Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADVANCED DRAINAGE SYSTEMS, INC.
Report date November 12, 2019 · Filed November 14, 2019
Section 16 reporting ended · disclosed 2019-11-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 5,784,025 |
Reported balance
After 2019-11-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-11-12 · Sale · Disposed 1,000,000 · Balance 5,784,025 |
| Common StockSEC Table I · non-derivative | Direct | 745,556 |
Reported balance
Holding disclosure · report date 2019-11-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 745,556 |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 500 |
Reported balance
Holding disclosure · report date 2019-11-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 500 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2019 Filed Nov 14, 2019 21:33 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 1,000,000 | $37.40 | $37,400,000.00 |
DisclosureSEC source: 0000899243-19-027286 · doc4.xml · nonDerivative · entry 1 CHLAPATY JOSEPH A · CIK 0001614420 · 10% owner · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,784,025 Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:00 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 1,500,000 | $30.08 | $45,120,000.00 |
DisclosureSEC source: 0000899243-18-023481 · doc4.xml · nonDerivative · entry 1 CHLAPATY JOSEPH A · CIK 0001614420 · 10% owner · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 6,784,025 Read SEC document |
| August 13, 2018 Filed Aug 17, 2018 21:30 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 95,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022723 · doc4.xml · nonDerivative · entry 1 CHLAPATY JOSEPH A · CIK 0001614420 · 10% owner · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,284,025 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:31 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 900,000 | $28.82 | $25,938,000.00 |
DisclosureSEC source: 0000899243-18-016367 · doc4.xml · nonDerivative · entry 1 CHLAPATY JOSEPH A · CIK 0001614420 · 10% owner · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,379,025 Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:46 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 55,000 | $28.54 | $1,569,441.50 |
DisclosureSEC source: 0000899243-18-015284 · doc4.xml · nonDerivative · entry 2 CHLAPATY JOSEPH A · CIK 0001614420 · 10% owner · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,279,025 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.725, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:46 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | SaleCommon Stock | 45,000 | $28.53 | $1,283,908.50 |
DisclosureSEC source: 0000899243-18-015284 · doc4.xml · nonDerivative · entry 1 CHLAPATY JOSEPH A · CIK 0001614420 · 10% owner · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,334,025 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.60, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 19:06 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-003826 · doc4.xml · nonDerivative · entry 1 CHLAPATY JOSEPH A · CIK 0001614420 · 10% owner · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,379,025 Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 22:17 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionOption to Purchase Common Stock · Derivative | 517,770 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0000899243-17-024384 · doc4.xml · derivative · entry 4 CHLAPATY JOSEPH A · CIK 0001614420 · 10% owner · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 517,770 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in four equal annual installments beginning on September 1, 2014. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 22:17 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | Exercise / conversionCommon Stock | 517,770 | $13.64 | $7,062,382.80 |
DisclosureSEC source: 0000899243-17-024384 · doc4.xml · nonDerivative · entry 1 CHLAPATY JOSEPH A · CIK 0001614420 · 10% owner · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of stock options (right to buy) previously granted by the Issuer. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 21:38 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GiftCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016598 · doc4.xml · nonDerivative · entry 2 CHLAPATY JOSEPH A · CIK 0001614420 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,629,025 Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 21:38 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | PurchaseCommon Stock | 10,000 | $20.28 | $202,812.00 |
DisclosureSEC source: 0000899243-17-016598 · doc4.xml · nonDerivative · entry 1 CHLAPATY JOSEPH A · CIK 0001614420 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,674,025 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.20 to $20.45, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 01:36 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | PurchaseCommon Stock | 30,000 | $19.39 | $581,793.00 |
DisclosureSEC source: 0000899243-17-015764 · doc4.xml · nonDerivative · entry 1 CHLAPATY JOSEPH A · CIK 0001614420 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,664,025 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.25 to $19.55, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:49 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantOption to Purchase Common Stock · Derivative | 137,683 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0000899243-17-003599 · doc4.xml · derivative · entry 4 CHLAPATY JOSEPH A · CIK 0001614420 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,683 Underlying: Common Stock · 137,683 shares Expires 2026-03-31 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 8, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:49 UTC | ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 | GrantCommon Stock | 45,455 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-003599 · doc4.xml · nonDerivative · entry 1 CHLAPATY JOSEPH A · CIK 0001614420 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,786 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.