Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avaya Holdings Corp.AVYA · Entity 117306 | Senior Vice President, Cloud | November 15, 2019 | November 18, 2019 |
| Five9, Inc.FIVN · Entity 4346 | EVP, Product Management | August 06, 2018 | August 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avaya Holdings Corp.
Report date November 15, 2019 · Filed November 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 111,705 |
Reported balance
After 2019-11-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-11-15 · Tax withholding · Disposed 14,557 · Balance 111,705 F1: These securities consist of (i) 27,538 shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") and (ii) 84,167 Restricted Stock Units (each, an "RSU") previously granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities consist of (i) 27,538 shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") and (ii) 84,167 Restricted Stock Units (each, an "RSU") previously granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.
Five9, Inc.
Report date August 06, 2018 · Filed August 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,588 |
Ending reported balance
After 2018-08-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-06 · Exercise / conversion · Acquired 979 · Balance 84,567 Row 2 · 2018-08-06 · Sale · Disposed 979 · Balance 83,588 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.94 to $34.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2024-11-05 | Direct | 2,938 |
Reported balance
After 2018-08-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-06 · Exercise / conversion · Disposed 979 · Balance 2,938 F3: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.94 to $34.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 18, 2019 16:21 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Tax withholdingCommon Stock, par value $0.01 per share | 14,557 | $12.32 | $179,342.24 |
DisclosureSEC source: 0001418100-19-000121 · wf-form4_157411208234707.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · Senior Vice President, Cloud 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,705 F1 · balance_after: These securities consist of (i) 27,538 shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") and (ii) 84,167 Restricted Stock Units (each, an "RSU") previously granted pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 16:11 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock - Restricted Stock Units | 126,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000166 · wf-form4_154222984815856.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · Senior Vice President, Cloud 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,262 F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. These RSUs were granted on November 13, 2018 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. F2 · shares: 33.34% of these RSUs will vest on November 15, 2019 and 8.33% will vest each Feb. 15, May 15, Aug. 15 and Nov. 15 thereafter. Read SEC document |
| August 06, 2018 Filed Aug 6, 2018 20:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 979 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000130 · wf-form4_153360122619067.xml · derivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,938 Underlying: Common Stock · 979 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| August 06, 2018 Filed Aug 6, 2018 20:20 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 979 | $34.45 | $33,726.55 |
DisclosureSEC source: 0001288847-18-000130 · wf-form4_153360122619067.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,588 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.94 to $34.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 06, 2018 Filed Aug 6, 2018 20:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 979 | $4.25 | $4,160.75 |
DisclosureSEC source: 0001288847-18-000130 · wf-form4_153360122619067.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 17:06 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,428 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000118 · wf-form4_153246639739398.xml · derivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,272 Underlying: Common Stock · 1,428 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 17:06 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,428 | $35.97 | $51,365.16 |
DisclosureSEC source: 0001288847-18-000118 · wf-form4_153246639739398.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,588 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.17 to $36.39, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 17:06 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,428 | $16.25 | $23,205.00 |
DisclosureSEC source: 0001288847-18-000118 · wf-form4_153246639739398.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 16:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,547 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000114 · wf-form4_153211833455776.xml · derivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,391 Underlying: Common Stock · 1,547 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 16:25 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,547 | $35.30 | $54,609.10 |
DisclosureSEC source: 0001288847-18-000114 · wf-form4_153211833455776.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,588 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.97 to $35.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 16:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,547 | $8.13 | $12,577.11 |
DisclosureSEC source: 0001288847-18-000114 · wf-form4_153211833455776.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 17:41 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 979 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000112 · wf-form4_153117248367316.xml · derivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917 Underlying: Common Stock · 979 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 17:41 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 979 | $35.10 | $34,362.90 |
DisclosureSEC source: 0001288847-18-000112 · wf-form4_153117248367316.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,588 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.96 to $35.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 17:41 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 979 | $4.25 | $4,160.75 |
DisclosureSEC source: 0001288847-18-000112 · wf-form4_153117248367316.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 17:07 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,428 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000104 · wf-form4_153004724807814.xml · derivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,700 Underlying: Common Stock · 1,428 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 17:07 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,428 | $34.33 | $49,023.24 |
DisclosureSEC source: 0001288847-18-000104 · wf-form4_153004724807814.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,588 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.07 to $35.29, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 17:07 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,428 | $16.25 | $23,205.00 |
DisclosureSEC source: 0001288847-18-000104 · wf-form4_153004724807814.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 17:46 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,547 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000101 · wf-form4_152944477021238.xml · derivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,938 Underlying: Common Stock · 1,547 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 17:46 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,547 | $38.71 | $59,884.37 |
DisclosureSEC source: 0001288847-18-000101 · wf-form4_152944477021238.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,588 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.97 to $39.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 17:46 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,547 | $8.13 | $12,577.11 |
DisclosureSEC source: 0001288847-18-000101 · wf-form4_152944477021238.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 20:09 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,917 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · derivative · entry 10 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,896 Underlying: Common Stock · 3,917 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 20:09 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,535 | $37.40 | $281,809.00 |
DisclosureSEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 7 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,588 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $38.03, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 20:09 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,917 | $37.40 | $146,495.80 |
DisclosureSEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 6 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $38.03, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 20:09 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 3,917 | $4.25 | $16,647.25 |
DisclosureSEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 5 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:09 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,640 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · derivative · entry 9 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,485 Underlying: Common Stock · 4,640 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:09 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,284 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · derivative · entry 8 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,128 Underlying: Common Stock · 4,284 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:09 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 8,924 | $36.94 | $329,652.56 |
DisclosureSEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 4 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.84 to $37.77, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:09 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 4,640 | $8.13 | $37,723.20 |
DisclosureSEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:09 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 4,284 | $16.25 | $69,615.00 |
DisclosureSEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:09 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,771 | $36.57 | $174,475.47 |
DisclosureSEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.28 to $36.80, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:34 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,347 | $31.35 | $42,228.45 |
DisclosureSEC source: 0001288847-18-000040 · wf-form4_152097682092282.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,894 Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 19:20 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,922 | $30.75 | $182,101.50 |
DisclosureSEC source: 0001288847-18-000035 · wf-form4_152046842501604.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,241 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.44 to $31.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 19:20 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,901 | $30.90 | $120,540.90 |
DisclosureSEC source: 0001288847-18-000035 · wf-form4_152046842501604.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,163 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.55 to $31.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 31,034 | $0.00 Strike: $25.90 | $0.00 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · derivative · entry 15 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,034 Underlying: Common Stock · 31,034 shares Expires 2028-02-26 F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,364 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · derivative · entry 14 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,412 Underlying: Common Stock · 7,364 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,641 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · derivative · entry 13 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,125 Underlying: Common Stock · 4,641 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,937 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · derivative · entry 12 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,813 Underlying: Common Stock · 2,937 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock · Derivative | 105 | $0.00 Strike: $10.12 | $0.00 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · derivative · entry 11 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105 shares Expires 2023-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 18,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 10 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,064 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 971 | $29.51 | $28,654.21 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 9 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,898 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.41 to $29.62, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,364 | $29.52 | $217,385.28 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 8 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,869 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.39 to $29.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 7,364 | $16.25 | $119,665.00 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 7 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,641 | $29.52 | $137,002.32 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 6 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,869 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.39 to $29.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 4,641 | $8.13 | $37,731.33 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 5 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 2,937 | $29.52 | $86,700.24 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 4 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,869 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.39 to $29.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 2,937 | $4.25 | $12,482.25 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 3 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 105 | $29.52 | $3,099.60 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,869 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.39 to $29.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:11 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 105 | $10.12 | $1,062.60 |
DisclosureSEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Apr 2, 2018 20:33 UTC Amendment | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 42,860 | $0.00 Strike: $29.89 | $0.00 |
DisclosureSEC source: 0001288847-18-000050 · wf-form4a_152271558312331.xml · derivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,860 Underlying: Common Stock · 42,860 shares Expires 2028-02-26 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price and number of shares of the employee stock option granted to the Reporting Person on February 26, 2018, which were incorrectly listed in the original report. F1 · shares: This amendment is being filed to correct the exercise price and number of shares of the employee stock option granted to the Reporting Person on February 26, 2018, which were incorrectly listed in the original report. F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 20:05 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,277 | $23.25 | $99,440.25 |
DisclosureSEC source: 0001288847-17-000147 · wf-form4_151252228966341.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,869 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.