Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.SPGI · Entity 2879 | EVP, Chief Risk Officer | March 01, 2023 | March 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date March 01, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 666 |
Reported balance
After 2023-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-01 · Grant · Acquired 666 · Balance 666 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2: The reporting person was granted 666 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 386 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 386 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3: As previously reported, the reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 170 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 170 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Common StockSEC Table I · non-derivative | Direct | 3,838 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,838 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: The reporting person was granted 666 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 63 | $273.05 | $17,202.15 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 4 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 159 | $273.05 | $43,414.95 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 3 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 78 | $273.05 | $21,297.90 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 198 | $273.05 | $54,063.90 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 9, 2019 12:48 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 2,000 | $216.85 | $433,700.00 |
DisclosureSEC source: 0000064040-19-000138 · wf-form4_155740611718823.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340 Read SEC document |
| May 07, 2019 Filed May 9, 2019 12:48 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 200 | $216.84 | $43,368.00 |
DisclosureSEC source: 0000064040-19-000138 · wf-form4_155740611718823.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340 Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:25 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 634 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000124 · wf-form4_155434110399990.xml · derivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634 Underlying: Common Stock · 634 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:16 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 849 | $201.48 | $171,056.52 |
DisclosureSEC source: 0000064040-19-000082 · wf-form4_155140657390990.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,540 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:16 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 2,495 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000082 · wf-form4_155140657390990.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,389 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · derivative · entry 9 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323 Underlying: Common Stock · 159 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 191 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · derivative · entry 8 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198 Underlying: Common Stock · 191 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · derivative · entry 7 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 604 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 53 | $169.94 | $9,006.82 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 6 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 75 | $169.94 | $12,745.50 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 5 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 947 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 238 | $169.94 | $40,445.72 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 4 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 159 | $169.94 | $27,020.46 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 3 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 191 | $169.94 | $32,458.54 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 604 | $169.94 | $102,643.76 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 01:02 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 225 | $183.51 | $41,289.75 |
DisclosureSEC source: 0000064040-18-000193 · wf-form4_154146614428334.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306 Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 17:51 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 350 | $203.35 | $71,172.50 |
DisclosureSEC source: 0000064040-18-000170 · wf-form4_153513307347165.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531 Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 15:55 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 508 | $208.50 | $105,918.00 |
DisclosureSEC source: 0000064040-18-000144 · wf-form4_152899172725502.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881 Read SEC document |
| May 01, 2018 Filed May 3, 2018 13:48 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000129 · wf-form4_152535523033654.xml · derivative · entry 3 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 960 shares Expires 2018-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| May 01, 2018 Filed May 3, 2018 13:48 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 466 | $190.03 | $88,553.98 |
DisclosureSEC source: 0000064040-18-000129 · wf-form4_152535523033654.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Read SEC document |
| May 01, 2018 Filed May 3, 2018 13:48 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 960 | $190.03 | $182,428.80 |
DisclosureSEC source: 0000064040-18-000129 · wf-form4_152535523033654.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:11 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000104 · wf-form4_152287988823765.xml · derivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482 Underlying: Common Stock · 482 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 20:07 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 890 | $188.53 | $167,793.48 |
DisclosureSEC source: 0000064040-18-000088 · wf-form4_152062600753349.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:15 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 680 | $193.14 | $131,335.20 |
DisclosureSEC source: 0000064040-18-000076 · wf-form4_151993172476490.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,785 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:15 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000076 · wf-form4_151993172476490.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,465 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:53 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 191 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · derivative · entry 6 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389 Underlying: Common Stock · 191 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:53 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 429 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · derivative · entry 5 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 429 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:53 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 81 | $169.40 | $13,721.40 |
DisclosureSEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · nonDerivative · entry 4 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:53 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 182 | $169.40 | $30,830.80 |
DisclosureSEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · nonDerivative · entry 3 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:53 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 191 | $169.40 | $32,355.40 |
DisclosureSEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:53 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 429 | $169.40 | $72,672.60 |
DisclosureSEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 13:44 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 860 | $151.50 | $130,291.72 |
DisclosureSEC source: 0000064040-17-000056 · wf-form4_150358226712756.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.48 to $151.51, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forthin footnote (1) to this Form 4. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 21:27 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007475 · doc4.xml · derivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580 Underlying: Common Stock · 580 shares Expires 2019-12-31 F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 20:56 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 618 | $130.76 | $80,809.68 |
DisclosureSEC source: 0001225208-17-004087 · doc4.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 20:56 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 1,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004087 · doc4.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,584 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 18:30 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 133 | $125.44 | $16,683.31 |
DisclosureSEC source: 0001225208-16-041763 · doc4.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 18:15 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 500 | $123.08 | $61,540.00 |
DisclosureSEC source: 0001225208-16-039348 · doc4.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.