Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALIGN TECHNOLOGY INC
Report date October 01, 2019 · Filed October 03, 2019
Section 16 reporting ended · disclosed 2019-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,156 |
Ending reported balance
After 2019-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-10-01 · Exercise / conversion · Acquired 5,783 · Balance 29,875 Row 2 · 2019-10-01 · Tax withholding · Disposed 2,719 · Balance 27,156 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-10-01 · Exercise / conversion · Disposed 3,000 · Balance 0 F1: Represents par value of ALGN Common Stock F2: Vesting accelerated on restricted stock unit granted on February 20, 2016 in connection with reporting person's termination as a service provider to the issuer. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-10-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-10-01 · Exercise / conversion · Disposed 1,900 · Balance 0 F1: Represents par value of ALGN Common Stock F3: Vesting accelerated on restricted stock unit granted on February 20, 2017 in connection with reporting person's termination as a service provider to the issuer. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-10-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-10-01 · Exercise / conversion · Disposed 525 · Balance 0 F1: Represents par value of ALGN Common Stock F4: Vesting accelerated on restricted stock unit granted on February 20, 2018 in connection with reporting person's termination as a service provider to the issuer. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-10-01 · Exercise / conversion · Disposed 358 · Balance 0 F1: Represents par value of ALGN Common Stock F5: Vesting accelerated on restricted stock unit granted on February 20, 2019 in connection with reporting person's termination as a service provider to the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents par value of ALGN Common Stock
F2: Vesting accelerated on restricted stock unit granted on February 20, 2016 in connection with reporting person's termination as a service provider to the issuer.
F3: Vesting accelerated on restricted stock unit granted on February 20, 2017 in connection with reporting person's termination as a service provider to the issuer.
F4: Vesting accelerated on restricted stock unit granted on February 20, 2018 in connection with reporting person's termination as a service provider to the issuer.
F5: Vesting accelerated on restricted stock unit granted on February 20, 2019 in connection with reporting person's termination as a service provider to the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2019 Filed Oct 3, 2019 20:56 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 358 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-19-000002 · primary_doc.xml · derivative · entry 6 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN Common Stock F5 · derivative.exercise_date: Vesting accelerated on restricted stock unit granted on February 20, 2019 in connection with reporting person's termination as a service provider to the issuer. F5 · derivative.expiration_date: Vesting accelerated on restricted stock unit granted on February 20, 2019 in connection with reporting person's termination as a service provider to the issuer. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:56 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-19-000002 · primary_doc.xml · derivative · entry 5 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN Common Stock F4 · derivative.exercise_date: Vesting accelerated on restricted stock unit granted on February 20, 2018 in connection with reporting person's termination as a service provider to the issuer. F4 · derivative.expiration_date: Vesting accelerated on restricted stock unit granted on February 20, 2018 in connection with reporting person's termination as a service provider to the issuer. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:56 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-19-000002 · primary_doc.xml · derivative · entry 4 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN Common Stock F3 · derivative.exercise_date: Vesting accelerated on restricted stock unit granted on February 20, 2017 in connection with reporting person's termination as a service provider to the issuer. F3 · derivative.expiration_date: Vesting accelerated on restricted stock unit granted on February 20, 2017 in connection with reporting person's termination as a service provider to the issuer. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:56 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-19-000002 · primary_doc.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN Common Stock F2 · derivative.exercise_date: Vesting accelerated on restricted stock unit granted on February 20, 2016 in connection with reporting person's termination as a service provider to the issuer. F2 · derivative.expiration_date: Vesting accelerated on restricted stock unit granted on February 20, 2016 in connection with reporting person's termination as a service provider to the issuer. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:56 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 2,719 | $182.30 | $495,673.70 |
DisclosureSEC source: 0001596092-19-000002 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,156 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:56 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 5,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001596092-19-000002 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 00:41 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 10,000 | $325.27 | $3,252,670.00 |
DisclosureSEC source: 0001649020-19-000004 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,092 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.00 to $326.16, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2019 Filed May 16, 2019 00:41 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 5,000 | $328.00 | $1,640,000.00 |
DisclosureSEC source: 0001649020-19-000004 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,092 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 7,145 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 9 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,145 Underlying: Common Stock · 7,145 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 1,429 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 8 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,429 Underlying: Common Stock · 1,429 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 7 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575 Underlying: Common Stock · 525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 6 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 5 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 4 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 18,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004540 · doc4.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on February 20, 2019.(3) 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on February 20, 2019.(3) 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 12,420 | $253.79 | $3,152,071.80 |
DisclosureSEC source: 0000899243-19-004540 · doc4.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,092 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 26,425 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004540 · doc4.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 23:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 10,500 | $361.00 | $3,790,500.00 |
DisclosureSEC source: 0001293595-18-000003 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,087 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 10,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 10 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 2,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 9 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock · 2,100 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 8 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,700 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 7 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 6 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 5 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 4 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 18,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005095 · doc4.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on February 20, 2018. F2 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2015. Shares were delivered to reporting person on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 13,325 | $255.45 | $3,403,871.25 |
DisclosureSEC source: 0000899243-18-005095 · doc4.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,587 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 28,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005095 · doc4.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2018 Filed Jan 24, 2018 23:44 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 5,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-18-000001 · primary_doc.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on January 24, 2014 became vested on January 20, 2018 and shares were delivered to reporting person on January 22, 2018. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on January 24, 2014 became vested on January 20, 2018 and shares were delivered to reporting person on January 22, 2018. Read SEC document |
| January 20, 2018 Filed Jan 24, 2018 23:44 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 2,725 | $269.46 | $734,278.50 |
DisclosureSEC source: 0001596092-18-000001 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,562 Read SEC document |
| January 20, 2018 Filed Jan 24, 2018 23:44 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 5,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001596092-18-000001 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:14 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689552-17-000003 · primary_doc.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:14 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 588 | $255.51 | $150,239.88 |
DisclosureSEC source: 0001689552-17-000003 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,490 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:14 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001689552-17-000003 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 02:32 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRight to Buy (Common Stock) · Derivative | 5,400 | $0.00 Strike: $17.97 | $0.00 |
DisclosureSEC source: 0001596092-17-000003 · primary_doc.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,400 shares Expires 2017-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 02:32 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 5,400 | $241.88 | $1,306,152.54 |
DisclosureSEC source: 0001596092-17-000003 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,828 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 02:32 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 5,400 | $17.97 | $97,038.00 |
DisclosureSEC source: 0001596092-17-000003 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 31, 2017 00:09 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,500 | $137.63 | $481,705.00 |
DisclosureSEC source: 0001596092-17-000002 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · CMO and Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,828 Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 15,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 13 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 Underlying: Common Stock · 15,200 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F12 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F12 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 7,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 12 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,600 Underlying: Common Stock · 7,600 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F11 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F11 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 11 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F10 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. F10 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 7,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 10 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. F9 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 9 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 8 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 7 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225 Underlying: Common Stock · 1,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 6 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F5 · derivative.expiration_date: 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 5 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225 Underlying: Common Stock · 1,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 4 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on March 1, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on March 1, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875 Underlying: Common Stock · 875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 9,250 | $101.77 | $941,326.25 |
DisclosureSEC source: 0000899243-17-005081 · doc4.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,328 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.