Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TSS, Inc.TSSI · Entity 6224 | Sr. V.P., Business Development | November 11, 2019 | November 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TSS, Inc.
Report date November 11, 2019 · Filed November 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200,000 |
Reported balance
After 2019-11-11 transaction · row 1
1 source rowRow 1 · 2019-11-11 · Grant · Acquired 200,000 · Balance 200,000 F1: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Crichton and the Issuer and are subject to forfeiture. The restricted stock awarded will vest in installments as follows: (1) 100,000 shares will vest on November 11, 2020, and (2) 100,000 shares will vest on November 11, 2021. All unvested shares of restricted stock will vest upon a change of control of the Issuer. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.80 · Expires 2029-11-11 | Direct | 250,000 |
Reported balance
After 2019-11-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-11 · Grant · Acquired 250,000 · Balance 250,000 F2: The option becomes exercisable in installments as follows: (1) 83,333 shares will vest on November 11, 2020, (2) 83,333 shares will vest on November 11, 2021, and (3) 83,334 shares will vest on November 11, 2022. The option will become immediately exercisable upon the occurrence of a change in control of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Crichton and the Issuer and are subject to forfeiture. The restricted stock awarded will vest in installments as follows: (1) 100,000 shares will vest on November 11, 2020, and (2) 100,000 shares will vest on November 11, 2021. All unvested shares of restricted stock will vest upon a change of control of the Issuer.
F2: The option becomes exercisable in installments as follows: (1) 83,333 shares will vest on November 11, 2020, (2) 83,333 shares will vest on November 11, 2021, and (3) 83,334 shares will vest on November 11, 2022. The option will become immediately exercisable upon the occurrence of a change in control of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2019 Filed Nov 13, 2019 21:02 UTC | TSS, Inc. TSSI · Entity 6224 | GrantEmployee Stock Option · Derivative | 250,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001437749-19-022678 · rdgdoc.xml · derivative · entry 2 Crichton Matt · CIK 0001793336 · Sr. V.P., Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2029-11-11 F2 · derivative.exercise_date: The option becomes exercisable in installments as follows: (1) 83,333 shares will vest on November 11, 2020, (2) 83,333 shares will vest on November 11, 2021, and (3) 83,334 shares will vest on November 11, 2022. The option will become immediately exercisable upon the occurrence of a change in control of the Issuer. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 21:02 UTC | TSS, Inc. TSSI · Entity 6224 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-022678 · rdgdoc.xml · nonDerivative · entry 1 Crichton Matt · CIK 0001793336 · Sr. V.P., Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · shares: These shares of common stock represent restricted stock granted pursuant to an award agreement between Mr. Crichton and the Issuer and are subject to forfeiture. The restricted stock awarded will vest in installments as follows: (1) 100,000 shares will vest on November 11, 2020, and (2) 100,000 shares will vest on November 11, 2021. All unvested shares of restricted stock will vest upon a change of control of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.