Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Morningstar, Inc.MORN · Entity 915 | Pres., Investment Management | November 15, 2019 | November 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Morningstar, Inc.
Report date November 15, 2019 · Filed November 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Market Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-11-15 | Direct | 6,353 |
Reported balance
After 2019-11-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-11-15 · Grant · Acquired 924 · Balance 6,353 F1: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 18, 2019 18:38 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 924 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000255 · edgar.xml · derivative · entry 1 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,353 Underlying: Common Stock · 924 shares Expires 2022-11-15 F1 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022. F1 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022. Read SEC document |
| May 15, 2019 Filed May 17, 2019 14:11 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 1,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000100 · edgar.xml · derivative · entry 3 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,429 Underlying: Common Stock · 1,120 shares Expires 2022-05-15 F2 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2022. F2 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2022. Read SEC document |
| May 15, 2019 Filed May 17, 2019 14:11 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 652 | $133.03 | $86,735.56 |
DisclosureSEC source: 0001289419-19-000100 · edgar.xml · nonDerivative · entry 2 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,533 Read SEC document |
| May 15, 2019 Filed May 17, 2019 14:11 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000100 · edgar.xml · nonDerivative · entry 1 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,185 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2020. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 16:06 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 915 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-18-000190 · edgar.xml · derivative · entry 1 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,309 Underlying: Common Stock · 915 shares Expires 2021-11-15 F1 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2021. F1 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2021. Read SEC document |
| May 15, 2018 Filed May 17, 2018 19:23 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 901 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-18-000056 · edgar.xml · derivative · entry 3 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,394 Underlying: Common Stock · 901 shares Expires 2021-05-15 F2 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2021. F2 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2021. Read SEC document |
| May 15, 2018 Filed May 17, 2018 19:23 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 815 | $112.22 | $91,459.30 |
DisclosureSEC source: 0001289419-18-000056 · edgar.xml · nonDerivative · entry 2 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,306 Read SEC document |
| May 15, 2018 Filed May 17, 2018 19:23 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-18-000056 · edgar.xml · nonDerivative · entry 1 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,121 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2019. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 20:00 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 1,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-17-000088 · edgar.xml · derivative · entry 2 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,493 Underlying: Common Stock · 1,109 shares Expires 2020-11-15 F1 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2020. F1 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2020. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 20:00 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 500 | $88.81 | $44,405.00 |
DisclosureSEC source: 0001289419-17-000088 · edgar.xml · nonDerivative · entry 1 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,339 Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:42 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-17-000052 · edgar.xml · derivative · entry 3 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384 Underlying: Common Stock · 1,384 shares Expires 2020-05-15 F2 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2020. F2 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2020. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:42 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 574 | $75.22 | $43,176.28 |
DisclosureSEC source: 0001289419-17-000052 · edgar.xml · nonDerivative · entry 2 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,839 Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:42 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 2,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-17-000052 · edgar.xml · nonDerivative · entry 1 Needham Daniel · CIK 0001631881 · Pres., Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,413 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.