Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONNS INCCONN · Entity 84695 | Director | May 30, 2019 | June 04, 2019 |
| OLD MARKET CAPITAL CorpNICK · Entity 9599 | CFO | October 30, 2019 | October 31, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONNS INC
Report date May 30, 2019 · Filed June 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,154 |
Reported balance
After 2019-05-30 transaction · row 1
1 source rowRow 1 · 2019-05-30 · Grant · Acquired 4,771 · Balance 33,154 F1: Restricted Stock Units ("RSUs") awarded to reporting person under Conn's, Inc.'s Non-Employee Director Restricted Stock Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on May 30, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSUs") awarded to reporting person under Conn's, Inc.'s Non-Employee Director Restricted Stock Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on May 30, 2020.
OLD MARKET CAPITAL Corp
Report date October 30, 2019 · Filed October 31, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 23,672 |
Reported balance
After 2019-10-30 transaction · row 1
1 source rowRow 1 · 2019-10-30 · Disposition to issuer · Disposed 23,672 · Balance 23,672 F1: Shares were forfeitures, as result of Ms. Malson's resignation from the Company, with effective date of November 15th, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were forfeitures, as result of Ms. Malson's resignation from the Company, with effective date of November 15th, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2019 Filed Oct 31, 2019 13:49 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | Disposition to issuerCommon | 23,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-19-000017 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,672 F1 · kind: Shares were forfeitures, as result of Ms. Malson's resignation from the Company, with effective date of November 15th, 2019. F1 · price: Shares were forfeitures, as result of Ms. Malson's resignation from the Company, with effective date of November 15th, 2019. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 13:56 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 2,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-19-000013 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,344 F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/14/2019 was $9.20. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 13:56 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 2,040 | $9.19 | $18,755.96 |
DisclosureSEC source: 0001357521-19-000013 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,304 F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed F2 · price: Represents the average purchase price. Read SEC document |
| May 30, 2019 Filed Jun 4, 2019 11:44 UTC | CONNS INC CONN · Entity 84695 | GrantCommon Stock | 4,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034142 · doc5.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,154 F1 · shares: Restricted Stock Units ("RSUs") awarded to reporting person under Conn's, Inc.'s Non-Employee Director Restricted Stock Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on May 30, 2020. Read SEC document |
| May 15, 2019 Filed May 16, 2019 12:51 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-19-000006 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,264 F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/15/2019 was $8.70 F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/15/2019 was $8.70 Read SEC document |
| May 15, 2019 Filed May 16, 2019 12:51 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 2,094 | $8.97 | $18,776.48 |
DisclosureSEC source: 0001357521-19-000006 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,170 F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed. F2 · price: Represents the average purchase price. Read SEC document |
| April 15, 2019 Filed Apr 15, 2019 22:08 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 1,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-19-000004 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,076 F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 4/15/2019 was $9.44. F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 4/15/2019 was $9.44. Read SEC document |
| April 15, 2019 Filed Apr 15, 2019 22:08 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 1,943 | $9.67 | $18,792.11 |
DisclosureSEC source: 0001357521-19-000004 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,133 F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed. F2 · price: Represents the average purchase price. Read SEC document |
| March 15, 2019 Filed Mar 15, 2019 20:43 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 1,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-19-000003 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,190 F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing price of the issuer's common stock reported on Nasdaq on 03/14/2019 was $9.51. F1 · shares: Purchases of shares were made in accordance with a 10b5-1 Plan previously executed. Read SEC document |
| March 15, 2019 Filed Mar 15, 2019 20:43 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 1,925 | $9.76 | $18,796.47 |
DisclosureSEC source: 0001357521-19-000003 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,265 F1 · shares: Purchases of shares were made in accordance with a 10b5-1 Plan previously executed. F2 · price: Represents the average purchase price. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:14 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 1,803 | $10.43 | $18,799.34 |
DisclosureSEC source: 0001357521-19-000002 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,340 F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 02/15/2019 was $10.12. F2 · price: Represents the average purchase price Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:14 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 1,803 | $14.43 | $26,011.34 |
DisclosureSEC source: 0001357521-19-000002 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,537 F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed F2 · price: Represents the average purchase price Read SEC document |
| February 15, 2019 Filed Apr 16, 2019 18:43 UTC Amendment | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 1,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-19-000005 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,340 F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 2/15/2019 was $10.12. F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 2/15/2019 was $10.12. Read SEC document |
| February 15, 2019 Filed Apr 16, 2019 18:43 UTC Amendment | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 1,803 | $10.43 | $18,799.34 |
DisclosureSEC source: 0001357521-19-000005 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,537 F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed F2 · price: Represents the average purchase price. Read SEC document |
| January 15, 2019 Filed Jan 15, 2019 22:56 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 1,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-19-000001 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,734 F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 1/15/2019 was $10.76. Read SEC document |
| January 15, 2019 Filed Jan 15, 2019 22:56 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 1,746 | $10.77 | $18,796.04 |
DisclosureSEC source: 0001357521-19-000001 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,988 F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed. F2 · price: Represents the average purchase price. Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 22:52 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 1,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-18-000010 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,242 F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 12/14/2018 was $10.88. F2 · price: Represents the average purchase price. Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 22:52 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 1,732 | $10.85 | $18,799.82 |
DisclosureSEC source: 0001357521-18-000010 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,510 F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed. F2 · price: Represents the average purchase price. Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 21:55 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 1,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-18-000009 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,778 F3 · shares: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/15/2018 was $11.73. F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/15/2018 was $11.73. Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 21:55 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 1,610 | $11.67 | $18,788.70 |
DisclosureSEC source: 0001357521-18-000009 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,168 F1 · shares: Purchase of shares was made in accordance with a 10b5-1 Plan previously executed. F2 · price: Represents the average purchase price. Read SEC document |
| October 15, 2018 Filed Oct 15, 2018 21:12 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 1,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-18-000008 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,558 F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 10/15/2018 was $11.79. F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 10/15/2018 was $11.79. Read SEC document |
| October 15, 2018 Filed Oct 15, 2018 21:12 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 1,569 | $11.98 | $18,796.62 |
DisclosureSEC source: 0001357521-18-000008 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,989 F1 · shares: Purchases of shares was made in accordance with a 10b5-1 Plan previously executed. F2 · price: Represents the average purchase price. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 13:43 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 1,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-18-000007 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,420 F3 · kind: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 09/17/2018 was $11.83. F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 09/17/2018 was $11.83. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 13:43 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 1,590 | $11.82 | $18,796.82 |
DisclosureSEC source: 0001357521-18-000007 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,830 F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed. F2 · price: Represents the average purchase price. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 12:59 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 3,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-18-000005 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,240 F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/15/2018 was $11.03. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 12:59 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 3,620 | $10.83 | $39,204.60 |
DisclosureSEC source: 0001357521-18-000005 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,620 F1 · price: represents the average purchase price Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 20:44 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | GrantCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001357521-18-000004 · primary_doc.xml · nonDerivative · entry 2 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/9/2018 was $11.02 Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 20:44 UTC | OLD MARKET CAPITAL Corp NICK · Entity 9599 | PurchaseCommon | 2,000 | $10.90 | $21,800.00 |
DisclosureSEC source: 0001357521-18-000004 · primary_doc.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 17:58 UTC | CONNS INC CONN · Entity 84695 | GrantCommon Stock | 4,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034815 · doc4.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,383 F1 · shares: Restricted Stock Units ("RSUs") awarded to reporting person under Conn's, Inc.'s Non-Employee Director Restricted Stock Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on May 31, 2019. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 19:22 UTC | CONNS INC CONN · Entity 84695 | GrantCommon Stock | 4,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036940 · doc4.xml · nonDerivative · entry 1 MALSON KELLY M · CIK 0001357521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,063 F1 · shares: Restricted Stock Units ("RSUs") awarded to reporting person under Conn's, Inc.'s Non-Employee Director Restricted Stock Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on May 30, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.