Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Centric Brands Inc.CTRC · Entity 16050 | Chief Financial Officer | November 05, 2019 | November 07, 2019 |
| Childrens Place, Inc.PLCE · Entity 7136 | SVP, CHIEF FINANCIAL OFFICER | August 07, 2018 | August 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Centric Brands Inc.
Report date November 05, 2019 · Filed November 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 159,236 |
Ending reported balance
After 2019-11-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-11-05 · Exercise / conversion · Acquired 200,000 · Balance 200,000 F1: The reporting person previously received a grant of shares of Restricted Stock Units ("RSUs") that represented a contingent right to receive one share of the Company's common stock pursuant to an inducement grant from Centric Brands Inc. (the "Company") and previously reported on Table II of a Form 4. These RSUs vested in accordance with the terms of the applicable RSU agreement. Row 2 · 2019-11-05 · Tax withholding · Disposed 40,764 · Balance 159,236 F2: In accordance with the terms and conditions of the RSU agreement, 1/3 of the shares vested and the Company withheld an equivalent amount of RSUs at fair market value to pay the certain minimum tax withholding requirements for the reporting person. There was no open market sale of common stock by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-11-05 | Direct | 400,000 |
Reported balance
After 2019-11-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-11-05 · Exercise / conversion · Disposed 200,000 · Balance 400,000 F1: The reporting person previously received a grant of shares of Restricted Stock Units ("RSUs") that represented a contingent right to receive one share of the Company's common stock pursuant to an inducement grant from Centric Brands Inc. (the "Company") and previously reported on Table II of a Form 4. These RSUs vested in accordance with the terms of the applicable RSU agreement. F3: The remaining restricted stock units will vest on November 5, 2020 and 2021, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person previously received a grant of shares of Restricted Stock Units ("RSUs") that represented a contingent right to receive one share of the Company's common stock pursuant to an inducement grant from Centric Brands Inc. (the "Company") and previously reported on Table II of a Form 4. These RSUs vested in accordance with the terms of the applicable RSU agreement.
F2: In accordance with the terms and conditions of the RSU agreement, 1/3 of the shares vested and the Company withheld an equivalent amount of RSUs at fair market value to pay the certain minimum tax withholding requirements for the reporting person. There was no open market sale of common stock by the reporting person.
F3: The remaining restricted stock units will vest on November 5, 2020 and 2021, respectively.
Childrens Place, Inc.
Report date August 07, 2018 · Filed August 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 15,025 |
Reported balance
After 2018-08-07 transaction · row 1
1 source rowRow 1 · 2018-08-07 · Tax withholding · Disposed 696 · Balance 15,025 F1: The shares were withheld to pay tax liabilities incident to the vesting of restricted stock units on August 7, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld to pay tax liabilities incident to the vesting of restricted stock units on August 7, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2019 Filed Nov 7, 2019 20:06 UTC | Centric Brands Inc. CTRC · Entity 16050 | Exercise / conversionRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-061275 · a4.xml · derivative · entry 3 PRUTHI ANURUP · CIK 0001626350 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock, par value $0.10 · 200,000 shares Expires 2019-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person previously received a grant of shares of Restricted Stock Units ("RSUs") that represented a contingent right to receive one share of the Company's common stock pursuant to an inducement grant from Centric Brands Inc. (the "Company") and previously reported on Table II of a Form 4. These RSUs vested in accordance with the terms of the applicable RSU agreement. F3 · balance_after: The remaining restricted stock units will vest on November 5, 2020 and 2021, respectively. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 20:06 UTC | Centric Brands Inc. CTRC · Entity 16050 | Tax withholdingCommon Stock, par value $0.10 per share | 40,764 | $2.50 | $101,910.00 |
DisclosureSEC source: 0001104659-19-061275 · a4.xml · nonDerivative · entry 2 PRUTHI ANURUP · CIK 0001626350 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,236 F2 · shares: In accordance with the terms and conditions of the RSU agreement, 1/3 of the shares vested and the Company withheld an equivalent amount of RSUs at fair market value to pay the certain minimum tax withholding requirements for the reporting person. There was no open market sale of common stock by the reporting person. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 20:06 UTC | Centric Brands Inc. CTRC · Entity 16050 | Exercise / conversionCommon Stock, par value $0.10 per share | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-061275 · a4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person previously received a grant of shares of Restricted Stock Units ("RSUs") that represented a contingent right to receive one share of the Company's common stock pursuant to an inducement grant from Centric Brands Inc. (the "Company") and previously reported on Table II of a Form 4. These RSUs vested in accordance with the terms of the applicable RSU agreement. F1 · price: The reporting person previously received a grant of shares of Restricted Stock Units ("RSUs") that represented a contingent right to receive one share of the Company's common stock pursuant to an inducement grant from Centric Brands Inc. (the "Company") and previously reported on Table II of a Form 4. These RSUs vested in accordance with the terms of the applicable RSU agreement. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 21:00 UTC | Childrens Place, Inc. PLCE · Entity 7136 | Tax withholdingCommon Stock, par value $0.10 per share | 696 | $127.95 | $89,053.20 |
DisclosureSEC source: 0001144204-18-043365 · tv500577_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,025 F1 · shares: The shares were withheld to pay tax liabilities incident to the vesting of restricted stock units on August 7, 2018. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:03 UTC | Childrens Place, Inc. PLCE · Entity 7136 | SaleCommon Stock, par value $0.10 per share | 14,512 | $128.39 | $1,863,195.68 |
DisclosureSEC source: 0001144204-18-032431 · tv495676_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,721 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.65 to $129.15, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 04, 2018 Filed May 8, 2018 21:00 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 4,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-026177 · tv493441_4.xml · nonDerivative · entry 3 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,233 F2 · shares: Represents shares of Common Stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on May 4, 2018, one third of which are deliverable to Mr. Pruthi on each of the first, second and third anniversaries of the date of grant provided Mr. Pruthi is employed by the Company on the respective vesting dates, subject to the terms and conditions of the Plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 21:00 UTC | Childrens Place, Inc. PLCE · Entity 7136 | Tax withholdingCommon Stock, par value $0.10 per share | 706 | $122.90 | $86,767.40 |
DisclosureSEC source: 0001144204-18-026177 · tv493441_4.xml · nonDerivative · entry 2 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,164 F1 · shares: The shares were withheld to pay tax liabilities incident to the vesting of restricted stock units on May 4, 2018. Read SEC document |
| May 04, 2018 Filed May 8, 2018 21:00 UTC | Childrens Place, Inc. PLCE · Entity 7136 | Tax withholdingCommon Stock, par value $0.10 per share | 1,177 | $122.90 | $144,653.30 |
DisclosureSEC source: 0001144204-18-026177 · tv493441_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,870 F1 · shares: The shares were withheld to pay tax liabilities incident to the vesting of restricted stock units on May 4, 2018. Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 21:06 UTC | Childrens Place, Inc. PLCE · Entity 7136 | Tax withholdingCommon Stock, par value $0.10 per share | 13,580 | $135.05 | $1,833,979.00 |
DisclosureSEC source: 0001144204-18-019649 · tv490602_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,047 F1 · shares: The shares were sold to pay tax liabilities incident to the delivery of performance-based restricted stock units on April 5, 2018. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 21:50 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 27,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-016939 · tv489551_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,627 F1 · shares: Represents shares of Common Stock, par value $0.10 per share, of the The Children's Place, Inc. (the "Company"), underlying a performance stock award granted under the Company's 2011 Equity Incentive Plan (the "Plan") on May 6, 2015. Such shares vest and are deliverable in April 2018, provided Mr. Pruthi is employed by the Company on such date, as further subject to the terms and conditions of the Plan. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 22:00 UTC | Childrens Place, Inc. PLCE · Entity 7136 | Tax withholdingCommon Stock, par value $0.10 per share | 619 | $148.45 | $91,890.55 |
DisclosureSEC source: 0001144204-18-001528 · tv482921_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,384 F1 · shares: The shares were withheld to pay tax liabilities incident to the vesting of restricted stock units on January 5, 2018. Read SEC document |
| August 07, 2017 Filed Aug 10, 2017 22:58 UTC | Childrens Place, Inc. PLCE · Entity 7136 | Tax withholdingCommon Stock, par value $0.10 per share | 721 | $114.45 | $82,518.45 |
DisclosureSEC source: 0001144204-17-042149 · v473010_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,003 F1 · shares: The shares were withheld to pay tax liabilities due on 1,389 shares vesting pursuant to time-restricted stock units granted to Mr. Pruthi under the Company's 2011 Equity Incentive Plan (the "Plan) on August 7, 2015. Read SEC document |
| May 25, 2017 Filed May 26, 2017 23:02 UTC | Childrens Place, Inc. PLCE · Entity 7136 | SaleCommon Stock, par value $0.10 per share | 445 | $109.06 | $48,531.70 |
DisclosureSEC source: 0001144204-17-029910 · v467953_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,724 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.60 to $109.45, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 05, 2017 Filed May 12, 2017 01:30 UTC | Childrens Place, Inc. PLCE · Entity 7136 | GrantCommon Stock, par value $0.10 per share | 4,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-026591 · v466450_4.xml · nonDerivative · entry 2 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,169 F1 · shares: Represents shares of Common Stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on May 5, 2017, one third of which are deliverable to Mr. Pruthi on each of the first, second and third anniversaries of the date of grant provided Mr. Pruthi is employed by the Company on the respective vesting dates, subject to the terms and conditions of the Plan. Read SEC document |
| May 05, 2017 Filed May 12, 2017 01:30 UTC | Childrens Place, Inc. PLCE · Entity 7136 | Tax withholdingCommon Stock, par value $0.10 per share | 1,020 | $118.00 | $120,360.00 |
DisclosureSEC source: 0001144204-17-026591 · v466450_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · SVP, CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,931 Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 23:46 UTC | Childrens Place, Inc. PLCE · Entity 7136 | SaleCommon Stock, par value $0.10 per share | 355 | $102.40 | $36,352.00 |
DisclosureSEC source: 0001144204-17-002508 · v457068_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,951 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2016. Read SEC document |
| January 05, 2017 Filed Jan 10, 2017 23:27 UTC | Childrens Place, Inc. PLCE · Entity 7136 | Tax withholdingCommon Stock, par value $0.10 per share | 619 | $104.20 | $64,499.80 |
DisclosureSEC source: 0001144204-17-001686 · v456710_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,306 F1 · shares: The shares were withheld to pay tax liabilities. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 20:06 UTC | Childrens Place, Inc. PLCE · Entity 7136 | SaleCommon Stock, par value $0.10 per share | 601 | $84.01 | $50,490.01 |
DisclosureSEC source: 0001144204-16-124740 · v449139_4.xml · nonDerivative · entry 1 PRUTHI ANURUP · CIK 0001626350 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,925 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.