Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Former Director | November 05, 2019 | November 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date November 05, 2019 · Filed November 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 37,605.3655 |
Reported balance
After 2019-11-05 transaction · row 1
1 source rowRow 1 · 2019-11-05 · Sale · Disposed 500 · Balance 37,605.3655 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $74.98 | $22,494.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 17 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,283.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $74.96 | $7,496.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 16 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,583.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $74.95 | $7,495.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 15 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,683.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $74.94 | $7,494.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 14 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,783.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $74.93 | $14,986.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 13 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,883.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $74.91 | $7,491.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 12 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,083.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 298 | $74.89 | $22,317.22 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 11 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,183.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $74.87 | $14,974.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 10 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,481.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon SHares | 2 | $74.85 | $149.70 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 9 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,681.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $74.82 | $7,482.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 8 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,683.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 2 | $74.80 | $149.60 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 7 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,783.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $74.78 | $7,478.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 6 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,785.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $74.76 | $7,476.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 5 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,885.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 122 | $74.75 | $9,119.50 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 4 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,985.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $74.74 | $7,474.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 3 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,107.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 98 | $74.72 | $7,322.56 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,207.3655 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $74.38 | $7,438.00 |
DisclosureSEC source: 0001209191-19-041093 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,305.3655 Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 23:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $72.99 | $36,495.00 |
DisclosureSEC source: 0001209191-19-035299 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,405.3655 Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 23:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $72.99 | $36,495.00 |
DisclosureSEC source: 0001209191-19-035297 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,405.3655 Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 17:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $69.40 | $34,700.00 |
DisclosureSEC source: 0001209191-19-023938 · doc4.xml · nonDerivative · entry 3 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,905.3655 Read SEC document |
| February 15, 2019 Filed Apr 8, 2019 17:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 74.2837 | $69.64 | $5,173.12 |
DisclosureSEC source: 0001209191-19-023938 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,405.3655 F2 · shares: DER Units credited on 02/15/2019 as dividend at FMV Read SEC document |
| February 12, 2019 Filed Apr 8, 2019 17:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 553.701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023938 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,331.0818 F1 · shares: Updated Drip from Schwab Account Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 18:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $64.88 | $32,440.00 |
DisclosureSEC source: 0001209191-19-003002 · doc4.xml · nonDerivative · entry 3 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,777.3808 Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 18:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.2938 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-003002 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,277.3808 F2 · shares: Adjustment due to partial share Read SEC document |
| November 15, 2018 Filed Jan 9, 2019 18:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 78.6966 | $65.46 | $5,151.48 |
DisclosureSEC source: 0001209191-19-003002 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,278.6746 F1 · shares: DER Units credited on 11/15/2018 as dividend at FMV Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 23:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $60.77 | $30,385.00 |
DisclosureSEC source: 0001209191-18-050165 · doc4.xml · nonDerivative · entry 3 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,199.978 Read SEC document |
| August 31, 2018 Filed Sep 7, 2018 23:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.1999 | $60.43 | $374.66 |
DisclosureSEC source: 0001209191-18-050165 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,699.978 F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| August 15, 2018 Filed Sep 7, 2018 23:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 86.2966 | $59.42 | $5,127.74 |
DisclosureSEC source: 0001209191-18-050165 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,693.7781 F1 · shares: DER Units credited on 08/15/2018 as dividend at FMV Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 18:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 600 | $58.56 | $35,136.00 |
DisclosureSEC source: 0001209191-18-041837 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,607.4815 Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:06 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $56.38 | $28,190.00 |
DisclosureSEC source: 0001209191-18-036137 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,207.4815 Read SEC document |
| May 22, 2018 Filed May 24, 2018 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,362.3978 | $55.05 | $75,000.00 |
DisclosureSEC source: 0001209191-18-033222 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,707.4815 Read SEC document |
| May 15, 2018 Filed May 24, 2018 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 86.7273 | $54.57 | $4,732.71 |
DisclosureSEC source: 0001209191-18-033222 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,345.0837 F1 · shares: DER Units credited on 05/15/2018 as dividend at FMV Read SEC document |
| April 05, 2018 Filed Apr 5, 2018 22:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 663.9914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024132 · doc4.xml · nonDerivative · entry 3 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,258.3564 F2 · shares: Updated Drip from Schwab Account Read SEC document |
| April 05, 2018 Filed Apr 5, 2018 22:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,100 | $52.59 | $57,849.00 |
DisclosureSEC source: 0001209191-18-024132 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,594.365 Read SEC document |
| February 15, 2018 Filed Apr 5, 2018 22:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 88.6524 | $53.13 | $4,710.10 |
DisclosureSEC source: 0001209191-18-024132 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,694.365 F1 · shares: DER unites credited on 02/15/2018 as dividend at FMV Read SEC document |
| January 05, 2018 Filed Jan 6, 2018 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,100 | $55.79 | $61,369.00 |
DisclosureSEC source: 0001209191-18-002567 · doc4.xml · nonDerivative · entry 3 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,605.7126 Read SEC document |
| January 04, 2018 Filed Jan 6, 2018 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.7133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002567 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,705.7126 F2 · shares: Adjustment due to partial share payout. Read SEC document |
| November 15, 2017 Filed Jan 6, 2018 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 86.0056 | $54.51 | $4,688.17 |
DisclosureSEC source: 0001209191-18-002567 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,706.4259 F1 · shares: DER units credited on 11/15/2017 as dividend at FMV Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 16:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 600 | $51.72 | $31,032.00 |
DisclosureSEC source: 0001209191-17-056269 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,620.4203 Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 21:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $48.87 | $24,435.00 |
DisclosureSEC source: 0001209191-17-051723 · doc4.xml · nonDerivative · entry 3 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,220.4203 Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.6789 | $48.98 | $425.09 |
DisclosureSEC source: 0001209191-17-051723 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,720.4203 F2 · shares: DER units credited on 9/1/2017 as dividend at FMV Read SEC document |
| August 15, 2017 Filed Sep 6, 2017 21:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 93.0285 | $50.14 | $4,664.45 |
DisclosureSEC source: 0001209191-17-051723 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,711.7414 F1 · shares: DER units credited on 8/15/2017 as dividend at FMV Read SEC document |
| July 05, 2017 Filed Jul 5, 2017 23:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 600 | $47.83 | $28,698.00 |
DisclosureSEC source: 0001209191-17-043771 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,618.7129 Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 17:20 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $47.19 | $23,595.00 |
DisclosureSEC source: 0001209191-17-038054 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,218.7129 Read SEC document |
| May 23, 2017 Filed May 24, 2017 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,667.0371 | $44.99 | $75,000.00 |
DisclosureSEC source: 0001209191-17-035147 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,718.7129 Read SEC document |
| May 15, 2017 Filed May 24, 2017 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 98.7386 | $44.59 | $4,402.75 |
DisclosureSEC source: 0001209191-17-035147 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,051.6758 F1 · shares: DER units credited on 5/15/2017 as dividend at FMV Read SEC document |
| April 05, 2017 Filed Apr 5, 2017 22:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,100 | $44.02 | $48,422.00 |
DisclosureSEC source: 0001209191-17-025820 · doc4.xml · nonDerivative · entry 3 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,152.9372 Read SEC document |
| February 15, 2017 Filed Apr 5, 2017 22:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 99.7182 | $43.91 | $4,378.63 |
DisclosureSEC source: 0001209191-17-025820 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,052.9372 F2 · shares: DER units credited on 2/15/2017 as dividend at FMV Read SEC document |
| January 06, 2017 Filed Apr 5, 2017 22:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 785.8444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025820 · doc4.xml · nonDerivative · entry 1 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,953.219 F1 · shares: Updated DRIP from Schwab account Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 21:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,100 | $45.47 | $50,017.00 |
DisclosureSEC source: 0001209191-17-002660 · doc4.xml · nonDerivative · entry 2 ROSS LLOYD E · CIK 0001183991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,167.3746 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.