Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avaya Holdings Corp.AVYA · Entity 117306 | Senior Vice President, Cloud | November 15, 2019 | November 18, 2019 |
| Five9, Inc.FIVN · Entity 4346 | EVP, Product Management | August 06, 2018 | August 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avaya Holdings Corp.
Report date November 15, 2019 · Filed November 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 111,705 |
Reported balance
After 2019-11-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-11-15 · Tax withholding · Disposed 14,557 · Balance 111,705 F1: These securities consist of (i) 27,538 shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") and (ii) 84,167 Restricted Stock Units (each, an "RSU") previously granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities consist of (i) 27,538 shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") and (ii) 84,167 Restricted Stock Units (each, an "RSU") previously granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.
Five9, Inc.
Report date August 06, 2018 · Filed August 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,588 |
Ending reported balance
After 2018-08-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-06 · Exercise / conversion · Acquired 979 · Balance 84,567 Row 2 · 2018-08-06 · Sale · Disposed 979 · Balance 83,588 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.94 to $34.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2024-11-05 | Direct | 2,938 |
Reported balance
After 2018-08-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-06 · Exercise / conversion · Disposed 979 · Balance 2,938 F3: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.94 to $34.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2017 Filed Dec 5, 2017 20:05 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,922 | $23.82 | $141,062.04 |
DisclosureSEC source: 0001288847-17-000147 · wf-form4_151252228966341.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,146 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.68 to $24.30, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,773 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · derivative · entry 16 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,776 Underlying: Common Stock · 9,773 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of February 23, 2017. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock · Derivative | 1,145 | $0.00 Strike: $10.12 | $0.00 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · derivative · entry 15 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105 Underlying: Common Stock · 1,145 shares Expires 2023-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of December 18, 2013. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,839 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · derivative · entry 14 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,839 shares Expires 2023-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option granted on October 25, 2013 is now fully vested. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,524 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · derivative · entry 13 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,766 Underlying: Common Stock · 4,524 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,936 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · derivative · entry 12 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,290 Underlying: Common Stock · 4,936 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,181 | $25.01 | $29,536.81 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 11 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,068 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.03, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 9,773 | $24.99 | $244,227.27 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 10 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,249 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $25.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 9,773 | $16.25 | $158,811.25 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 9 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,145 | $24.99 | $28,613.55 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 8 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,249 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $25.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,145 | $10.12 | $11,587.40 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 7 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,839 | $24.99 | $195,896.61 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 6 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,249 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $25.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 7,839 | $8.48 | $66,474.72 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 5 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,524 | $24.99 | $113,054.76 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 4 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,249 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $25.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 4,524 | $8.13 | $36,780.12 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,936 | $25.01 | $123,449.36 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,249 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 17:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 4,936 | $8.13 | $40,129.68 |
DisclosureSEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · derivative · entry 10 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,226 Underlying: Common Stock · 800 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 800 | $25.00 | $20,000.00 |
DisclosureSEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 7 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,249 Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 800 | $25.00 | $20,000.00 |
DisclosureSEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 6 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,049 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 800 | $8.13 | $6,504.00 |
DisclosureSEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 5 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,662 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · derivative · entry 9 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,026 Underlying: Common Stock · 3,662 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,859 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · derivative · entry 8 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,750 Underlying: Common Stock · 5,859 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,662 | $25.00 | $91,550.00 |
DisclosureSEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 4 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,049 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,859 | $25.00 | $146,475.00 |
DisclosureSEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,711 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 3,662 | $8.13 | $29,772.06 |
DisclosureSEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 5,859 | $4.25 | $24,900.75 |
DisclosureSEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 16:14 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,954 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-17-000137 · wf-form4_151121245887509.xml · derivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,609 Underlying: Common Stock · 2,954 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 05, 2014. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 16:14 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 2,954 | $25.09 | $74,115.86 |
DisclosureSEC source: 0001288847-17-000137 · wf-form4_151121245887509.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,049 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.20, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 16:14 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 2,954 | $4.25 | $12,554.50 |
DisclosureSEC source: 0001288847-17-000137 · wf-form4_151121245887509.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 17:39 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,332 | $21.39 | $92,661.48 |
DisclosureSEC source: 0001288847-17-000119 · wf-form4_150482033781648.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,049 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.12 to $21.48, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 17:39 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,847 | $21.13 | $123,547.11 |
DisclosureSEC source: 0001288847-17-000119 · wf-form4_150482033781648.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,381 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.91 to $21.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 17:19 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,085 | $20.98 | $22,763.30 |
DisclosureSEC source: 0001288847-17-000111 · wf-form4_150239994977704.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,228 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 18:14 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,569 | $24.01 | $133,711.69 |
DisclosureSEC source: 0001288847-17-000095 · wf-form4_149678728225759.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,313 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.97 to $24.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 18:14 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,524 | $23.89 | $84,188.36 |
DisclosureSEC source: 0001288847-17-000095 · wf-form4_149678728225759.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,882 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 30, 2017 Filed May 31, 2017 16:30 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $10.12 | $0.00 |
DisclosureSEC source: 0001288847-17-000094 · wf-form4_149626258939379.xml · derivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2023-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option began vesting in 48 equal monthly installments on the one-month anniversary of December 18, 2013. Read SEC document |
| May 30, 2017 Filed May 31, 2017 16:30 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,750 | $22.12 | $82,950.00 |
DisclosureSEC source: 0001288847-17-000094 · wf-form4_149626258939379.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,406 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 16:30 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 3,750 | $10.12 | $37,950.00 |
DisclosureSEC source: 0001288847-17-000094 · wf-form4_149626258939379.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,414 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · derivative · entry 14 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,414 shares Expires 2023-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option granted on October 25, 2013 is now fully vested. Read SEC document |
| May 24, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 920 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · derivative · entry 13 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,839 Underlying: Common Stock · 920 shares Expires 2023-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The original option was for 44,335 shares. Option began vesting with respect to 25% of shares subject to the option one year after October 25, 2013, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| May 24, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 9,414 | $21.30 | $200,518.20 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 9 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,406 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.13 to $21.40, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 24, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 9,414 | $8.48 | $79,830.72 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 8 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 920 | $21.30 | $19,596.00 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 7 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,406 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.13 to $21.40, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 24, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 920 | $8.48 | $7,801.60 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 6 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,576 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · derivative · entry 12 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,759 Underlying: Common Stock · 35,576 shares Expires 2023-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The original option was for 44,335 shares. Option began vesting with respect to 25% of shares subject to the option one year after October 25, 2013, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| May 23, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,562 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · derivative · entry 11 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,688 Underlying: Common Stock · 18,562 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016. Read SEC document |
| May 23, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,896 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · derivative · entry 10 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,563 Underlying: Common Stock · 4,896 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| May 23, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,678 | $21.46 | $121,849.88 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 5 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,406 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.27 to $21.96, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 23, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 59,034 | $21.46 | $1,266,869.64 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 4 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,084 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.27 to $21.96, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 23, 2017 Filed May 25, 2017 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 35,576 | $8.48 | $301,684.48 |
DisclosureSEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.