Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KULICKE & SOFFA INDUSTRIES INCKLIC · Entity 1220 | Vice President | October 31, 2019 | November 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KULICKE & SOFFA INDUSTRIES INC
Report date October 31, 2019 · Filed November 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 149,595 |
Reported balance
After 2019-10-31 transaction · row 1
1 source rowRow 1 · 2019-10-31 · Exercise / conversion · Acquired 19,139 · Balance 149,595 F1: Performance Share Units (PSUs) awarded October 31, 2016 had its performance results certified, and then shares vested, on October 31, 2019 at 141% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period, with relative TSR measured over a three year measurement period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-10-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-10-31 · Exercise / conversion · Disposed 19,139 · Balance 0 F1: Performance Share Units (PSUs) awarded October 31, 2016 had its performance results certified, and then shares vested, on October 31, 2019 at 141% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period, with relative TSR measured over a three year measurement period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance Share Units (PSUs) awarded October 31, 2016 had its performance results certified, and then shares vested, on October 31, 2019 at 141% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period, with relative TSR measured over a three year measurement period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2019 Filed Nov 4, 2019 15:31 UTC | KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 | Exercise / conversionPerformance Share Units · Derivative | 19,139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000056978-19-000117 · wf-form4_157288149864409.xml · derivative · entry 2 Sood Deepak · CIK 0001561373 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 31, 2016 had its performance results certified, and then shares vested, on October 31, 2019 at 141% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period, with relative TSR measured over a three year measurement period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock. F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 31, 2016 had its performance results certified, and then shares vested, on October 31, 2019 at 141% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period, with relative TSR measured over a three year measurement period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 15:31 UTC | KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 | Exercise / conversionCommon Stock | 19,139 | $0.00 | $0.00 |
DisclosureSEC source: 0000056978-19-000117 · wf-form4_157288149864409.xml · nonDerivative · entry 1 Sood Deepak · CIK 0001561373 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Share Units (PSUs) awarded October 31, 2016 had its performance results certified, and then shares vested, on October 31, 2019 at 141% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period, with relative TSR measured over a three year measurement period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock. Read SEC document |
| October 10, 2019 Filed Oct 15, 2019 13:39 UTC | KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 | GrantCommon Stock | 7,604 | $0.00 | $0.00 |
DisclosureSEC source: 0000056978-19-000103 · wf-form4_157114676084588.xml · nonDerivative · entry 1 Sood Deepak · CIK 0001561373 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,456 F1 · shares: One-third of the shares granted vest on each anniversary of the date of grant. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 15:44 UTC | KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 | GrantCommon Stock | 8,354 | $0.00 | $0.00 |
DisclosureSEC source: 0000056978-18-000128 · wf-form4_153961823314577.xml · nonDerivative · entry 1 Sood Deepak · CIK 0001561373 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,852 F1 · shares: One-third of the shares granted vest on each anniversary of the date of grant. Read SEC document |
| October 06, 2018 Filed Oct 9, 2018 10:18 UTC | KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 | Exercise / conversionPerformance Share Units · Derivative | 27,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000056978-18-000116 · wf-form4_153908028706218.xml · derivative · entry 2 Sood Deepak · CIK 0001561373 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 6, 2015 had its performance results certified, and then shares vested, on October 6, 2018 at 183% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock. F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 6, 2015 had its performance results certified, and then shares vested, on October 6, 2018 at 183% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock. Read SEC document |
| October 06, 2018 Filed Oct 9, 2018 10:18 UTC | KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 | Exercise / conversionCommon Stock | 27,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000056978-18-000116 · wf-form4_153908028706218.xml · nonDerivative · entry 1 Sood Deepak · CIK 0001561373 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Share Units (PSUs) awarded October 6, 2015 had its performance results certified, and then shares vested, on October 6, 2018 at 183% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 12:58 UTC | KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 | SaleCommon Stock | 20,000 | $28.00 | $560,000.00 |
DisclosureSEC source: 0000056978-18-000087 · wf-form4_153183229368543.xml · nonDerivative · entry 1 Sood Deepak · CIK 0001561373 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,235 F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated December 8, 2017. Read SEC document |
| October 08, 2017 Filed Oct 10, 2017 13:57 UTC | KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 | Exercise / conversionPerformance Share Units · Derivative | 6,933 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000056978-17-000137 · wf-form4_150764385983247.xml · derivative · entry 2 Sood Deepak · CIK 0001561373 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 8, 2014 had its performance results certified, and then shares vested, on October 8, 2017 at 55% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the Philadelphia Semiconductor Index (SOX) companies at grant, with relative TSR measured over a three year measurement period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock. F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 8, 2014 had its performance results certified, and then shares vested, on October 8, 2017 at 55% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the Philadelphia Semiconductor Index (SOX) companies at grant, with relative TSR measured over a three year measurement period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock. Read SEC document |
| October 08, 2017 Filed Oct 10, 2017 13:57 UTC | KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 | Exercise / conversionCommon Stock | 6,933 | $0.00 | $0.00 |
DisclosureSEC source: 0000056978-17-000137 · wf-form4_150764385983247.xml · nonDerivative · entry 1 Sood Deepak · CIK 0001561373 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Share Units (PSUs) awarded October 8, 2014 had its performance results certified, and then shares vested, on October 8, 2017 at 55% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the Philadelphia Semiconductor Index (SOX) companies at grant, with relative TSR measured over a three year measurement period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 15:16 UTC | KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 | GrantCommon Stock | 7,685 | $0.00 | $0.00 |
DisclosureSEC source: 0000056978-17-000121 · wf-form4_150713020531219.xml · nonDerivative · entry 1 Sood Deepak · CIK 0001561373 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,302 F1 · shares: One-third of the shares granted vest on each anniversary of the date of grant. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 17:53 UTC | KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 | GrantCommon Stock | 13,573 | $0.00 | $0.00 |
DisclosureSEC source: 0000056978-16-000228 · wf-form4_147810918523623.xml · nonDerivative · entry 1 Sood Deepak · CIK 0001561373 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,617 F1 · shares: One-third of the shares granted vest on each anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.