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Hatfield David

Disclosed activity across 1 company

Tapewire entity
154507
SEC CIK
0001395529

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Everpure, Inc.PSTG · Entity 3140PresidentOctober 07, 2019October 09, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Everpure, Inc.

Report date October 07, 2019 · Filed October 09, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect679,916 Reported balance After 2019-10-07 transaction · row 1
1 source row

Row 1 · 2019-10-07 · Tax withholding · Disposed 4,864 · Balance 679,916

F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 4, and does not represent a sale by the Reporting Person.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust18,666 Reported balance Holding disclosure · report date 2019-10-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 18,666

F2: By DMH 2013 Irrevocable Trust

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust18,666 Reported balance Holding disclosure · report date 2019-10-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 18,666

F3: By JHH 2013 Irrevocable Trust

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust18,666 Reported balance Holding disclosure · report date 2019-10-07 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 18,666

F4: By KGH 2013 Irrevocable Trust

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust24,375 Reported balance Holding disclosure · report date 2019-10-07 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 24,375

F5: By D M Hatfield & J M Hatfield CO-TTEE The Hatfield Family Trust U/A DTD 03/10/2000

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 4, and does not represent a sale by the Reporting Person.

F2: By DMH 2013 Irrevocable Trust

F3: By JHH 2013 Irrevocable Trust

F4: By KGH 2013 Irrevocable Trust

F5: By D M Hatfield & J M Hatfield CO-TTEE The Hatfield Family Trust U/A DTD 03/10/2000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2019 Filed Oct 9, 2019 22:00 UTC Everpure, Inc. PSTG · Entity 3140 Tax withholdingClass A Common Stock 4,864 $16.33 $79,429.12
Disclosure

SEC source: 0001209191-19-052841 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,916

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 4, and does not represent a sale by the Reporting Person.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 23:27 UTC Everpure, Inc. PSTG · Entity 3140 Tax withholdingClass A Common Stock 6,261 $17.67 $110,631.87
Disclosure

SEC source: 0001209191-19-050497 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,780

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 4, and does not represent a sale by the Reporting Person.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 22:38 UTC Everpure, Inc. PSTG · Entity 3140 Exercise / conversionStock Option (right to buy) · Derivative 33,557 $0.00 Strike: $2.98 $0.00
Disclosure

SEC source: 0001209191-19-049224 · doc4.xml · derivative · entry 6

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,089

Underlying: Class A Common Stock · 33,557 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 20,833 options vested on 2/1/2018 with the remaining 479,167 options vesting in 23 equal monthly installments. The option shall be subject to accelerated vesting as set forth in optionee's employment agreement with the Issuer.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 22:38 UTC Everpure, Inc. PSTG · Entity 3140 Exercise / conversionClass A Common Stock 33,557 $2.98 $99,999.86
Disclosure

SEC source: 0001209191-19-049224 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 21:20 UTC Everpure, Inc. PSTG · Entity 3140 Tax withholdingClass A Common Stock 4,864 $15.59 $75,829.76
Disclosure

SEC source: 0001209191-19-041599 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,484

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 4, and does not represent a sale by the Reporting Person.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:13 UTC Everpure, Inc. PSTG · Entity 3140 Tax withholdingClass A Common Stock 6,262 $16.20 $101,444.40
Disclosure

SEC source: 0001209191-19-038560 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,348

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 4, and does not represent a sale by the Reporting Person.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 22:17 UTC Everpure, Inc. PSTG · Entity 3140 Tax withholdingClass A Common Stock 4,865 $22.76 $110,727.40
Disclosure

SEC source: 0001209191-19-024138 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,610

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's P/RSUs, previously reported on a Form 4, and does not represent a sale by the Reporting Person.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 21:05 UTC Everpure, Inc. PSTG · Entity 3140 PurchaseClass A Common Stock 150,548 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020799 · doc4.xml · nonDerivative · entry 2

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,474

F3 · shares: The shares of Class A Common Stock are subject to a Performance-Based Restricted Stock Award granted to the Reporting Person and are reported at the target award amount. The Reporting Person may potentially earn from 0% to 160% of the target amount based on the achievement, if any, of the performance criteria through the end of the performance period. The actual shares earned will be determined upon certification by the Issuer's Compensation Committee. If earned, 1/3rd of the total earned shares would vest on March 20, 2020, and 1/12th of the total earned shares would vest on each of June 20, September 20, December 20 and March 20, over the following two years, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 21:05 UTC Everpure, Inc. PSTG · Entity 3140 Tax withholdingClass A Common Stock 20,571 $21.01 $432,196.71
Disclosure

SEC source: 0001209191-19-020799 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,927

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's P/RSUs, previously reported on a Form 4, and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 2,406 shares of Class A Common Stock that were acquired by the Reporting Person on March 15, 2019 pursuant to Issuer's Employee Stock Purchase Plan.

Read SEC document
March 20, 2019 Filed Apr 9, 2019 22:16 UTC Amendment Everpure, Inc. PSTG · Entity 3140 GrantClass A Common Stock 150,548 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024134 · doc4a.xml · nonDerivative · entry 2

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,475

F3 · kind: See remarks below.

F4 · shares: The shares of Class A Common Stock are subject to a Performance-Based Restricted Stock Award granted to the Reporting Person and are reported at the target award amount. The Reporting Person may potentially earn from 0% to 160% of the target amount based on the achievement, if any, of the performance criteria through the end of the performance period. The actual shares earned will be determined upon certification by the Issuer's Compensation Committee. If earned, 1/3rd of the total earned shares would vest on March 20, 2020, and 1/12th of the total earned shares would vest on each of June 20, September 20, December 20 and March 20, over the following two years, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates.

F3 · balance_after: See remarks below.

Read SEC document
March 20, 2019 Filed Apr 9, 2019 22:16 UTC Amendment Everpure, Inc. PSTG · Entity 3140 Tax withholdingClass A Common Stock 20,571 $21.01 $432,196.71
Disclosure

SEC source: 0001209191-19-024134 · doc4a.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,927

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's P/RSUs, previously reported on a Form 4, and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 2,406 shares of Class A Common Stock that were acquired by the Reporting Person on March 15, 2019 pursuant to Issuer's Employee Stock Purchase Plan.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 21:54 UTC Everpure, Inc. PSTG · Entity 3140 Tax withholdingClass A Common Stock 3,904 $15.75 $61,488.00
Disclosure

SEC source: 0001209191-19-003080 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,127

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's RSUs and PRSUs, previously reported on a Form 4, and does not represent a sale by the Reporting Person.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 OtherStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 18

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2025-09-22

F5 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F9 · derivative.exercise_date: The option vests in ten (10) equal monthly installments beginning one month from March 15, 2021. The option shall be subject to accelerated vesting in accordance with the terms of the Issuer's change in control severance benefit plan.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 OtherStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 17

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 75,000 shares

Expires 2025-09-22

F5 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F9 · derivative.exercise_date: The option vests in ten (10) equal monthly installments beginning one month from March 15, 2021. The option shall be subject to accelerated vesting in accordance with the terms of the Issuer's change in control severance benefit plan.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 OtherStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $13.20 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 16

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2025-03-16

F5 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F8 · derivative.exercise_date: The option vests in twelve (12) equal monthly installments beginning one month from February 15, 2020. The option shall be subject to accelerated vesting if, at any time, the Issuer terminates Optionholder's employment other than for Cause or Optionholder resigns for Good Reason, twenty-five percent (25%) of the unvested shares subject to the Option shall vest effective as of the termination or resignation date. If, on or within eighteen (18) months after a Change in Control, Optionholder's employment with the Issuer terminates either by the Issuer (or its successor) other than for Cause, or by Optionholder due to a resignation for Good Reason, all then-unvested outstanding shares subject to the Option shall vest in full effective as of the termination or resignation date.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 OtherStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $13.20 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 15

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 150,000 shares

Expires 2025-03-16

F5 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F8 · derivative.exercise_date: The option vests in twelve (12) equal monthly installments beginning one month from February 15, 2020. The option shall be subject to accelerated vesting if, at any time, the Issuer terminates Optionholder's employment other than for Cause or Optionholder resigns for Good Reason, twenty-five percent (25%) of the unvested shares subject to the Option shall vest effective as of the termination or resignation date. If, on or within eighteen (18) months after a Change in Control, Optionholder's employment with the Issuer terminates either by the Issuer (or its successor) other than for Cause, or by Optionholder due to a resignation for Good Reason, all then-unvested outstanding shares subject to the Option shall vest in full effective as of the termination or resignation date.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 OtherStock Option (right to buy) · Derivative 500,000 $0.00 Strike: $2.98 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 14

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires 2024-03-27

F5 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F7 · derivative.exercise_date: The option vests in twenty-four (24) equal monthly installments beginning one month from January 1, 2018. The option shall be subject to accelerated vesting as set forth in optionee's employment agreement with the Issuer.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 OtherStock Option (right to buy) · Derivative 500,000 $0.00 Strike: $2.98 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 13

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 500,000 shares

Expires 2024-03-27

F5 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F7 · derivative.exercise_date: The option vests in twenty-four (24) equal monthly installments beginning one month from January 1, 2018. The option shall be subject to accelerated vesting as set forth in optionee's employment agreement with the Issuer.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 OtherStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 12

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 400,000 shares

Expires 2024-01-29

F5 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F6 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 OtherStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 11

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 400,000 shares

Expires 2024-01-29

F5 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F6 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 OtherStock Option (right to buy) · Derivative 452,112 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 10

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,112

Underlying: Class A Common Stock · 452,112 shares

Expires 2023-02-05

F5 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F6 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 OtherStock Option (right to buy) · Derivative 452,112 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 9

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 452,112 shares

Expires 2023-02-05

F5 · kind: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.

F6 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass B Common Stock · Derivative 18,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 8

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F4 · ownership.nature: By KGH 2013 Irrevocable Trust

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass B Common Stock · Derivative 18,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 7

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: By JHH 2013 Irrevocable Trust

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass B Common Stock · Derivative 18,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 6

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F2 · ownership.nature: By DMH 2013 Irrevocable Trust

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass B Common Stock · Derivative 150,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · derivative · entry 5

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 150,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass A Common Stock 18,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · nonDerivative · entry 4

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F4 · ownership.nature: By KGH 2013 Irrevocable Trust

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass A Common Stock 18,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · nonDerivative · entry 3

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: By JHH 2013 Irrevocable Trust

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass A Common Stock 18,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · nonDerivative · entry 2

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F2 · ownership.nature: By DMH 2013 Irrevocable Trust

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:28 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass A Common Stock 150,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-061503 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 21:14 UTC Everpure, Inc. PSTG · Entity 3140 SaleClass A Common Stock 2,398 $25.26 $60,584.03
Disclosure

SEC source: 0001209191-18-054562 · doc4.xml · nonDerivative · entry 2

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,521

F3 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs previously reported on a Form 4, pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.2341 to $25.265 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 21:14 UTC Everpure, Inc. PSTG · Entity 3140 SaleClass A Common Stock 2,495 $25.25 $63,006.98
Disclosure

SEC source: 0001209191-18-054562 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,919

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PRSUs previously reported on a Form 4, pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's PRSU Agreement, and does not represent a discretionary sale by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.2524 to $25.265 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 21:01 UTC Everpure, Inc. PSTG · Entity 3140 SaleClass A Common Stock 50,253 $27.46 $1,379,866.98
Disclosure

SEC source: 0001209191-18-051922 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,414

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Unit award reported on a Form 4 filed on August 24, 2017 pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's Restricted Stock Unit Award Agreement, and does not represent discretionary sale by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.4075 to $27.5475 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2018 Filed Mar 1, 2019 00:30 UTC Everpure, Inc. PSTG · Entity 3140 Exercise / conversionStock Option (right to buy) · Derivative 14,354 $0.00 Strike: $2.98 $0.00
Disclosure

SEC source: 0001209191-19-014783 · doc5.xml · derivative · entry 9

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,646

Underlying: Class A Common Stock · 14,354 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/24th of the total shares subject to the option vest in equal monthly installments one month from 1/1/2018. The option shall be subject to accelerated vesting as set forth in optionee's employment agreement with the Issuer.

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September 18, 2018 Filed Mar 1, 2019 00:30 UTC Everpure, Inc. PSTG · Entity 3140 Exercise / conversionStock Option (right to buy) · Derivative 99,891 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001209191-19-014783 · doc5.xml · derivative · entry 8

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,109

Underlying: Class A Common Stock · 99,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 18, 2018 Filed Mar 1, 2019 00:30 UTC Everpure, Inc. PSTG · Entity 3140 Exercise / conversionClass A Common Stock 99,891 $2.58 $257,219.33
Disclosure

SEC source: 0001209191-19-014783 · doc5.xml · nonDerivative · entry 3

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2018 Filed Mar 1, 2019 00:30 UTC Everpure, Inc. PSTG · Entity 3140 Exercise / conversionClass A Common Stock 14,354 $2.98 $42,774.92
Disclosure

SEC source: 0001209191-19-014783 · doc5.xml · nonDerivative · entry 2

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Mar 1, 2019 00:30 UTC Everpure, Inc. PSTG · Entity 3140 GiftClass A Common Stock 18,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014783 · doc5.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,622

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:34 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-048022 · doc4.xml · derivative · entry 6

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,510

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, (iii) such time as the shares of Class B Common Stock represent less than 10% of all outstanding shares of Class A Common Stock and Class B Common Stock, or (iv) October 6, 2025.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, (iii) such time as the shares of Class B Common Stock represent less than 10% of all outstanding shares of Class A Common Stock and Class B Common Stock, or (iv) October 6, 2025.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, (iii) such time as the shares of Class B Common Stock represent less than 10% of all outstanding shares of Class A Common Stock and Class B Common Stock, or (iv) October 6, 2025.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:34 UTC Everpure, Inc. PSTG · Entity 3140 Exercise / conversionClass B Common Stock · Derivative 49,994 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-048022 · doc4.xml · derivative · entry 5

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,510

Underlying: Class A Common Stock · 49,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, (iii) such time as the shares of Class B Common Stock represent less than 10% of all outstanding shares of Class A Common Stock and Class B Common Stock, or (iv) October 6, 2025.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, (iii) such time as the shares of Class B Common Stock represent less than 10% of all outstanding shares of Class A Common Stock and Class B Common Stock, or (iv) October 6, 2025.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, (iii) such time as the shares of Class B Common Stock represent less than 10% of all outstanding shares of Class A Common Stock and Class B Common Stock, or (iv) October 6, 2025.

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August 20, 2018 Filed Aug 22, 2018 21:34 UTC Everpure, Inc. PSTG · Entity 3140 Exercise / conversionStock Option (right to buy) · Derivative 49,994 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-18-048022 · doc4.xml · derivative · entry 4

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,112

Underlying: Class B Common Stock · 49,994 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:34 UTC Everpure, Inc. PSTG · Entity 3140 SaleClass A Common Stock 1,100 $22.18 $24,398.00
Disclosure

SEC source: 0001209191-18-048022 · doc4.xml · nonDerivative · entry 3

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,667

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:34 UTC Everpure, Inc. PSTG · Entity 3140 SaleClass A Common Stock 148,900 $21.53 $3,205,385.19
Disclosure

SEC source: 0001209191-18-048022 · doc4.xml · nonDerivative · entry 2

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,767

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.12 to $22.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:34 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass A Common Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-048022 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person.

F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, (iii) such time as the shares of Class B Common Stock represent less than 10% of all outstanding shares of Class A Common Stock and Class B Common Stock, or (iv) October 6, 2025.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 21:17 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043502 · doc4.xml · derivative · entry 5

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,516

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 21:17 UTC Everpure, Inc. PSTG · Entity 3140 Exercise / conversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043502 · doc4.xml · derivative · entry 4

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,516

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 21:17 UTC Everpure, Inc. PSTG · Entity 3140 Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-18-043502 · doc4.xml · derivative · entry 3

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,106

Underlying: Class B Common Stock · 50,000 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 21:17 UTC Everpure, Inc. PSTG · Entity 3140 SaleClass A Common Stock 150,000 $24.21 $3,631,095.00
Disclosure

SEC source: 0001209191-18-043502 · doc4.xml · nonDerivative · entry 2

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,667

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.13 to $24.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 21:17 UTC Everpure, Inc. PSTG · Entity 3140 ConversionClass A Common Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-043502 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person.

F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 21:41 UTC Everpure, Inc. PSTG · Entity 3140 SaleClass A Common Stock 4,963 $23.41 $116,190.28
Disclosure

SEC source: 0001209191-18-042035 · doc4.xml · nonDerivative · entry 1

Hatfield David · CIK 0001395529 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,667

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs previously reported on a Form 4, pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.36 to $23.435 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.