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Lu Yu-Lun Richard

Disclosed activity across 1 company

Tapewire entity
154040
SEC CIK
0001760789

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SYNAPTICS IncSYNA · Entity 4089SVP & GM, Mobile DivisionOctober 31, 2019November 05, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SYNAPTICS Inc

Report date October 31, 2019 · Filed November 05, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,587 Ending reported balance After 2019-10-31 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-10-31 · Grant · Acquired 1,160 · Balance 23,267

F1: Reflects shares released on October 31, 2019 in connection with the vesting of performance-based market stock units granted on December 3, 2018.

Row 2 · 2019-10-31 · Tax withholding · Disposed 401 · Balance 22,866

F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.

Row 3 · 2019-10-31 · Tax withholding · Disposed 2,548 · Balance 20,318

F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

Row 4 · 2019-10-31 · Grant · Acquired 12,269 · Balance 32,587

F4: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2019, until fully vested on 10/31/2022.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares released on October 31, 2019 in connection with the vesting of performance-based market stock units granted on December 3, 2018.

F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.

F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

F4: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2019, until fully vested on 10/31/2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2019 Filed Nov 5, 2019 15:15 UTC SYNAPTICS Inc SYNA · Entity 4089 GrantCommon Stock 12,269 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-055087 · doc4.xml · nonDerivative · entry 4

Lu Yu-Lun Richard · CIK 0001760789 · SVP & GM, Mobile Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,587

F4 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2019, until fully vested on 10/31/2022.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 15:15 UTC SYNAPTICS Inc SYNA · Entity 4089 Tax withholdingCommon Stock 2,548 $42.11 $107,296.28
Disclosure

SEC source: 0001209191-19-055087 · doc4.xml · nonDerivative · entry 3

Lu Yu-Lun Richard · CIK 0001760789 · SVP & GM, Mobile Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,318

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 15:15 UTC SYNAPTICS Inc SYNA · Entity 4089 Tax withholdingCommon Stock 401 $42.11 $16,886.11
Disclosure

SEC source: 0001209191-19-055087 · doc4.xml · nonDerivative · entry 2

Lu Yu-Lun Richard · CIK 0001760789 · SVP & GM, Mobile Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,866

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 15:15 UTC SYNAPTICS Inc SYNA · Entity 4089 GrantCommon Stock 1,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-055087 · doc4.xml · nonDerivative · entry 1

Lu Yu-Lun Richard · CIK 0001760789 · SVP & GM, Mobile Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,267

F1 · shares: Reflects shares released on October 31, 2019 in connection with the vesting of performance-based market stock units granted on December 3, 2018.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:05 UTC SYNAPTICS Inc SYNA · Entity 4089 GrantCommon Stock 22,107 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061380 · doc4.xml · nonDerivative · entry 1

Lu Yu-Lun Richard · CIK 0001760789 · SVP & GM, Mobile Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

F1 · shares: One-third of the total number of deferred stock units shall vest on 10/31/2019 and every year thereafter, until fully vested on 10/31/2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.