Caplan Deborah H

SEC source: 0000912595-26-000090 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,570.129

Underlying: Common Stock · 121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0000912595-26-000081 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,432.592

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0000912595-26-000081 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,371

SEC source: 0000354190-26-000158 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,650

F1 · shares: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board.

SEC source: 0001574454-26-000002 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 920

F1 · price: Restricted stock unit award which vests on the anniversary of the grant date, unless deferred by the reporting person, and on vesting settled in an equal number of shares of common stock.

SEC source: 0000912595-26-000040 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,304.104

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0000912595-25-000034 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,177.65

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0000912595-25-000016 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,060.174

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-25-015204 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948.197

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-25-015204 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,970

SEC source: 0001127602-25-014555 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,540

F1 · shares: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board.

F2 · balance_after: In the past, Common Stock and Common Stock (Restricted) were reported as two separate line items. In the future, they will be reported as a combined total as is stated on this Form.

SEC source: 0000900440-25-000075 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579

F1 · price: Restricted stock unit award which vests on the anniversary of the grant date, unless deferred by reporting person, and on vesting settled in an equal number of shares of common stock.

SEC source: 0001127602-25-009972 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 854.05

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-24-029093 · form4a.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761.487

Underlying: Common Stock · 87 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-24-029077 · form4.xml · derivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761.487

Underlying: Common Stock · 87 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-24-024503 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668.025

Underlying: Common Stock · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-24-016256 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577.971

Underlying: Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-24-016256 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,848

SEC source: 0001127602-24-014849 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850

F1 · shares: Restricted stock unit award vesting on the earlier of one year after the date of grant or the reporting person's departure from the Board.

SEC source: 0001127602-24-010783 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474.624

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-23-029592 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368.363

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-23-024100 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260.271

Underlying: Common Stock · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-23-015977 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162.748

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-23-015977 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,603

SEC source: 0001127602-23-011037 · form4.xml · derivative · entry 2

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82

Underlying: Common Stock · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-23-011037 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509

SEC source: 0001062993-23-004143 · form4.xml · derivative · entry 7

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,079

Underlying: Common Stock · 18,079 shares

Expires 2033-02-16

F6 · derivative.exercise_date: Options to buy 18,079 shares become exercisable in three substantially equal annual installments beginning on February 15, 2024.

SEC source: 0001062993-23-004143 · form4.xml · derivative · entry 6

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,003

Underlying: Common Stock · 0 shares

Expires not disclosed

F5 · derivative.exercise_price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($83.60 in 2022). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.

F5 · price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($83.60 in 2022). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.

F5 · derivative.exercise_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($83.60 in 2022). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.

F5 · derivative.expiration_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($83.60 in 2022). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.

F5 · derivative.underlying_shares: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($83.60 in 2022). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.

SEC source: 0001062993-23-004143 · form4.xml · nonDerivative · entry 4

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,348

F4 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 13, 2020, February 11, 2021 and February 17, 2022.

SEC source: 0001062993-23-004143 · form4.xml · nonDerivative · entry 3

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,093

F3 · kind: Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 16, 2023 in settlement of performance share awards.

SEC source: 0001062993-23-004143 · form4.xml · nonDerivative · entry 2

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,468

F2 · kind: Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3.

SEC source: 0001062993-23-004143 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,204

F1 · kind: Restricted stock grant made pursuant to Issuer's 2021 Long Term Incentive Plan, exempt under Rule 16b-3.

SEC source: 0001104659-22-108945 · tm2228261-8_4seq1.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares of Terminix Global Holdings, Inc. ("Terminix") common stock disposed of in connection with the Agreement and Plan of Merger, dated as of December 13, 2021, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 14, 2022 (the "Merger Agreement"), by and among Terminix, Rentokil Initial plc ("Rentokil Initial") and certain of Rentokil Initial's subsidiaries. In accordance with the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement), each share of Terminix common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive at the prior election of the holder, either: (x) 1.4899 American depositary shares of Rentokil Initial ("Rentokil Initial ADSs"); or (y) $34.57 in cash and 0.1447 Rentokil Initial ADSs.

F1 · price: Represents shares of Terminix Global Holdings, Inc. ("Terminix") common stock disposed of in connection with the Agreement and Plan of Merger, dated as of December 13, 2021, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 14, 2022 (the "Merger Agreement"), by and among Terminix, Rentokil Initial plc ("Rentokil Initial") and certain of Rentokil Initial's subsidiaries. In accordance with the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement), each share of Terminix common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive at the prior election of the holder, either: (x) 1.4899 American depositary shares of Rentokil Initial ("Rentokil Initial ADSs"); or (y) $34.57 in cash and 0.1447 Rentokil Initial ADSs.

SEC source: 0001062993-22-017256 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,867

SEC source: 0001104659-22-064682 · tm2216845-7_4seq1.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,255

F1 · price: Shares issued pursuant to the Terminix Global Holdings, Inc. 2014 Omnibus Incentive Plan

SEC source: 0001062993-22-011521 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,383

SEC source: 0001062993-22-005067 · form4.xml · derivative · entry 7

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,619

Underlying: Common Stock · 22,619 shares

Expires 2032-02-17

F6 · derivative.exercise_date: Options to buy 22,619 shares became exercisable in three substantially equal annual installments beginning on February 15, 2023.

SEC source: 0001062993-22-005067 · form4.xml · derivative · entry 6

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,885

Underlying: Common Stock · 0 shares

Expires not disclosed

F5 · derivative.exercise_price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($93.36 in 2021). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.

F5 · price: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($93.36 in 2021). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.

F5 · derivative.exercise_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($93.36 in 2021). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.

F5 · derivative.expiration_date: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($93.36 in 2021). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.

F5 · derivative.underlying_shares: Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($93.36 in 2021). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.

SEC source: 0001062993-22-005067 · form4.xml · nonDerivative · entry 4

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,707

F4 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 14, 2019, February 13, 2020 and February 11, 2021.

SEC source: 0001062993-22-005067 · form4.xml · nonDerivative · entry 3

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,520

F3 · kind: Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 17, 2022 in settlement of performance share awards.

SEC source: 0001062993-22-005067 · form4.xml · nonDerivative · entry 2

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,387

F2 · kind: Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3.

SEC source: 0001062993-22-005067 · form4.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,483

F1 · kind: Restricted stock grant made pursuant to Issuer's 2021 Long Term Incentive Plan, exempt under Rule 16b-3.

SEC source: 0001104659-21-116908 · tm2127788-4_4seq1.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,126

SEC source: 0000753308-21-000137 · edgar.xml · derivative · entry 4

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,896 shares

Expires 2025-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.

F3 · derivative.exercise_date: Options to buy 26,048 shares become exercisable in three substantially equal annual installments beginning on February 15, 2016.

SEC source: 0000753308-21-000137 · edgar.xml · nonDerivative · entry 2

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,443

F2 · kind: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.

SEC source: 0000753308-21-000137 · edgar.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.

SEC source: 0000753308-21-000119 · edgar.xml · derivative · entry 4

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,896

Underlying: Common Stock · 100 shares

Expires 2025-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.

F3 · derivative.exercise_date: Options to buy 26,048 shares become exercisable in three substantially equal annual installments beginning on February 15, 2016.

SEC source: 0000753308-21-000119 · edgar.xml · nonDerivative · entry 2

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,443

F2 · kind: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.

SEC source: 0000753308-21-000119 · edgar.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · EVP, HR & Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.

SEC source: 0001104659-21-069391 · tm2116798-2_4seq1.xml · nonDerivative · entry 1

Caplan Deborah H · CIK 0001574454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,541

F1 · price: Shares issued pursuant to the Terminix Global Holdings, Inc. 2014 Omnibus Incentive Plan.