Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Former Director | November 05, 2019 | November 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date November 05, 2019 · Filed November 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 37,605.3655 |
Reported balance
After 2019-11-05 transaction · row 1
1 source rowRow 1 · 2019-11-05 · Sale · Disposed 500 · Balance 37,605.3655 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2016 Filed Jan 6, 2017 21:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 105.0232 | $41.45 | $4,353.21 |
DisclosureSEC source: 0001209191-17-002660 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,267.3746 F1 · shares: DER units credited on 11/15/2016 as dividend at FMV Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 21:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $38.85 | $7,770.00 |
DisclosureSEC source: 0001209191-16-145436 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,162.3514 Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 21:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 400 | $38.85 | $15,540.00 |
DisclosureSEC source: 0001209191-16-145436 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,362.3514 Read SEC document |
| September 06, 2016 Filed Sep 6, 2016 22:04 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $39.42 | $19,710.00 |
DisclosureSEC source: 0001209191-16-140219 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,762.3514 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.