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Luquette Nancy

Disclosed activity across 1 company

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15382
SEC CIK
0001684373

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
S&P Global Inc.SPGI · Entity 2879EVP, Chief Risk OfficerMarch 01, 2023March 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

S&P Global Inc.

Report date March 01, 2023 · Filed March 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct666 Reported balance After 2023-03-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-01 · Grant · Acquired 666 · Balance 666

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: The reporting person was granted 666 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct386 Reported balance Holding disclosure · report date 2023-03-01 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 386

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: As previously reported, the reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct170 Reported balance Holding disclosure · report date 2023-03-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 170

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Common StockSEC Table I · non-derivativeDirect3,838 Reported balance Holding disclosure · report date 2023-03-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,838

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: The reporting person was granted 666 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 23:12 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000091 · wf-form4_167788512597743.xml · derivative · entry 2

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

Underlying: Common Stock · 666 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 666 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 666 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:47 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 558 $341.20 $190,389.60
Disclosure

SEC source: 0000950103-23-003633 · dp190160_4-luquette.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,838

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:47 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 1,559 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-003633 · dp190160_4-luquette.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goals under performance share unit award.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · derivative · entry 9

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · derivative · entry 8

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · derivative · entry 7

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 70 $334.94 $23,445.80
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · nonDerivative · entry 6

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 190 $334.94 $63,638.60
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · nonDerivative · entry 5

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 67 $334.94 $22,440.98
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · nonDerivative · entry 4

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,717

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 163 $334.94 $54,595.22
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · nonDerivative · entry 3

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 108 $334.94 $36,173.52
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,621

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 262 $334.94 $87,754.28
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 13:59 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 3,200 $367.49 $1,175,968.00
Disclosure

SEC source: 0000064040-22-000151 · wf-form4_165962156510153.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,467

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $367.17 to $367.72, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 13, 2022 Filed May 17, 2022 01:12 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionOption (Right to Buy) · Derivative 1,411 $0.00 Strike: $77.81 $0.00
Disclosure

SEC source: 0000950103-22-008545 · dp173221_4-luquette.xml · derivative · entry 5

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,411 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,411 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.

Read SEC document
May 13, 2022 Filed May 17, 2022 01:12 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionOption (Right to Buy) · Derivative 876 $0.00 Strike: $59.92 $0.00
Disclosure

SEC source: 0000950103-22-008545 · dp173221_4-luquette.xml · derivative · entry 4

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 876 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: As previously reported, the reporting person was granted 876 options on 09/03/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 09/03/2014, the next 33% installment became exercisable on 09/03/2015 and the remaining 34% installment became exercisable on 09/03/2016.

Read SEC document
May 13, 2022 Filed May 17, 2022 01:12 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 2,287 $333.74 $763,263.38
Disclosure

SEC source: 0000950103-22-008545 · dp173221_4-luquette.xml · nonDerivative · entry 3

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Read SEC document
May 13, 2022 Filed May 17, 2022 01:12 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 1,411 $77.81 $109,789.91
Disclosure

SEC source: 0000950103-22-008545 · dp173221_4-luquette.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 17, 2022 01:12 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 876 $59.92 $52,489.92
Disclosure

SEC source: 0000950103-22-008545 · dp173221_4-luquette.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:39 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 576 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000079 · wf-form4_164635436388743.xml · derivative · entry 3

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

Underlying: Common Stock · 576 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:39 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,228 $390.58 $479,632.24
Disclosure

SEC source: 0000064040-22-000079 · wf-form4_164635436388743.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:39 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 2,930 $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000079 · wf-form4_164635436388743.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,895

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:31 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · derivative · entry 9

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:31 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · derivative · entry 8

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:31 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · derivative · entry 7

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:31 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 56 $471.93 $26,428.08
Disclosure

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 6

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,965

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:31 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 163 $471.93 $76,924.59
Disclosure

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 5

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:31 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 91 $471.93 $42,945.63
Disclosure

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 4

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,858

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:31 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 253 $471.93 $119,398.29
Disclosure

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 3

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:31 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 85 $471.93 $40,114.05
Disclosure

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,696

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December 31, 2021 Filed Jan 4, 2022 22:31 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 216 $471.93 $101,936.88
Disclosure

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:19 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000103 · wf-form4_161767187027326.xml · derivative · entry 2

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496

Underlying: Common Stock · 496 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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March 02, 2021 Filed Mar 4, 2021 23:25 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 548 $332.94 $182,451.12
Disclosure

SEC source: 0000064040-21-000087 · wf-form4_161490030777504.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

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March 02, 2021 Filed Mar 4, 2021 23:25 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 1,608 $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000087 · wf-form4_161490030777504.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:48 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · derivative · entry 9

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:48 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · derivative · entry 8

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Underlying: Common Stock · 209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:48 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · derivative · entry 7

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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December 31, 2020 Filed Jan 6, 2021 01:48 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 65 $328.73 $21,367.45
Disclosure

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 6

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,505

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:48 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 164 $328.73 $53,911.72
Disclosure

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 5

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:48 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 83 $328.73 $27,284.59
Disclosure

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 4

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,406

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:48 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 209 $328.73 $68,704.57
Disclosure

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 3

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:48 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 88 $328.73 $28,928.24
Disclosure

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:48 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 253 $328.73 $83,168.69
Disclosure

SEC source: 0000064040-21-000017 · wf-form4_160989768664756.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 4, 2020 00:10 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000102 · wf-form4_158595901631738.xml · derivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768

Underlying: Common Stock · 768 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:40 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 735 $280.14 $205,902.90
Disclosure

SEC source: 0000064040-20-000076 · wf-form4_158345880858980.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:40 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 2,164 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000076 · wf-form4_158345880858980.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:34 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · derivative · entry 9

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Stock · 209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:34 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 159 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · derivative · entry 8

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164

Underlying: Common Stock · 159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:34 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 198 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · derivative · entry 7

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 198 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:34 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 79 $273.05 $21,570.95
Disclosure

SEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 6

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:34 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 209 $273.05 $57,067.45
Disclosure

SEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 5

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.