003 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.