Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Morningstar, Inc.MORN · Entity 915 | Chief Product Officer | November 15, 2019 | November 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Morningstar, Inc.
Report date November 15, 2019 · Filed November 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,666 |
Reported balance
After 2019-11-15 transaction · row 1
1 source rowRow 1 · 2019-11-15 · Tax withholding · Disposed 124 · Balance 9,666 |
| Market Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-11-15 | Direct | 5,113 |
Reported balance
After 2019-11-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-15 · Grant · Acquired 739 · Balance 5,113 F1: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 18, 2019 13:17 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 739 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000247 · edgar.xml · derivative · entry 2 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,113 Underlying: Common Stock · 739 shares Expires 2022-11-15 F1 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022. F1 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 13:17 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 124 | $155.98 | $19,341.52 |
DisclosureSEC source: 0001289419-19-000247 · edgar.xml · nonDerivative · entry 1 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,666 Read SEC document |
| May 15, 2019 Filed May 17, 2019 09:50 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000088 · edgar.xml · derivative · entry 3 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,374 Underlying: Common Stock · 896 shares Expires 2022-05-15 F2 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2022. F2 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2022. Read SEC document |
| May 15, 2019 Filed May 17, 2019 09:50 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 354 | $133.03 | $47,092.62 |
DisclosureSEC source: 0001289419-19-000088 · edgar.xml · nonDerivative · entry 2 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,790 Read SEC document |
| May 15, 2019 Filed May 17, 2019 09:50 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000088 · edgar.xml · nonDerivative · entry 1 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,144 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2020. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 11:02 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 915 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-18-000186 · edgar.xml · derivative · entry 2 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,478 Underlying: Common Stock · 915 shares Expires 2021-11-15 F1 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2021. F1 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2021. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 11:02 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 124 | $120.58 | $14,951.92 |
DisclosureSEC source: 0001289419-18-000186 · edgar.xml · nonDerivative · entry 1 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,641 Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 12:15 UTC | Morningstar, Inc. MORN · Entity 915 | GiftCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-18-000096 · edgar.xml · nonDerivative · entry 1 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,428 F1 · ownership.nature: These shares are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:24 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 901 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-18-000057 · edgar.xml · derivative · entry 3 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,563 Underlying: Common Stock · 901 shares Expires 2021-05-15 F2 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2021. F2 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2021. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:24 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 299 | $112.22 | $33,553.78 |
DisclosureSEC source: 0001289419-18-000057 · edgar.xml · nonDerivative · entry 2 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,823 Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:24 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-18-000057 · edgar.xml · nonDerivative · entry 1 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,122 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2019. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 15:01 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 739 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-17-000089 · edgar.xml · derivative · entry 2 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662 Underlying: Common Stock · 739 shares Expires 2020-11-15 F2 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2020. F2 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2020. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 15:01 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-17-000089 · edgar.xml · nonDerivative · entry 1 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,340 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning November 15, 2018. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 14:36 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 500 | $82.21 | $41,105.15 |
DisclosureSEC source: 0001289419-17-000067 · edgar.xml · nonDerivative · entry 1 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2017. F2 · price: The transaction was executed in multiple trades at prices ranging from $81.96 to $82.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2017 Filed May 17, 2017 15:43 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 923 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-17-000053 · edgar.xml · derivative · entry 3 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923 Underlying: Common Stock · 923 shares Expires 2020-05-15 F2 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2020. F2 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2020. Read SEC document |
| May 15, 2017 Filed May 17, 2017 15:43 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 259 | $75.22 | $19,481.98 |
DisclosureSEC source: 0001289419-17-000053 · edgar.xml · nonDerivative · entry 2 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,152 Read SEC document |
| May 15, 2017 Filed May 17, 2017 15:43 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-17-000053 · edgar.xml · nonDerivative · entry 1 Rothschild Tricia · CIK 0001693979 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,411 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.