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JAMES STEPHAN A

Disclosed activity across 2 companies

Tapewire entity
154429
SEC CIK
0001232907

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Fidelity National Information Services, Inc.FIS · Entity 3247DirectorMay 22, 2019May 23, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fidelity National Information Services, Inc.

Report date May 22, 2019 · Filed May 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,777 Reported balance After 2019-05-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-05-22 · Grant · Acquired 1,777 · Balance 1,777

F1: Each restricted stock unit represents a contingent right to one share of FIS common stock.

F2: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to one share of FIS common stock.

F2: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NAVIGANT CONSULTING INC

Report date October 11, 2019 · Filed October 16, 2019

Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-10-11 transaction · row 1
1 source row

Row 1 · 2019-10-11 · Disposition to issuer · Disposed 96,869 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 2, 109, by and between the registrant and Guidehouse LLP ("Parent"), a Delaware limited liability partnership and Isaac Merger Sub, Inc. ("Merger Sub"), effective as of the effective time of the merger of Merger Sub with and into the registrant (the "Merger"), these shares of registrant common stock were canceled and converted to the right to receive $28 in cash per share (the "Merger Consideration"). This includes 5,462 restricted share units subject to time-based vesting conditions previously reported.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 2, 109, by and between the registrant and Guidehouse LLP ("Parent"), a Delaware limited liability partnership and Isaac Merger Sub, Inc. ("Merger Sub"), effective as of the effective time of the merger of Merger Sub with and into the registrant (the "Merger"), these shares of registrant common stock were canceled and converted to the right to receive $28 in cash per share (the "Merger Consideration"). This includes 5,462 restricted share units subject to time-based vesting conditions previously reported.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2019 Filed Oct 16, 2019 15:28 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 Disposition to issuerCommon Stock 96,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-053261 · doc4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 2, 109, by and between the registrant and Guidehouse LLP ("Parent"), a Delaware limited liability partnership and Isaac Merger Sub, Inc. ("Merger Sub"), effective as of the effective time of the merger of Merger Sub with and into the registrant (the "Merger"), these shares of registrant common stock were canceled and converted to the right to receive $28 in cash per share (the "Merger Consideration"). This includes 5,462 restricted share units subject to time-based vesting conditions previously reported.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 12:36 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 GrantCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049775 · doc4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,869

F1 · kind: Grant of Restricted Stock Units (RSUs) pursuant to the anti-dilution provisions of previously granted RSU awards, to reflect the issuer's payment of a cash dividend.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 17:04 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 GrantCommon Stock 96,859 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037749 · doc4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,859

F1 · kind: Grant of Restricted Stock Units (RSUs) pursuant to the anti-dilution provisions of previously granted RSU awards, to reflect the issuer's payment of a cash dividend.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:26 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantRestricted Stock Units · Derivative 1,777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019616 · form4.xml · derivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777

Underlying: Common Stock · 1,777 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of FIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant.

F2 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant.

Read SEC document
May 14, 2019 Filed May 15, 2019 15:50 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 GrantCommon Stock 5,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029954 · doc4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,847

Read SEC document
March 29, 2019 Filed Apr 2, 2019 21:19 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantStock Option (Right to Buy) · Derivative 3,446 $62.92 Strike: $62.92 $216,822.32
Disclosure

SEC source: 0001127602-19-014240 · form4.xml · derivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,337

Underlying: Common Stock · 3,446 shares

Expires 2023-03-29

F1 · shares: On March 29, 2016, the reporting person was granted an option to purchase 10,337 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017 and 2018. Based on FIS's Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 3,446 shares.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:13 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantStock Option (Right to Buy) · Derivative 2,082 $66.18 Strike: $66.18 $137,786.76
Disclosure

SEC source: 0001127602-19-008092 · form4.xml · derivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,245

Underlying: Common Stock · 2,082 shares

Expires 2022-11-05

F1 · shares: On November 5, 2015, the reporting person was granted an option to purchase 6,245 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 21, 2019, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 2,082 shares.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:04 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 Exercise / conversionStock Option (Right to Buy) · Derivative 5,835 $0.00 Strike: $34.33 $0.00
Disclosure

SEC source: 0001127602-18-028148 · form4.xml · derivative · entry 9

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,835 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:04 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $58.23 $0.00
Disclosure

SEC source: 0001127602-18-028148 · form4.xml · derivative · entry 8

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,730

Underlying: Common Stock · 6,000 shares

Expires 2021-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:04 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 Exercise / conversionStock Option (Right to Buy) · Derivative 12,087 $0.00 Strike: $48.75 $0.00
Disclosure

SEC source: 0001127602-18-028148 · form4.xml · derivative · entry 7

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,087 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:04 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 SaleCommon Stock 5,835 $109.05 $636,306.75
Disclosure

SEC source: 0001127602-18-028148 · form4.xml · nonDerivative · entry 6

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,498

F3 · price: The transaction was executed in multiple trades at prices ranging from $108.88 to $109.19. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:04 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 SaleCommon Stock 6,000 $108.96 $653,760.00
Disclosure

SEC source: 0001127602-18-028148 · form4.xml · nonDerivative · entry 5

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,333

F2 · price: The transaction was executed in multiple trades at prices ranging from $108.85 to $109.16. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:04 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 SaleCommon Stock 12,087 $108.93 $1,316,636.91
Disclosure

SEC source: 0001127602-18-028148 · form4.xml · nonDerivative · entry 4

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,333

F1 · price: The transaction was executed in multiple trades at prices ranging from $108.87 to $109.20. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:04 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 Exercise / conversionCommon Stock 5,835 $34.33 $200,315.55
Disclosure

SEC source: 0001127602-18-028148 · form4.xml · nonDerivative · entry 3

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:04 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 Exercise / conversionCommon Stock 6,000 $58.23 $349,380.00
Disclosure

SEC source: 0001127602-18-028148 · form4.xml · nonDerivative · entry 2

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:04 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 Exercise / conversionCommon Stock 12,087 $48.75 $589,241.25
Disclosure

SEC source: 0001127602-18-028148 · form4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:13 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 GrantCommon Stock 4,923 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038535 · doc4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,407

Read SEC document
April 17, 2018 Filed Apr 19, 2018 15:30 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 Exercise / conversionStock Options (right to buy) · Derivative 5,909 $0.00 Strike: $12.29 $0.00
Disclosure

SEC source: 0001209191-18-025544 · doc4.xml · derivative · entry 3

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,909 shares

Expires 2018-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested in one-third increments on each of the first three anniversaries of the grant date.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 15:30 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 Tax withholdingCommon stock 3,385 $21.45 $72,608.25
Disclosure

SEC source: 0001209191-18-025544 · doc4.xml · nonDerivative · entry 2

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,484

Read SEC document
April 17, 2018 Filed Apr 19, 2018 15:30 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 Exercise / conversionCommon Stock 5,909 $12.29 $72,621.61
Disclosure

SEC source: 0001209191-18-025544 · doc4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:13 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantStock Option (Right to Buy) · Derivative 3,446 $0.00 Strike: $62.92 $0.00
Disclosure

SEC source: 0001127602-18-013268 · form4.xml · derivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,891

Underlying: Common Stock · 3,446 shares

Expires 2023-03-29

F1 · derivative.exercise_date: On March 29, 2016, the reporting person was granted an option to purchase 10,337 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017 and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2018, the Compensation Committee of FIS determined that the performance criteria for 2017 had been met, resulting in vesting of the option as to 3,446 shares.

Read SEC document
March 29, 2018 Filed Jun 14, 2018 21:28 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantRestricted Stock Units · Derivative 1,973 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020951 · form4.xml · derivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,973

Underlying: Common Stock · 1,973 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.

F2 · kind: This Form 4 reflects an annual grant dated March 29, 2018 which was inadvertently not previously reported.

F3 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date.

F3 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:37 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantStock Option (Right to Buy) · Derivative 2,082 $66.18 Strike: $66.18 $137,786.76
Disclosure

SEC source: 0001127602-18-008687 · form4.xml · derivative · entry 2

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,163

Underlying: Common Stock · 2,082 shares

Expires 2022-11-05

F2 · derivative.exercise_date: On November 5, 2015, the reporting person was granted an option to purchase 6,245 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2018, the Compensation Committee of FIS determined that the performance criteria for 2017 had been met, resulting in vesting of the option as to 2,082 shares.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:37 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantStock Option (Right to Buy) · Derivative 4,244 $58.23 Strike: $58.23 $247,128.12
Disclosure

SEC source: 0001127602-18-008687 · form4.xml · derivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,730

Underlying: Common Stock · 4,244 shares

Expires 2021-11-04

F1 · derivative.exercise_date: On November 4, 2014, the reporting person was granted an option to purchase 12,730 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2015, 2016, and 2017. Based on FIS's Annual Report on Form 10-K filed on February 23, 2018, the Compensation Committee of FIS determined that the performance criteria for 2017 had been met, resulting in vesting of the option as to 4,244 shares.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 21:13 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 SaleCommon Stock 3,600 $94.87 $341,545.32
Disclosure

SEC source: 0001127602-17-035272 · form4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,498

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:11 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 Exercise / conversionStock Option (Right to Buy) · Derivative 8,235 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001127602-17-025639 · form4.xml · derivative · entry 6

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,235 shares

Expires 2018-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:11 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 Exercise / conversionStock Option (Right to Buy) · Derivative 10,133 $0.00 Strike: $25.66 $0.00
Disclosure

SEC source: 0001127602-17-025639 · form4.xml · derivative · entry 5

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,133 shares

Expires 2018-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:11 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 SaleCommon Stock 8,235 $90.13 $742,228.79
Disclosure

SEC source: 0001127602-17-025639 · form4.xml · nonDerivative · entry 4

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,098

F2 · price: The transaction was executed in multiple trades at prices ranging from $90.08 to $90.16. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:11 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 Exercise / conversionCommon Stock 8,235 $10.40 $85,644.00
Disclosure

SEC source: 0001127602-17-025639 · form4.xml · nonDerivative · entry 3

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:11 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 SaleCommon Stock 10,133 $90.14 $913,378.49
Disclosure

SEC source: 0001127602-17-025639 · form4.xml · nonDerivative · entry 2

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,333

F1 · price: The transaction was executed in multiple trades at prices ranging from $90.09 to $90.18. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:11 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 Exercise / conversionCommon Stock 10,133 $25.66 $260,012.78
Disclosure

SEC source: 0001127602-17-025639 · form4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:03 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GiftCommon Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019990 · form4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,098

F1 · shares: A charitable contribution.

Read SEC document
May 16, 2017 Filed May 17, 2017 18:08 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 GrantCommon Stock 5,313 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033350 · doc4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,960

Read SEC document
April 11, 2017 Filed Apr 12, 2017 19:16 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 Exercise / conversionStock Option (Right to Buy) · Derivative 7,062 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0001209191-17-026740 · doc4.xml · derivative · entry 3

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,062 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested annually in one-third increments on each of the first three anniversaries of the grant date (4/25/2011).

Read SEC document
April 11, 2017 Filed Apr 12, 2017 19:16 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 Tax withholdingCommon Stock 3,078 $22.55 $69,408.90
Disclosure

SEC source: 0001209191-17-026740 · doc4.xml · nonDerivative · entry 2

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,647

Read SEC document
April 11, 2017 Filed Apr 12, 2017 19:16 UTC NAVIGANT CONSULTING INC NCI · Entity 154427 Exercise / conversionCommon Stock 7,062 $9.83 $69,419.46
Disclosure

SEC source: 0001209191-17-026740 · doc4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:30 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantStock Option (Right to Buy) · Derivative 7,463 $0.00 Strike: $80.03 $0.00
Disclosure

SEC source: 0001127602-17-013391 · form4.xml · derivative · entry 3

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,463

Underlying: Common Stock · 7,463 shares

Expires 2024-03-29

F3 · derivative.exercise_date: The option vests in three equal installments commencing on the first anniversary date of the grant.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:30 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantStock Option (Right to Buy) · Derivative 3,445 $0.00 Strike: $62.92 $0.00
Disclosure

SEC source: 0001127602-17-013391 · form4.xml · derivative · entry 2

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Underlying: Common Stock · 3,445 shares

Expires 2023-03-29

F2 · shares: On March 29, 2016, the reporting person was granted an option to purchase 10,337 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 3,445 shares.

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March 29, 2017 Filed Mar 31, 2017 20:30 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantCommon Stock 1,187 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013391 · form4.xml · nonDerivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,268

F1 · shares: On March 29, 2017, the reporting person was granted time-based restricted stock, which vests in three equal annual installments commencing on the first anniversary of the date of grant.

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February 24, 2017 Filed Feb 27, 2017 22:21 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantStock Option (Right to Buy) · Derivative 4,243 $0.00 Strike: $58.23 $0.00
Disclosure

SEC source: 0001127602-17-008662 · form4.xml · derivative · entry 2

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,486

Underlying: Common Stock · 4,243 shares

Expires 2021-11-04

F2 · derivative.exercise_date: On November 4, 2014, the reporting person was granted an option to purchase 12,730 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2015, 2016, and 2017. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 4,243 shares.

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February 24, 2017 Filed Feb 27, 2017 22:21 UTC Fidelity National Information Services, Inc. FIS · Entity 3247 GrantStock Option (Right to Buy) · Derivative 2,081 $0.00 Strike: $66.18 $0.00
Disclosure

SEC source: 0001127602-17-008662 · form4.xml · derivative · entry 1

JAMES STEPHAN A · CIK 0001232907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 2,081 shares

Expires 2022-11-05

F1 · derivative.exercise_date: On November 5, 2015, the reporting person was granted an option to purchase 6,245 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 2,081 shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.